Director, Legal Counsel

1 week ago


London, United Kingdom FRP Advisory Full time
Job Description

Role overview


The Director, Legal Counsel will be supported by a newly qualified lawyer and responsible for supporting the business as follows:

  • Legal, Compliance and Risk support to Corporate Finance, Debt Advisory, Financial Advisory and Forensic Services
  • Provide legal support across FRP service pillars and support the CSG and management but not for example legal advice within Restructuring cases
  • Oversight of FCA regulated mandates within Corporate Finance
  • Support senior management in legal matters and be part of the Central Services Group


Key Responsibilities


Leadership and Strategy:

  • Lead the in-house legal team , providing guidance and support as necessary.
  • Act as a key advisor to senior management on compliance and legal matters.

FCA Regulatory Compliance Oversight:

  • In relation to the FCA regulated entity (FRP Corporate Advisory Limited), oversee the completion and submission of FCA returns via Regdata and applications via Connect.
  • Manage the approval/removal of individuals as SMF3 (Executive Director) and certified staff on the FCA register. (Corporate Finance)
  • Ensure the certification of staff, including annual renewals and issuance of certificates are conducted efficiently. (not Restructuring)

Compliance and Regulatory Advice:


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