Compliance /Regulatory Associate

4 weeks ago


Brighton, United Kingdom Front Row Recruitment Ltd Full time

Due to growth my client, a leading Financial Services company, currently seek an experienced Compliance / Governance specialist to join their Employee Benefits division.

Duties will include:

  • Ensuring staff competency across the Group Risk division
  • Assessing customer claims, complaints and appeals
  • Ensuring delivery of any legislative or regulatory change
  • Developing and delivering process, procedural and system initiatives to ensure teams consistently deliver a first class service
  • Using data and case studies to identify potential service issues / trends that should be reviewed
  • Conduct and deliver regular audits regarding service standards covering customer experience, claims activity, complaints and appeals.

Applicants must possess Compliance / Regulatory experience from the Financial Services Industry having dealt with complaints, appeals, service audits etc. You will possess outstanding communication skills with the ability to assess and analyse data to identify issues and provide solutions to mitigate on-going risk. You will enjoy sharing knowledge with operational colleagues to help them deliver a first class service and be able to represent the department in meetings.

This is a wonderful opportunity to join a major blue chip company offering a great working environment, generous benefits package and genuine prospects for career development.



  • Brighton, United Kingdom Sovos Compliance Full time

    **Build your future with Sovos.** If you are looking for an opportunity where career-minded professionals can achieve success while bringing their best and whole selves to work each day, Sovos may be the company you have been looking for. Employees at Sovos operate on the leading edge of digital technology while working to improve lives and the communities...


  • Brighton, United Kingdom Sovos Compliance Full time

    Build your future with Sovos.If you are looking for an opportunity where career-minded professionals can achieve success while bringing their best and whole selves to work each day, Sovos may be the company you have been looking for. Employees at Sovos operate on the leading edge of digital technology while working to improve lives and the communities in...


  • Brighton, United Kingdom Sovos Compliance Full time

    Build your future with Sovos.If you are looking for an opportunity where career-minded professionals can achieve success while bringing their best and whole selves to work each day, Sovos may be the company you have been looking for. Employees at Sovos operate on the leading edge of digital technology while working to improve lives and the communities in...


  • Brighton, United Kingdom Sovos Compliance Full time

    Build your future with Sovos.If you are looking for an opportunity where career-minded professionals can achieve success while bringing their best and whole selves to work each day, Sovos may be the company you have been looking for. Employees at Sovos operate on the leading edge of digital technology while working to improve lives and the communities in...


  • Brighton, United Kingdom Sovos Compliance Full time

    **Build your future with Sovos.** If you are looking for an opportunity where career-minded professionals can achieve success while bringing their best and whole selves to work each day, Sovos may be the company you have been looking for. Employees at Sovos operate on the leading edge of digital technology while working to improve lives and the communities...


  • Brighton, East Sussex, United Kingdom Broadgate Full time

    Compliance Advice Manager This is a critical role in the business to provide specialism in an Advisory capacity. The firm sits across Insurance and Investment, with experience in either sector highly desired. Advise on all regulatory matters within the business Work closely with 1st line to educate on compliance responsibilities Compliance-specific...


  • Brighton, East Sussex, United Kingdom Broadgate Full time

    Compliance Advice Manager Salary £55-60k This is a critical role in the business to provide specialism in an Advisory capacity. The firm sits across Insurance and Investment, with experience in either sector highly desired. Advise on all regulatory matters within the business Work closely with 1st line to educate on compliance responsibilities ...

  • Director-Compliance

    3 weeks ago


    Brighton, United Kingdom American Express Full time

    You Lead the Way. We've Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, communities and each other. Here, you'll learn and grow as we help you create a...

  • Compliance Officer

    2 weeks ago


    Brighton, United Kingdom Star Recruitment Full time

    Star Recruitment are currently looking for a Compliance Officer to support the Compliance team with day-to-day duties within Star Sports. Star Sports are the UK’s fastest growing independent and leading luxury bookmaker, which offers betting services across Retail, Online, Telephone and On-Course. They are also the current sponsors of the English...


  • Brighton, United Kingdom TMF Group Full time

    TMF Group is a leading provider of critical administrative services, helping clients invest and operate safely around the world. We provide legal, financial and employee administration through TMF Group’s teams in 120 offices. **Job purpose** The VAT Compliance Associate will be responsible for the preparation and submission of VAT returns and any other...


  • Brighton, United Kingdom Tate Full time

    Regulatory Services ManagerHove Town Hall, BN3 3BRTemp for 3 months initially - possibilities to extend£28.30 per hour PAYEFull time - Monday to Friday - 9:00 - 17:00Tate are working with a leading council to recruit for a Regulatory Services Manager to come in and hit the ground running. Please look at the below details and if the role is something you are...


  • Brighton, United Kingdom Tate Full time

    Regulatory Services Manager Hove Town Hall, BN3 3BR Temp for 3 months initially - possibilities to extend £28.30 per hour PAYE Full time - Monday to Friday - 9:00 - 17:00 Tate are working with a leading council to recruit for a Regulatory Services Manager to come in and hit the ground running. Please look at the below details and if the role is...


  • Brighton, United Kingdom Tate Full time

    Regulatory Services ManagerHove Town Hall, BN3 3BRTemp for 3 months initially - possibilities to extend£28.30 per hour PAYEFull time - Monday to Friday - 9:00 - 17:00Tate are working with a leading council to recruit for a Regulatory Services Manager to come in and hit the ground running. Please look at the below details and if the role is something you are...


  • Brighton, United Kingdom Tate Full time

    Regulatory Services Manager Hove Town Hall, BN3 3BR Temp for 3 months initially - possibilities to extend £28.30 per hour PAYE Full time - Monday to Friday - 9:00 - 17:00 Tate are working with a leading council to recruit for a Regulatory Services Manager to come in and hit the ground running. Please look at the below details and if the role is...


  • Brighton, United Kingdom SOLOS Consultants Ltd Full time

    We are seeking to appoint a Regulatory Services Manager to work within Our Clients Safer Communities team. To identify, develop, recommend and implement strategy and policies relating to all aspects of Regulatory services and civil contingencies ensuring Council strategy and policy is fully integrated into all aspects of the service and that services are...


  • Brighton, United Kingdom Elysium Healthcare Full time

    Are you an experienced administrator - ideally with knowledge of the Mental Health Act or a qualification in it - looking for a new challenge? If so, join Brighton and Hove Clinic as a Mental Health Act and Compliance Administrator. As the Mental Health Act and Compliance Administrator you will work as part of the administration team at a 16-bed CAMHS...


  • Brighton, United Kingdom SOLOS Consultants Ltd Full time

    We are seeking to appoint a Regulatory Services Manager to work within Our Clients Safer Communities team.To identify, develop, recommend and implement strategy and policies relating to all aspects of Regulatory services and civil contingencies ensuring Council strategy and policy is fully integrated into all aspects of the service and that services are...


  • Brighton, United Kingdom Tate Full time

    Regulatory Services ManagerHove Town Hall, BN3 3BRTemp for 3 months initially - possibilities to extend£28.30 per hour PAYEFull time - Monday to Friday - 9:00 - 17:00 Tate are working with a leading council to recruit for a Regulatory Services Manager to come in and hit the ground running. Please look at the below details and if the role is something you...


  • Brighton, United Kingdom Tate Full time

    Regulatory Services Manager Hove Town Hall, BN3 3BR Temp for 3 months initially - possibilities to extend £28.30 per hour PAYE Full time - Monday to Friday - 9:00 - 17:00 Tate are working with a leading council to recruit for a Regulatory Services Manager to come in and hit the ground running. Please look at the below details and if the role is something...


  • Brighton, United Kingdom Tate Remote Work Freelance Full time

    Regulatory Services ManagerHove Town Hall, BN3 3BRTemp for 3 months initially - possibilities to extend 28.30 per hour PAYEFull time - Monday to Friday - 9:00 - 17:00 Tate are working with a leading council to recruit for a Regulatory Services Manager to come in and hit the ground running. Please look at the below details and if the role is something you are...