Corporate Treasury Compliance Officer

2 weeks ago


Manchester, United Kingdom BNY Full time
Job Description

At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit businesses, communities and people everywhere.

We continue to be a leader in the industry, awarded as a top home for innovators and for creating an inclusive workplace. Through our unique ideas and talents, together we help make money work for the world. This is what #LifeAtBNY is all about.

We're seeking a future team member for the role of Corporate Treasury Compliance Officer to join our Compliance team. This role is located in Manchester - hybrid.

Overview

The Corporate Treasury Compliance Officer is a member of the Enterprise-Wide Functions Compliance group who oversees Compliance risk associated with BNY's Corporate Treasury and Chief Investment Office activities in EMEA and APAC.

Responsibilities

  • Contribute to the continued development and implementation of the Compliance function that is responsible for oversight and challenge of the Corporate Treasury function, with particular focus on international (EMEA and APAC regions) regulatory obligations
  • Partner with the Corporate Treasury to facilitate compliance with complex regulatory and policy requirements
  • Assist Corporate Treasury with the assessments of controls, identifying enhancements and implementing improvements to help ensure compliance with applicable laws, rules and regulations
  • Analyze existing and proposed legislation, regulatory announcements and industry practices in order to help Corporate Treasury develop and implement procedures to meet existing and upcoming requirements
  • Contribute to the development of projects and programs to improve compliance and enhance the control environment
  • Maintain strong working relationships in order ensure the timely delivery of information and increase the likelihood of favourable conditions for compliance activities
  • Uses strong partnerships with Corporate Treasury managers to help respond and collaborate on reports issued by regulatory agencies or audit
  • Helps prepare risk-based reviews of existing and emerging regulatory requirements, concerning issues and control gaps
  • Contribute, as needed, to the development of recommendations for corrective action and issue tracking to ensure resolution efforts proceed timely and effectively
  • Contribute to the preparation of time sensitive reporting and appropriately escalate issues to management, as needed
  • May also support the Compliance team overseeing compliance risk associated with Corporate Finance activities in EMEA, as needed
Qualifications

  • Familiarity with EU and UK banking rules on capital management, liquidity, and regulatory reporting
  • Excellent communication skills and experience building and maintaining successful working relations with stakeholders
  • Able to analyze regulations and assess their applicability to business activity
  • Able to quickly adjust to corporate and regulatory changes and shifting priorities
  • Bachelor's degree or the equivalent combination of education and experience. Business, Finance or Law degree preferred
  • Finance, Compliance, or Audit background (2nd line of defence) and/or experience with financial services compliance and/or experience with the assigned products, services or business lines/areas and the pertaining laws, regulations and rules of relevant regulators preferred
At BNY, our culture speaks for itself. Here's a few of our awards:

  • America's Most Innovative Companies, Fortune, 2024
  • World's Most Admired Companies, Fortune 2024
  • Human Rights Campaign Foundation, Corporate Equality Index, 100% score, 2023-2024
  • Best Places to Work for Disability Inclusion , Disability: IN - 100% score, 2023-2024
  • "Most Just Companies", Just Capital and CNBC, 2024
  • Dow Jones Sustainability Indices, Top performing company for Sustainability, 2024
  • Bloomberg's Gender Equality Index (GEI), 2023

Our Benefits and Rewards:

BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life's journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.

BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected

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