Interim Senior Regulatory Counsel
4 weeks ago
Immediate opportunity to join a growing regulated wealth and asset management business on an initial 3-6 month contract. Potential for the role to extend or go permanent for the right lawyer. Hybrid working, fixed term contract.
Reporting to the Group General Counsel and closely with the Compliance team, you will have a broad role encompassing:
- advising on regulations issued by the FCA and other regulators
- developing and implementing company policies and procedures in relation to regulatory compliance
- being the main point of contacts for regulatory legal queries
- providing advice on complex regulatory matters, reporting obligations and risk
- implementation of compliance regulatory programmes
- identifying and assessing regulatory risks, developing mitigation strategies
- legal structuring, formation and launch of investment funds across asset classes
- monitor any regulatory changes
To be considered for this role you will be 6+ years PQE as a guide ideally having trained in a top tier law firm with subsequent experience in a similar role within a regulated financial services environment. You will bring a high level of technical knowledge and expertise, be able to work effectively in a fast-paced team and with key internal and external stakeholders.
For more information:
Amanda Chard
Head of Interim Legal Search
Marsden
amanda.chard@marsdengroup.com
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Interim Senior Regulatory Counsel
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London, United Kingdom Marsden Full timeJob Description Immediate opportunity to join a growing regulated wealth and asset management business on an initial 3-6 month contract. Potential for the role to extend or go permanent for the right lawyer. Hybrid working, fixed term contract. Reporting to the Group General Counsel and closely with the Compliance team, you will have a broad role...
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London Area, United Kingdom Marsden Full timeImmediate opportunity to join a growing regulated wealth and asset management business on an initial 3-6 month contract. Potential for the role to extend or go permanent for the right lawyer. Hybrid working, fixed term contract. Reporting to the Group General Counsel and closely with the Compliance team, you will have a broad role encompassing:advising on...
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