Head Of Compliance

1 day ago

Bexleyheath, United Kingdom Career Assist Full time

Head of Compliance – FCA Regulated Broker (Fully Remote) Location: Fully Remote (UK-based only) We’re supporting a growing FCA-regulated brokerage in their search for a Head of Compliance to lead and enhance their compliance framework as they continue to expand. This is a fantastic opportunity for an experienced compliance professional looking to take ownership of the function within a forward-thinking, flexible business. Key Responsibilities: * Oversee and maintain the firm’s compliance framework in line with FCA regulations. * Act as the primary contact for all regulatory matters, including reporting, policy development, and FCA communications. * Advise senior management on compliance obligations and emerging regulatory risks. * Conduct internal reviews, risk assessments, and compliance monitoring activities. * Provide training and guidance to the wider team to foster a culture of compliance. About You: * Strong understanding of FCA rules and regulations, ideally within a brokerage or financial services environment. * Proven experience in a compliance leadership role (e.g., Compliance Manager, Deputy Head of Compliance, CF10/SMF16). * Excellent communication skills with the ability to influence at senior level. * Comfortable working independently in a remote environment. What’s on Offer: * Salary between £60,000 - £70,000 (DOE). * Fully remote w...

  • Head Of Compliance

    2 weeks ago

    Bexleyheath, United Kingdom Career Assist Full time

    Head of Compliance – FCA Regulated Broker (Fully Remote) Salary: £50,000 – £65,000 per annum Location: Fully Remote (UK-based only) We’re supporting a growing FCA-regulated brokerage in their search for a Head of Compliance to lead and enhance their compliance framework as they continue to expand. This is a fantastic opportunity for an experienced...

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