Current jobs related to Compliance Manager - St Albans - Abacus Consulting
-
Compliance Manager
2 months ago
St Albans, Hertfordshire, United Kingdom NLB Solutions Full timeCompliance Manager Job DescriptionNLB Solutions is seeking a highly skilled Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring that our business operations are in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance programs to mitigate...
-
Compliance Manager
2 months ago
St Albans, Hertfordshire, United Kingdom NLB Solutions Full timeCompliance Manager Job DescriptionNLB Solutions is seeking a highly skilled Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring that our business operations are in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance programs to mitigate...
-
Compliance Manager
1 month ago
St Albans, Hertfordshire, United Kingdom NLB Solutions Full timeCompliance Manager Job DescriptionNLB Solutions is seeking a highly skilled Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring that our business operations are in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance programs to mitigate...
-
Compliance Manager
2 months ago
St Albans, Hertfordshire, United Kingdom NLB Solutions Full timeCompliance Manager Job DescriptionNLB Solutions is seeking a highly skilled Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring that our business operations are in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance programs to mitigate...
-
Compliance Manager
1 month ago
St Albans, Hertfordshire, United Kingdom NLB Solutions Full timeCompliance Manager Job DescriptionNLB Solutions is seeking a highly skilled Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring that our business operations are in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance programs to mitigate...
-
Compliance Manager
2 months ago
St Albans, Hertfordshire, United Kingdom NLB Solutions Full timeCompliance Manager Job DescriptionNLB Solutions is seeking a highly skilled Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring that our business operations are in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance programs to mitigate...
-
Compliance Manager
1 month ago
St Albans, United Kingdom NLB Solutions Full timeCompliance Manager Job DescriptionNLB Solutions is seeking a highly skilled Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring that our business operations are in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance programs to mitigate...
-
Compliance Manager
1 month ago
St Albans, United Kingdom NLB Solutions Full timeCompliance Manager Job DescriptionNLB Solutions is seeking a highly skilled Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring that our business operations are in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance programs to mitigate...
-
Compliance Manager
1 month ago
St Albans, United Kingdom CV-Library Full timeCompliance Manager, successful privately owned FCA regulated business, St Albans, to £65,000 Working for a dynamic and expanding financial services provider, offering excellent career development. The role of the Compliance Manager is to provide compliance and risk service, ensuring all requirements and regulations are met including FCA obligations,...
-
Compliance Manager
3 months ago
St Albans, United Kingdom Abacus Consulting Full timeCompliance Manager, successful privately owned FCA regulated business, St Albans, to £65,000Working for a dynamic and expanding financial services provider, offering excellent career development. The role of the Compliance Manager is to provide compliance and risk service, ensuring all requirements and regulations are met including FCA obligations, Data...
-
Compliance Manager
1 month ago
St Albans, United Kingdom CV-Library Full timeNLB Solutions are working with a financial services business in the search for a Compliance Manager. The successful candidate will report directly to the CFO and manage a small team. You will be responsible to provide a Compliance and Risk service to the firm and employees of the companies to ensure all relevant activities adhere to all appropriate...
-
Compliance Manager
4 months ago
St Albans, United Kingdom NLB Solutions Full timeNLB Solutions are working with a financial services business in the search for a Compliance Manager. The successful candidate will report directly to the CFO and manage a small team. You will be responsible to provide a Compliance and Risk service to the firm and employees of the companies to ensure all relevant activities adhere to all appropriate...
-
Compliance Manager
2 days ago
St. Albans, United Kingdom Outsourced Professional Administration Limited Full timeJob Mission:Provide Regulatory Compliance Service: Ensure all relevant activities adhere to appropriate regulatory requirements, providing a Compliance and Risk service to the firm and employees.Contribute to Compliance Team: Work with the Head of Compliance and Risk to ensure procedures and services delivered adhere to relevant regulations, contributing to...
-
Compliance Manager
4 months ago
St Albans, United Kingdom NLB Solutions Full timeNLB Solutions are working with a financial services business in the search for a Compliance Manager. The successful candidate will report directly to the CFO and manage a small team. You will be responsible to provide a Compliance and Risk service to the firm and employees of the companies to ensure all relevant activities adhere to all appropriate...
-
Compliance Manager
2 months ago
St Albans, Hertfordshire, United Kingdom Abacus Consulting Full timeAbacus Consulting is seeking a seasoned Compliance Manager to join our team. As a key member of our financial services organization, you will be responsible for ensuring our compliance and risk functions are aligned with regulatory requirements. Your expertise will be crucial in providing guidance on FCA obligations, Data Protection, Fraud Prevention, and...
-
Compliance Manager
2 months ago
St Albans, Hertfordshire, United Kingdom Abacus Consulting Full timeAbacus Consulting is seeking a seasoned Compliance Manager to join our team. As a key member of our financial services organization, you will be responsible for ensuring our compliance and risk functions are aligned with regulatory requirements. Your expertise will be crucial in providing guidance on FCA obligations, Data Protection, Fraud Prevention, and...
-
Compliance Manager
1 week ago
St Albans, United Kingdom CV-Library Full timeA friendly and professional Financial Services company based in St Albans are looking for a Compliance Manager. They are looking for Financial Services experience, preferably in the Investment and Life Protection sectors, with least 3 years in the Compliance sector. What’s in it for you: · Salary: up to £65k with some possible...
-
Compliance Manager
2 months ago
St Albans, United Kingdom Outsourced Professional Administration Limited (OPAL) Full timeJob Mission: Provide a Compliance and Risk service to the firm and employees of the companies to ensure all relevant activities adhere to all appropriate regulatory requirements. Contribute to the Compliance team in association with the Head and Compliance and Risk to ensure procedures and services delivered adhere to the regulations that apply to a...
-
Compliance Manager
2 months ago
St Albans, United Kingdom Outsourced Professional Administration Limited (OPAL) Full timeJob Mission: Provide a Compliance and Risk service to the firm and employees of the companies to ensure all relevant activities adhere to all appropriate regulatory requirements. Contribute to the Compliance team in association with the Head and Compliance and Risk to ensure procedures and services delivered adhere to the regulations that apply to a...
-
Compliance Manager
3 months ago
St. Albans, United Kingdom Outsourced Professional Administration Limited Full timeJob Mission: Provide a Compliance and Risk service to the firm and employees of the companies to ensure all relevant activities adhere to all appropriate regulatory requirements. Contribute to the Compliance team in association with the Head and Compliance and Risk to ensure procedures and services delivered adhere to the regulations that apply to a...
Compliance Manager
2 months ago
Compliance Manager, successful privately owned FCA regulated business, St Albans, to £65,000
Working for a dynamic and expanding financial services provider, offering excellent career development. The role of the Compliance Manager is to provide compliance and risk service, ensuring all requirements and regulations are met including FCA obligations, Data Protection, Fraud Prevention and measures, Consumer Duty Basic Principals and anti-money laundering.
As the Compliance Manager, you will be responsible for one other team member and the following remit:
• Ensure the Compliance function has appropriate regulatory engagement, procedures and monitoring activity adequately support the mandatory requirements
• Provide Compliance and AML oversight and Data Protection advice and guidance
• Contribute to regulatory returns being completed accurately and in a timely manner
• Review and communicate relevant regulatory developments to ensure the business is prepared for and able to comply with any new requirements.
• Ensure all day to day business as usual compliance breaches and complaints handling support is provided in a timely manner.
• Contribute to the Compliance Monitoring Plan in order to analyse the company’s compliance with regulatory requirements including FCA obligations, Data Protection, Fraud Prevention and measures, Consumer Duty Basic Principals and anti-money laundering.
• Contribute to and maintain the company’s Breach Register, ensuring Breaches are reported and completed to a high standard and within the agreed SLAs.
Experience Required
• Minimum of 5 years’ experience in Financial Services, preferably in the Investment and Life Protection sectors, with least 3 years in the Compliance sector
• Appropriate qualifications in financial services
• Good interpersonal and communication skills and able to identify and build important strategic relationships internally and externally
• Display sound and proportionate judgement
• Display a commercial outlook
• Awareness of the FCA handbook and data protection
