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Junior Compliance Administrator

3 months ago

Cardiff, Cardiff, United Kingdom NJR Recruitment Ltd Full time

Junior Compliance Administrator

York

23, ,000

NJR are currently working with a leading Independent Wealth Management Advisory firm based on the outskirts of York who are looking for a Junior Compliance Administrator to join their ambitious, expanding and technically astute team.

The main purpose of your role will be to provide full admin support to the Compliance manager, whilst ensuring that the preparation of advice for clients is of the highest quality and delivered in an efficient manner.

Responsibilities include:

Checking files are compliant

Keeping up with FCA changes

Providing feedback to IFAs

Working closely with the compliance manager

General office admin tasks such as scanning and filing

What's in it for you?

21 Days Holiday + Bank Holidays

Excellent progression and Development

Study support

Death in Service x 4

Private Health Insurance

Share Incentives

Cycle to work scheme

What we need from you?

A finance or maths related degree

A genuine interest in a career in financial planning

Those working wards Level 4 qualifications will be of most interest.

You will have excellent Microsoft and Excel skills

Solid communication and interpersonal skills

Our client is looking for someone with a can-do attitude, who has a good eye for detail as well as having the ability to build strong relationships and displaying professionalism at all times.

For further information please contact one of our specialist consultants quoting REF: NJR15096