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Surveillance Analyst
4 months ago
Key responsibilities will include:
- Participate in monitoring and surveillance of electronic and voice communications, as well as trading activities
- Support the maintenance and administration of the Firm's compliance monitoring programme
- Schedule and manage training logs and materials
- Aid in preparing compliance reports and presentations
- Provide assistance for regulatory examinations, internal investigations, regulatory inquiries, and internal and external audits and inspections
Experience Required:- Possess a high-quality academic qualification
- Demonstrate 1-2 years of experience in a compliance role, with a preference for familiarity within a hedge fund
Get in touch or apply for more information
Eames Consulting is acting as an Employment Agency in relation to this vacancy.