Operational Due Diligence Analyst

1 week ago

London, Greater London, United Kingdom myGwork Full time
This inclusive employer is a member of myGwork - the largest global platform for the LGBTQ+ business community.

Operational Due Diligence Analyst

22 Bishopsgate, London - Hybrid

Permanent

At AXA IM our purpose, to act for human progress by investing for what matters, is central to every action we take as a business. As a responsible asset manager, we actively invest for the long-term to help our clients, our people and the world to prosper.

As a future Operational Due Diligence Analyst, you will report to our Senior Operational Due Diligence Analyst, and you will be part of AXA IM Prime.

DISCOVER your opportunity

The Operational Due Diligence Analyst will work within the existing Operational Due Diligence team. This role primarily involves performing initial and ongoing monitoring reviews of the external managers across the AXA Prime platform. AXA Prime invests and advises in private debt, hedge fund, private equity, and infrastructure funds and strategies through their external managers team.

Your role and responsibilities will include:
Operational Due Diligence - Initial (candidate manager and fund) reviewsConduct operational due diligence on candidate managers and other investment partners, including:Management company's business operating model, organisation, staffing, legal structureInvestment and control teams' experience and backgroundTrading, trade processing, trade reconciliation processes, IT systems & cybersecurity.Fund valuation processes, fund administrationInternal control, regulatory and complianceCross check information provided by managers with independent sources (prime brokers, administrators, background checks, etc.)Conduct operational due diligence on candidate funds, including:Review candidate fund legal documentation including fund legal structure and tax set-upReview of fund terms including subscription, redemption and expense termsReview candidate fund's third-party service providers - prime brokers, auditors, fund's administrator, directorsReview of the fund audited financial statement, over a 3-year period if availablePerform AML/KYC due diligence review of manager and fundWritten operational due diligence reports for presentation to the Investment CommitteeOperational Due Diligence - Monitoring activities for approved Managers on the AXA Prime platform:Distribution and review of manager annual ODD questionnaireConduct annual monitoring reviews with invested managers to ensure risk profile of the manager has not changed since the last ODD reviewReview of the fund's most recent audited financial statementMedia monitoring, escalating any negative news stories pertaining to the manager or fund to the Head of ODD and Front Office TeamWritten updated operational due diligence reports for presentation to the Investment Committee Other Operational Due Diligence

responsibilities:
Assess and advise on corporate actions of the underlying AXA fundsAssist with ad-hoc projects as requiredUpdate and maintain the ODD databaseMaintain contacts with professionals and service providers in the alternative investment industry on legal and due diligence matters
Your Profile

SHARE your unique expertise

We welcome different combinations of skills & experiences.

Your qualifications and experience:
University graduate with a finance related or legal degreeIn-depth experience in operational due diligence within a fund of hedge fund platform or at a hedge fund, a private equity platform or fund, or other applicable fund management experience
Your knowledge and skills:
Understanding of investment managers' legal and operational setupUnderstanding of fund legal and tax structures in various regulatory jurisdictionsAccountancy and taxation knowledgeCandidate must be efficient, proactive, well organised and have high attention to detailAbility to identify operational deficiencies and knowledge of operational best practices Excellent communication and report writing skillsCandidate must have a solution driven approachCapacity to work well in a small team
We would love to know more about you. Let's connect Send us your resume.

About AXA

The AXA Group is a global leader in insurance and asset management, with 160,000 employees serving 105 million customers in 62 countries.

We protect and advise our clients at every stage of their lives, offering products and services that meet their needs in the areas of insurance, personal protection, savings and asset management.

Our mission: To act for human progress by protecting what matters

Our values: Customer first, Integrity, Courage and One AXA

About the Entity

At AXA IM we are investing with a clear purpose - to make the world a better place. We act for human progress by investing for what matters. Our conviction-led approach enables us to uncover what we believe to be the best global investment opportunities across alternative and core asset classes. We are already entrusted by our clients with more than €887 billion in assets.

AXA Investment Managers | Home | AXA IM Corporate (axa-)

AXA IM is an Equal Opportunity Employer, and we encourage candidates with disabilities or any other protected characteristic to apply. We are committed to providing reasonable accommodation to qualified applicants and employees with disabilities, when needed, to apply for a position or to perform essential job functions.

Inclusion and Diversity | Careers | AXA IM Corporate (axa-)

What We Offer

We are committed to offer you an environment where you can:

Grow your potential: Be part of a forward-thinking business with internal opportunities and personalized learning paths available to help constantly develop your skills and abilities.

Shape the way you work: Work for a company which is highly committed to providing flexibility & balance to its employees, offering you a large range of benefits (hybrid working, competitive health benefits, among many others.).

Thrive within a diverse community: Play a role within a responsible company that actively recognizes and values individual differences in a diverse and inclusive workforce.

Move the world forward: Join a responsible employer that acts in favor of societal and environmental causes as an investor, insurer and company, notably through the AXA Heart in Action association. As part of our commitment to sustainability and environmental responsibility, we will celebrate your arrival by planting a tree.

  • Operational Due Diligence Analyst

    5 days ago

    London, Greater London, United Kingdom AXA Funds Management Full time

    Operational Due Diligence Analyst AXA IM in London is looking for an Operational Due Diligence Analyst to join their team. If you are interested in making a difference by investing in what matters, this role might be for you. Your role and responsibilities will include: Conduct operational due diligence on candidate managers and funds Review management...

  • Due Diligence Analyst

    2 months ago

    London, Greater London, United Kingdom ClearBank Full time

    ClearBank was built on the belief that banking infrastructure would no longer slow down progress. Instead, it's the catalyst that unlocks the potential to innovate. That's why our clients - financial institutions from fintech's and crypto platforms, to banks and credit unions - use our API to power their banking infrastructure. But we wouldn't be ClearBank...

  • Operational Due Diligence Analyst

    5 days ago

    London, Greater London, United Kingdom Albourne Partners Limited Full time

    Operational Due Diligence ("ODD") is Albourne's largest investment function with over 130+ employees across North America, Europe and Asia. We provide our clients with a thorough analysis of all non-investment related aspects of an investment manager's business and prepare a written research report which outlines risks and recommendations. This includes...

  • Due Diligent

    4 days ago

    London, Greater London, United Kingdom G J Associates Ltd Full time

    Join a Leading Lloyd's Insurance Broker!A fantastic opportunity is available to become a vital part of the Due Diligence & Market Security Team as a Due Diligence & Mark Security Analyst.Due to the company's continuous expansion, a new position has opened up within the current team of 8.They are looking for a professional to handle the following...

  • Customer Due Diligence Analyst

    5 days ago

    London, Greater London, United Kingdom DSR Global Full time

    Job Description Prestigious International Bank based in London, are looking to recruit a Customer Due Diligence Analyst to join their expanding Compliance Team. MUST HAVE PREVIOUS/CURRENT BANKING EXPERIENCE IN THE UK. Retrieve existing information from Customer due diligence ("CDD") files and populate a new CDD format with information from Relationship...

  • Operational Due Diligence Senior Analyst

    4 days ago

    London, Greater London, United Kingdom Mayford James Full time

    Main responsibilities would include:Completely operational due diligence on new and existing managers, working closely with other team members Present the key findings to the Investment Committee Ongoing monitoring of ODD including review of financial statements and operational processes Take an active role in projects as well improving and building out...

  • Operational Due Diligence Associate

    5 days ago

    London, Greater London, United Kingdom Bruin Full time

    Leading Alternatives Funds Business seeking an Operational Due Diligence Associate to join their team in London. Key Responsibilities A . Complete the assessment and monitoring of GP Operation Risk B . GP Operation Risk assessment is a desk-based review to assess the following key areas 1. Expectation & Requirements of Clients and Prospects 2. GP...

  • Operational Due Diligence Manager

    5 days ago

    London, Greater London, United Kingdom Meredith Brown Associates Ltd Full time

    Our client, a leading investment firm who manage a wide array of asset classes and investment strategies, is keen to make an addition to their highly regarded ODD Team. Responsible for Operational Due Diligence, the ongoing development of the ODD Framework and assisting the Investment function in respect of new and existing investments and investment...

  • Due Diligence Consultant

    5 days ago

    London, Greater London, United Kingdom WELLS FARGO BANK Full time

    About this role:Wells Fargo is seeking a Due Diligence Consultant.In this role, you will: Own client onboarding process to mitigate risk through a due diligence process Participate in conducting less complex client due diligence processes, research and identify opportunities to mitigate risk Consult and provide support to interpret policies, guidelines and...

  • Senior Operational Due Diligence Specialist

    4 days ago

    London, Greater London, United Kingdom St. James's Place Full time

    Support the Head of Fund Manager Operational Risk in assessing and managing delegate manager operational risk via the initial and ongoing operational due diligence and manager reporting programmes. Develop and deliver operational due diligence in line with developing regulations and SJP needs. Streamline processes to enhance and scale capabilities. ...

  • Due Diligence Advisor

    4 days ago

    London, Greater London, United Kingdom Control Risks Full time

    Control Risks' Embedded Consulting team is hiring a Due Diligence Advisor to support a major tech client's Global Security team. The successful candidate will be responsible for managing the day-to-day activities involved in running the client's Due Diligence Programme, including liaising with multiple stakeholders, escalation and drafting summary reports....

  • Client Due Diligence

    2 months ago

    London, Greater London, United Kingdom Crown Agents Bank Full time

    Job DescriptionIn this role you will play a key part in onboarding new clients, conducting period review of existing clients and supporting the continuing development of the team within Crown Agents Bank. You will be responsible for conducting AML/KYC in accordance with Regulatory requirements and Policies & Procedures of Crown Agents Bank. You will deal...

  • Client Due Diligence

    5 days ago

    London, Greater London, United Kingdom Close Brothers Full time

    Division Winterflood Location London The Vacancy The Client Due Diligence & Monitoring Analyst is responsible for the onboarding of new clients, ongoing screening and monitoring to comply with regulatory standards and internal policies. Responsibilities include the initial due diligence of clients, continuous monitoring of Politically Exposed Persons...

  • Consultant- Esg Due Diligence

    4 days ago

    London, Greater London, United Kingdom ERM Group Full time

    Various Roles - Junior / Senior - ESG Due Diligence Consultant (Sustainability Advisory & Transaction Services team)Who we are:As the largest global pure play sustainability consultancy, we partner with the world's leading organizations, creating innovative solutions to sustainability challenges, and unlocking commercial opportunities that meet the needs of...

  • Senior Due Diligence Consultant

    5 days ago

    London, Greater London, United Kingdom eFinancialCareers Full time

    About this role:Due Diligence owns the client due diligence process and engages with clients, relationship team and third parties to mitigate risk via a thorough due-diligence process which may include: conducting comprehensive research and/or background investigations ontransactions, individuals, entities, organizations or locations to identify and mitigate...

  • Commercial Due Diligence Consultant

    4 days ago

    London, Greater London, United Kingdom Phoenix Recruitment Limited Full time

    Commercial Due Diligence Consultant Our client is an independent Consulting business that provides core commercial due diligence (CDD) and analysis for Private Equity clients seeking to make strategic acquisitions as well as conducting bespoke strategy projects for Portfolio Companies within PE portfolios. The firm supports - clients across a plethora of...

  • Technical Due Diligence Consultant

    4 days ago

    London, Greater London, United Kingdom Allen & York Ltd Full time

    Technical Due Diligence Consultant - Energy/Oil and GasCompetitive Salary (available for hybrid working)Location: London, StockportExciting opportunity alert! We've partnered with a top global organization that specializes in providing risk and assurance services to diverse clients.Are you a knowledgeable Technical Due Diligence Consultant or Technical...

  • Technical Due Diligence Consultant

    4 days ago

    London, Greater London, United Kingdom Allen & York (Built and Natural Environment) Ltd Full time

    Technical Due Diligence Consultant - Energy/Oil and Gas Competitive (hybrid working) London, Stockport Allen & York are excited to be working with a leading global organisation, providing risk and assurance services to a variety of clients. Our client is looking for a passionate Technical Due Diligence Consultant or Technical Engineers looking to work in...

  • Technical Due Diligence Consultant

    5 days ago

    London, Greater London, United Kingdom Allen & York Full time

    Technical Due Diligence Consultant - Energy/Oil and Gas Interested in learning more about this job Scroll down and find out what skills, experience and educational qualifications are needed.Competitive (hybrid working)London, Stockport Allen & York are excited to be working with a leading global organisation, providing risk and assurance services to a...

  • Principal Due Diligence Consultant

    4 days ago

    London, Greater London, United Kingdom Allen & York (Built and Natural Environment) Ltd Full time

    Principal Consultant/Project Manager Due Diligence - Energy/Oil and Gas Competitive (hybrid working) London, Manchester (plus other UK and Ireland locations) Allen & York are excited to be working with a leading global organisation, providing risk and assurance services to a variety of clients. Our client is looking for a creative Principal Consultant to...