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Compliance Manager

2 months ago

West Midlands, United Kingdom BCL Legal Full time
Compliance Manager


We have a new role for a Compliance Manager to work alongside the Directors and Practice Manager at a law firm based in Coventry.

The role will involve monitoring risk and ensuring compliance across the firm in a variety of areas.

The role will be tailored to the skills and strengths of the successful candidate and will cover some or all of the following:

  • Managing and reviewing Office Manual policies, plans and procedures.
  • Ensuring compliance with Lexcel and assisting with the annual re-accreditation process.
  • Assisting the COLP in ensuring compliance with the SRA's Standards and Regulations and other statutory obligations.
  • Reviewing and analysing risk management data including complaints, claims, file reviews, client feedback, conflicts and breaches.
  • Assisting the MLRO in ensuring compliance with the Money Laundering Regulations.
  • Assisting the Complaints Officer with complaints handling.
  • Assisting with Professional Indemnity Insurance renewals and dealing with other insurance renewals.
  • Assisting with data protection and health and safety compliance.
  • Assisting with the annual renewal of solicitors' practising certificates and maintenance of the firm's SRA authorisation.
  • Arranging/leading compliance training sessions.

The successful candidate will have:

  • Experience of working in a compliance role in the legal services sector.
  • The ability to work collaboratively with the Management Team to monitor risk and ensure compliance.
  • Excellent organisational and communication skills with an ability to influence at all levels and build supportive relationships.
  • The ability to deal with confidential matters with discretion and tact.
  • Excellent IT skills and knowledge.


The role is full-time and office based, although some flexibility will be considered for the right candidate (minimum 29 hours).

Salary range £35-45k (dept on experience)