Periodic Review Team Lead

4 weeks ago

London, Greater London, United Kingdom Marex Full time

Marex is a diversified global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets.

The Group provides comprehensive breadth and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment Solutions and Agency and Execution.

It has a leading franchise in many major metals, energy and agricultural products, executing around 50 million trades and clearing 205 million contracts in 2022.

The Group provides access to the world's major commodity markets, covering a broad range of clients that include some of the largest commodity producers, consumers and traders, banks, hedge funds and asset managers.

Marex was established in 2005 but through its subsidiaries can trace its roots in the commodity markets back almost 100 years.

Headquartered in London with 36 offices worldwide, the Group has over 1,800 employees across Europe, Asia and America.
For more information visit )
The Periodic Review function is part of the KYC/On-Boarding function within Operations servicing the Marex Group globally.

The primary objective is to ensure all clients maintain up to date due diligence documentation in line with Marex standards and policy.

Periodic Review is a control function and have a responsibility to protect Marex and our clients, escalate issues where and when they arise and demonstrate a strong knowledge of KYC and AML to serve as a first line of defence.


Responsibilities:

  • Ensure that appropriate CDD/KYC and AML checks are performed on all existing customers, and in accordance with local regulatory requirements, in conjunction with the Financial Crime Compliance team.
  • Operate as the first point of escalation for the Periodic Review analysts and providing guidance and support where possible.
  • Represent the periodic Review function at meetings if requested or deputising for line manager as and when requested.
  • Provide training, structure and support to the team, especially new joiners to create a consistent knowledge and approach across the team.
  • Where escalations cannot be resolved for the team, escalate to line manager accordingly.
  • Assist with project work if requested.
  • Ensure that appropriate customer categorisations are carried out in accordance with local regulatory requirements.
  • Manage the Client Outreach process effectively and raise any issues or concerns to the PR Team Lead in a timely manner.
  • Ensure that the integrity of the static data inputted by the Onboarding Team into the Client Data Base (a.k.a. PeopleSoft) is accurate. To be validated and amended during periodic review.
  • Ensure that desk procedures are kept up to date.
  • Ensure that the Front Office is advised, when necessary, of the relevant Group's KYC minimum standards procedure and documentation requirements.
  • To assist on adhoc trigger reviews, projects, audits that the Periodic Review department is required to carry out.
  • Efficiently deal with general daytoday adhoc queries.
  • Work closely with the Financial Crime Compliance team.
  • Keeping management informed of issues and developments in a timely manner.
  • Ensuring compliance with the company's regulatory requirements under the FCA.
  • Adhere to the operational risk framework for your role ensuring that all regulatory or company determined parameters are complied with.
  • Role model for demonstrating highest level standards of integrity and conduct and reflecting Company Values.
  • To ensure that you are fully aware of and adhere to internal policies that relate to you, your role or any other activities for which you have any level of responsibility
  • To report any breaches of policy to Compliance and/ or your supervisor as required
  • To escalate risk events immediately
Competencies

  • Excellent verbal and written communication skills
  • A collaborative team player, approachable, selfefficient and influences a positive work environment
  • Demonstrates curiosity
  • Resilient in a challenging, fastpaced environment
  • Ability to take a high level of responsibility in a fast pace and highvolume environment
  • Excels at building relationships, networking and influencing others
  • Strategic collaborator with insight and agility, able to anticipate future challenges, ensuring operational effectiveness
Skills and Experience

  • Understanding of KYC principles and knowledge of corporate structures
  • Awareness and knowledge of; FCA Handbook, JMLSG, AML/ABC/TF regs
  • Research and analytical skills with the ability to summarise complex findings
  • Effective written and oral communication
  • Selfmotivated, organised, pragmatic whilst being able to deliver under pressure
  • Analytical skills
  • Problem solving skills
  • Experience in stakeholder management
  • Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this.
If you're forging a career in this area and are looking for your next step, get in touch
Marex is fully committed to being an inclusive employer and providing an inclusive and accessible recruitment process for all. We will provide reasonable adjustments to remove any disadvantage to you being considered for this role. We value the differences that a diverse workforce brings to the company. We welcome applications from candidates returning to the workforce.

Also, Marex is committed to avoiding circumstances in which the appearance or possibility of conflicts of interest may exist within the hiring process.

If you would like to receive any information in a different way or would like us to do anything differently to help you, please include it in your application.

#LI-MH1

  • Onboarding & Periodic Review Executive

    5 days ago

    London, Greater London, United Kingdom Rothschild & Co Full time

    About UsRothschild & Co is a leading global financial services group with seven generations of family control and a history of over 200 years at the centre of the world's financial markets.Our expertise, intellectual capital and global network enable us to provide a distinct perspective that makes a meaningful difference to our clients, communities and...

  • AV Team Lead

    5 days ago

    London, Greater London, United Kingdom Team Relax Full time

    proAV are a leading global audio visual integrator, providing AV and event services across multiple client partnerships globally. Our immediate requirement is for an experienced Team Lead to be a key part of our London team, representing proAV. One of many openings available at proAV (who have over 500 team members globally), this position is based within...

  • Peer Review Lead

    4 days ago

    London, Greater London, United Kingdom AWE Full time

    What if you could work with remarkable people on extraordinary things? What if the end result was something a little bit special? What if your role was mission critical?For nearly 70 years, AWE has been at the forefront of nuclear weapons research and development. We have a critical mission: to provide the warheads for the UK s ultimate deterrent - Trident....

  • Placement Review Team

    4 days ago

    London, Greater London, United Kingdom Charles Hunter Full time

    **Social Worker ASC Placement Review team**We are looking for a passionate, hardworking AMHP Social Worker to join a Local Authority in Central LondonBenefits as a Social Worker: Extremely competitive pay rate of £32.00 per hour: Hybrid working model to offer flexibility between working from home Parking and other travel alternatives available Expand CV ad...

  • Data Science Team Lead

    5 days ago

    London, Greater London, United Kingdom Team Relax Full time

    We are the industry leader in aviation analytics; helping our customers understand the past, present, and predicting what will happen tomorrow. Our mission is to transform the aviation industry by enabling airlines, airports, travel companies, tech giants, aircraft manufacturers, financial institutions and many more accelerate their own digital...

  • Reviews Officer

    5 days ago

    London, Greater London, United Kingdom Belmont Recruitment Full time

    Good Afternoon,I am currently representing Haringey Council, who are offering an initial temporary contract for a period of 3-6 months with a view to be extended or offered a permanent position for the right candidate at a rate which is negotiable dependent upon experienceWe are looking for a Reviews Officer this role will be: REMOTE WORKINGThe right...

  • Senior Sales Manger, International

    5 days ago

    London, Greater London, United Kingdom MIT Technology Review Full time

    Job Title: Experienced Sales Person at MIT Technology ReviewAbout the Company: MIT Technology Review (MITTR) offers innovative media solutions to support the branding goals of clients worldwide.In today's competitive market, our custom content division is known for its thorough research work, including the publication, the webinar series, the podcast series,...

  • SEN Caseworker- Reviews

    1 month ago

    London, Greater London, United Kingdom Venn Group Full time

    SEN Caseworker - ReviewsDuration: 6 month contract initially with likely extension Rate: £250 per day Umbrella (Inside IR35) Hours: 37 hours per week, full-time Remote working Our client is currently seeking an experienced SEN Caseworker with specific experience within Annual Reviews to work on a remote basis for 6 months initially. To be considered for...

  • SEN Caseworker- Reviews

    3 weeks ago

    London, Greater London, United Kingdom Venn Group Full time

    SEN Caseworker - ReviewsDuration: 6 month contract initially with likely extension Rate: £250 per day Umbrella (Inside IR35) Hours: 37 hours per week, full-time Remote working Our client is currently seeking an experienced SEN Caseworker with specific experience within Annual Reviews to work on a remote basis for 6 months initially. To be considered for...

  • Senior Sales Manger, International

    5 days ago

    London, Greater London, United Kingdom MIT Technology Review Full time

    IntroductionnMIT Technology Review (MITTR) offers a variety of media solutions that support the branding ambitions of paying sponsors and advertisers the world over.nIn a crowded marketplace, our custom content division in particular stands out for in depth research work, such as the Green Future Index, the Global Cloud Ecosystem, the Business Lab podcast...

  • Data Science Team Lead, Cirium

    5 days ago

    London, Greater London, United Kingdom Team Relax Full time

    About the Business : At Cirium, our goal is to keep the world connected. We are the industry leader in aviation analytics; helping our customers understand the past, present, and predicting what will happen tomorrow. Our mission is to transform the aviation industry by enabling airlines, airports, travel companies, tech giants, aircraft manufacturers,...

  • Team Lead

    5 days ago

    London, Greater London, United Kingdom Innova Solutions Full time

    Role: Consultant/ Team Lead Systematic Review Analyst Apply fast, check the full description by scrolling below to find out the full requirements for this role.Working model: Can be based in London, Oxford or RemoteI'm looking for an experienced Consultant Systematic Review Analyst to join an established Healthcare Consultancy and support on developing,...

  • Strategic Accounts Team Lead

    5 days ago

    London, Greater London, United Kingdom Just Eat Takeaway Full time

    All about this role:The Strategic Accounts team has successfully grown over the past 18 months to become a vital component of our strategic objectives within the UK. Over this short period, the team has successfully partnered with many of the leading global, national, and regional brands operating in the UK and have onboarded thousands of branded restaurant...

  • Clm Underwriting Team Lead

    4 days ago

    London, Greater London, United Kingdom Citi Full time

    Equal OpportunityWe recognize talent comes from a wealth of experience and ideas beyond just the technical specifications of a role. If you feel like you can make a meaningful impact even if you don't necessarily check all the listed requirements, _please still consider applying_. Diversity of experience and skills supplemented with drive are cornerstones to...

  • Team Lead

    5 days ago

    London, Greater London, United Kingdom Innova Solutions Full time

    Role: Consultant/ Team Lead Systematic Review AnalystWorking model:Can be based in London, Oxford or RemoteI'm looking for an experienced Consultant Systematic Review Analyst to join an established Healthcare Consultancy and support on developing, synthesising and presenting evidence to support clients on projects across multiple disease and condition...

  • Team Leader

    5 days ago

    London, Greater London, United Kingdom Crown Agents Bank Ltd. Full time

    Client Due Diligence - Periodic Review Team Lead Full-time Crown Agents Bank is a vastly growing and regulated UK bank that connects emerging and frontier markets to the rest of the world, using FX and payments technology. We are transforming the way payments and FX move through emerging markets, reducing friction so that more money gets to those who need...

  • Reviews Coordinator

    5 days ago

    London, Greater London, United Kingdom Novax Recruitment Ltd Full time

    Reviews CoordinatorLewisham£28 per hour umbrellaContract (3 months+) The Role:To provide an efficient and responsive casework review service, ensuring that all reviews and county court appeals are dealt with in accordance with legislation, Council policy, and statutory deadlines. Acting as a lead officer in liaising with clients and Council solicitors in...

  • Strategic Accounts Team Lead

    4 days ago

    London, Greater London, United Kingdom Just Eat Takeaway Full time

    Ready for a ChallengeAll about this role:The Strategic Accounts team has successfully grown over the past 18 months to become a vital component of our strategic objectives within the UK. Over this short period, the team has successfully partnered with many of the leading global, national, and regional brands operating in the UK and have onboarded thousands...

  • Support Team Lead

    5 days ago

    London, Greater London, United Kingdom Stellar Global Full time

    We are looking for a skilled, people- and service focused Team Lead to join our Support team at Samsung KX.Samsung KX was launched, in collaboration with Stellar Global, in 2019. Based in Kings Cross, London, Samsung KX is their impressive flagship European brand experience space and Stellar is responsible for managing and developing its exceptional people....

  • Quality & Review Team Leader

    4 days ago

    London, Greater London, United Kingdom Lambeth Council Full time

    Lambeth HousingQuality and Review Team LeaderPO3- Starting Salary £42,510 pa rising in annual increments to £45,711 per annum incl LWHybrid WorkingWe are seeking a talented individual to join our relatively new team to manage all Housing Ombudsman cases working closely with internal and external stakeholders, including operational services, councillors,...