Compliance Analyst

2 months ago

City Of London, United Kingdom Danos Group Full time

Our Client, a UK based Alternative Asset Manager, are looking for a Compliance Generalist to join their lean London-based Compliance Team.


Key Responsibilities:


  • Provide support and undertake other aspects of Compliance including, but not limited to, PA Dealing, Shareholder Disclosures, Marketing and other Compliance matters.
  • Advise investment teams on pre and post trade Investment questions.
  • Action the Compliance Monitoring Programme.
  • Review and update policies and procedures.


Key Requirements:


  • 1-3 years of generalist Compliance experience at an asset management firm or similar role.
  • Understanding of a wide range of investment vehicle types (UCITS, AIFMD).
  • Experience interacting with investment teams and understanding of equity strategies.


Additionally. if you have prior experience with Charles River, Bloomberg AIM or similar OMS/Compliance Management tool experience, that would be beneficial.


If you are keen to further your compliance career within a supportive fast-paced environment please apply with your CV.

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