Senior Regulatory Lawyer

3 months ago


London Area, United Kingdom MRA Search Full time

MRA Search have been mandated by a well-established wealth and asset manager on a brilliant opportunity for a Senior Regulatory Lawyer to join their London legal team. You will be responsible for providing guidance and advice on an array of regulatory matters pertaining to the business and will work closely with senior management in navigating the regulatory hurdles facing the organisation.

6+ PQE with relevant regulatory exposure from a regulated institution is essential.


Responsibilities

  • Interpreting and advising on regulations issued by the relevant regulatory bodies.
  • You will operate as the primary legal resource for all regulatory queries relating to the business.
  • Ensuring that policies and procedures relating to the business are compliant with the ever-evolving regulatory landscape.
  • You will liaise closely with the Compliance team in the implementation of regulatory compliance programmes.
  • Deliver expert counsel on intricate regulatory matters including custodial, licensing and risk management.
  • Draft, review and negotiate contracts and other related documentation in line with regulatory obligations.
  • Act as lead counsel on legal formation and launch of investment funds across several asset classes.
  • Identify and mitigate associated legal risks associated with fund operations and investments.
  • Provide timely and accurate counsel on regulatory changes and their related consequences as they pertain to the wider business.


Please get in touch with tevia.kretzmer@mrasearch.co.uk should you wish to learn more.



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