Head of Compliance
2 months ago
Head of Compliance & MLRO
London - £135,000 to £150,000
About the Company:
I'm working with a cutting-edge, tech-driven FinTech company that is reshaping the financial services landscape through automation and innovation. With a mission to simplify and enhance financial processes for individuals and businesses, they are now seeking a Head of Compliance & Money Laundering Reporting Officer (MLRO) to join their dynamic team. The company culture is forward-thinking, and they embrace technology as a core driver of success, enabling efficiency and scalability.
Key Responsibilities:
- EMI License Acquisition: Spearhead the process of obtaining an Electronic Money Institution (EMI) license in the UK, ensuring compliance with all FCA and regulatory requirements.
- Regulatory Compliance: Oversee and ensure adherence to UK financial regulations, including anti-money laundering (AML), Know Your Customer (KYC), and Counter-Terrorist Financing (CTF) protocols.
- Risk Management: Develop and implement risk management strategies in line with regulatory expectations and the company’s business model.
- Automation-Driven Compliance: Leverage technology to automate compliance processes, driving efficiency and accuracy across the board.
- MLRO Duties: Act as the primary contact for regulators, ensuring all AML reports and risk assessments are timely and accurate.
Key Requirements:
- Proven experience in Compliance, ideally within FinTech or banking.
- Demonstrated success in obtaining an EMI license.
- In-depth knowledge of UK financial regulations, FCA, AML, and KYC processes.
- Strong leadership skills and ability to manage a compliance function in a tech-driven environment.
To apply:
Send your CV to jim.chappell@interquestgroup.com.
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