Compliance Manager

7 days ago

Greater Glasgow Area, United Kingdom Change Recruitment Full time

About the Role: This is a brilliant opportunity to get deep the non-financial risk management framework of this Tier 1 Financial Services business.


As a Compliance Monitoring Manager, you’ll assist the Head of Compliance Monitoring and Assurance and the Senior Management team in delivering the Compliance Monitoring strategy across the UK.


Key Responsibilities:


  • Lead and report on risk-based reviews that identify risk and control themes, potential customer harms, and associated root causes.
  • Drive the corrective actions required to enhance their proactive risk management framework and culture.
  • Develop and utilise automated assurance and data-led testing.
  • Design and lead reviews that identify risk themes, potential customer harm, and root causes, while also highlighting good customer outcomes and best practices.
  • Manage review teams, ensuring full accountability for scoping, testing, and reporting.
  • Shape review coverage, focusing on the highest regulatory and conduct risks.
  • Maintain high standards by ensuring every stage of the monitoring cycle is executed seamlessly.
  • Contribute to the implementation and delivery of the consolidated Compliance Risk Assessment aligned with regulatory expectations and business activity.


Ideal skills you’ll bring:


  • Excellent risk perception and identification skills, with expertise in escalation management and report writing.
  • In-depth knowledge of the FCA (Financial Conduct Authority) Handbook, Consumer Duty, and Retail Banking regulations.
  • Well-developed ability to produce management information using digital tools.
  • Detailed knowledge of Risk and Compliance functions and the internal and external risk environment.


If you have these skills, even better:


  • Demonstrable experience using automated assurance solutions and methodologies, including data-led testing and analysis, in a Financial Services environment.
  • Experience in line managing and leading small review teams in compliance assurance or testing roles.


This is a hybrid role with 3 days per week (on average) in the Glasgow City Centre office



#compliance #compliancemonitoring #assurance

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