Head of Compliance

4 weeks ago

London Area, United Kingdom Jameson Legal Full time

Head of Compliance



An exciting opportunity as the Head of Compliance has come to market within a prestigious Legal 500 firm situated in London. In this role, you will oversee the firm's compliance efforts and provide leadership in adhering to regulatory standards. Reporting directly to the Management Committee, you will be instrumental in managing the compliance function to ensure alignment with industry best practices and legal requirements


.
Job Responsibilitie


  • s:
    Developing and implementing comprehensive risk mitigation strategies, processes, and frameworks to ensure regulatory compliance and protect the firm from potential loss
  • es.Analysing changes in regulatory environments and developing recommendations on adapting existing risk and compliance programs according
  • ly.Acting as a subject matter expert on regulatory issues impacting the business and providing guidance to the partnership on issues of risk and complian
  • ce.Leading and managing the Risk & Compliance te
  • am.Establishing and maintaining robust compliance programs, including policy and procedure development, training, and auditi
  • ng.Collaborating with the IT & Facilities Manager to integrate risk management and compliance processes into the firm’s IT infrastructu
  • re.Leading risk projects to ensure that they are correctly scoped and implemented. This will range from implementing new policies and procedures to reviewing our onboarding procedur
  • es.Building a safe, supportive, and transparent culture around risk and compliance matte
  • rs.Managing new and evolving risks proactively and ensuring that regulatory requirements are met as part of a strong risk management strate
  • gy.Acting as a point of escalation for complaints handli
  • ng.Collaborating with the firm’s Data Protection Officer to ensure compliance with legislati
  • on.Advising on sanctions and ensuring complian
  • ce.Overseeing procurement (within the Risk and Compliance team) which deals with both supplier contracts and unusual client ter
  • ms.Providing relevant risk and compliance training or arranging for training to take pla


ce.
Key Attribu


  • tes:
    Having a lead compliance role directly supporting the COLP or previously holding the
  • COLP.Being a qualified lawyer is preferred (Ideally E&am
  • p;W).Extensive experience working with the SRA Standards and Regulat
  • ions.Experience in regulatory compliance within a legal lands


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