Compliance Manager

6 days ago

Leeds, United Kingdom Yorkshire Dental Suite Full time

Job Title: Compliance Manager

Location: Leeds LS12 4PT with Visits to other business offices as required

Salary: £40,000 to £45,000

Job Summary

We are seeking a skilled and detail-oriented Competence and Training Manager to oversee the training and competence framework of our organization, ensuring full compliance with the Financial Conduct Authority (FCA) regulations. The successful candidate will be responsible for developing, implementing, and maintaining robust training and competence systems to support our team and business in meeting regulatory requirements and achieving excellence.


Key Responsibilities

Regulatory Compliance and Framework Implementation

  • Develop and manage the organization’s training and competence (T&C) framework in line with FCA regulations.
  • Ensure compliance with all aspects of the FCA’s Training and Competence Sourcebook, including identifying regulatory requirements for staff competency.
  • Conduct regular reviews of the T&C framework, policies, and procedures to ensure ongoing compliance with regulatory updates.


Competence Assessment and Development

  • Design and implement processes for assessing the initial and ongoing competence of employees performing regulated activities.
  • Monitor and evaluate individual and team performance, identifying areas for improvement and recommending training solutions.
  • Oversee the maintenance of accurate and up-to-date competence records, ensuring they meet FCA requirements.


Training Program Development

  • Develop tailored training programs to address regulatory requirements, technical skills, and professional development needs.
  • Collaborate with department heads to identify skill gaps and deliver training solutions that support business objectives.
  • Ensure training materials and programs are regularly updated to reflect regulatory changes and industry best practices.


Reporting and Auditing

  • Prepare regular reports on training activities, staff competence, and compliance metrics for senior management and regulatory bodies.
  • Lead internal audits of the T&C framework and collaborate with external auditors as needed.
  • Proactively identify and address compliance risks related to staff training and competence.


Leadership and Collaboration

  • Act as the subject matter expert on FCA training and competence requirements within the organization.
  • Provide guidance and support to managers and team leaders on embedding T&C practices in their departments.
  • Foster a culture of continuous learning and regulatory excellence across the organization.


Key Skills and Experience

  • In-depth knowledge of the FCA’s Training and Competence Sourcebook and relevant regulations.
  • Proven experience in managing training and competence frameworks within a regulated financial services environment.
  • Strong leadership and communication skills, with the ability to influence at all levels.
  • Exceptional organisational skills, with a strong attention to detail and the ability to manage multiple priorities.
  • Proficiency in using learning management systems (LMS) and other training tools.
  • Relevant professional qualifications (e.g., CIPD, ICA Diploma, or similar) are highly desirable.


Key Attributes

  • Analytical thinker with a proactive approach to problem-solving.
  • Commitment to maintaining the highest standards of compliance and professional integrity.
  • Passion for developing people and fostering a high-performance culture.


This role provides an exciting opportunity to play a critical part in ensuring the organisation's compliance with FCA regulations while supporting professional development and operational excellence.

  • Compliance Manager

    2 months ago

    Leeds, United Kingdom CV-Library Full time

    Company Profile: A printed flexible packaging manufacturer is seeking a Compliance Manager to enhance its established team in Yorkshire. The company specializes in extrusion, printing, and conversion for both food and non-food sectors. They are looking for an experienced leader to join the team, offering a salary of £42,000 - £45,000 per annum,...

  • Compliance Manager

    1 day ago

    Leeds, United Kingdom Yorkshire Dental Suite Full time €40,000 - €45,000

    Job Title: Compliance Manager Location: Leeds LS12 4PT with Visits to other business offices as required Salary: £40,000 to £45,000 Job Summary We are seeking a skilled and detail-oriented Competence and Training Manager to oversee the training and competence framework of our organization, ensuring full compliance with the Financial Conduct...

  • Compliance Manager

    1 day ago

    Leeds, United Kingdom Yorkshire Dental Suite Full time €40,000 - €45,000

    Job Title: Compliance Manager Location: Leeds LS12 4PT with Visits to other business offices as required Salary: £40,000 to £45,000 Job Summary We are seeking a skilled and detail-oriented Competence and Training Manager to oversee the training and competence framework of our organization, ensuring full compliance with the Financial Conduct...

  • Compliance Manager

    1 day ago

    Leeds, United Kingdom Yorkshire Dental Suite Full time

    Job Title: Compliance Manager Location: Leeds LS12 4PT with Visits to other business offices as required Salary: £40,000 to £45,000 Job Summary We are seeking a skilled and detail-oriented Competence and Training Manager to oversee the training and competence framework of our organization, ensuring full compliance with the Financial Conduct Authority...

  • Compliance Manager

    23 hours ago

    Leeds, United Kingdom Yorkshire Dental Suite Full time

    Job Title: Compliance ManagerLocation: Leeds LS12 4PT with Visits to other business offices as requiredSalary: £40,000 to £45,000Job SummaryWe are seeking a skilled and detail-oriented Competence and Training Manager to oversee the training and competence framework of our organization, ensuring full compliance with the Financial Conduct Authority (FCA)...

  • Compliance Manager

    6 days ago

    Leeds, United Kingdom Yorkshire Dental Suite Full time

    Job Title: Compliance ManagerLocation: Leeds LS12 4PT with Visits to other business offices as requiredSalary: £40,000 to £45,000Job SummaryWe are seeking a skilled and detail-oriented Competence and Training Manager to oversee the training and competence framework of our organization, ensuring full compliance with the Financial Conduct Authority (FCA)...

  • Compliance Manager

    1 month ago

    Leeds, Leeds, United Kingdom E3 Recruitment Full time

    At E3 Recruitment, we are seeking a highly skilled Compliance Manager to oversee and implement our environmental, health, and safety protocols. The ideal candidate will have a strong background in regulatory compliance, excellent communication skills, and the ability to lead cross-functional teams.Key Responsibilities:Develop and maintain a comprehensive...

  • Compliance Manager

    1 month ago

    Leeds, United Kingdom Broadgate Full time

    Head of Compliance HelpdeskLeeds/West YorksSalary £50kThis role presents an opportunity for someone to take ownership of a Compliance function, within one of the UK market leaders in providing entrepreneurial and technical support to the financial services sector.Primarily, the responsibility would be to oversee the internal Compliance helpdesk:Manage the...

  • Compliance Manager

    1 month ago

    Leeds, United Kingdom Broadgate Full time

    Head of Compliance HelpdeskLeeds/West YorksSalary £50kThis role presents an opportunity for someone to take ownership of a Compliance function, within one of the UK market leaders in providing entrepreneurial and technical support to the financial services sector.Primarily, the responsibility would be to oversee the internal Compliance helpdesk:Manage the...

  • Compliance Manager

    1 month ago

    Leeds, United Kingdom Broadgate Full time

    Head of Compliance HelpdeskLeeds/West YorksSalary £50kThis role presents an opportunity for someone to take ownership of a Compliance function, within one of the UK market leaders in providing entrepreneurial and technical support to the financial services sector.Primarily, the responsibility would be to oversee the internal Compliance helpdesk:Manage the...

  • Compliance Manager

    3 weeks ago

    Leeds, United Kingdom Broadgate Full time

    Job Description Head of Compliance Helpdesk Leeds/West Yorks Salary £50k This role presents an opportunity for someone to take ownership of a Compliance function, within one of the UK market leaders in providing entrepreneurial and technical support to the financial services sector. Primarily, the responsibility would be to oversee the internal...

  • Compliance Manager

    1 month ago

    Leeds, United Kingdom Broadgate Full time

    Head of Compliance HelpdeskLeeds/West YorksSalary £50kThis role presents an opportunity for someone to take ownership of a Compliance function, within one of the UK market leaders in providing entrepreneurial and technical support to the financial services sector.Primarily, the responsibility would be to oversee the internal Compliance helpdesk:Manage the...

  • Compliance Manager

    2 weeks ago

    Leeds, Leeds, United Kingdom Civil Service Jobs Full time

    Key ResponsibilitiesThe Compliance Manager will be responsible for overseeing the development and implementation of our compliance program. This includes ensuring that our financial reporting is accurate and compliant with relevant regulations.You will work closely with internal stakeholders to identify areas of risk and develop strategies to mitigate them.

  • Legal Compliance Manager

    1 week ago

    Leeds, United Kingdom Law Staff Ltd Full time

    Our esteemed Legal 500 and Chambers & Partners ranked client, is in search of a Legal Compliance Manager on a full-time permanent basis. You will demonstrate strong problem-solving and analytical abilities, as well as excellent communication, conflict resolution skills, and attention to detail. Preferably, you'll have a minimum of three years of...

  • Legal Compliance Manager

    2 months ago

    Leeds, United Kingdom Law Staff Ltd Full time

    Our esteemed Legal 500 and Chambers & Partners ranked client, is in search of a Legal Compliance Manager on a full-time permanent basis. You will demonstrate strong problem-solving and analytical abilities, as well as excellent communication, conflict resolution skills, and attention to detail. Preferably, you'll have a minimum of three years of compliance...

  • Legal Compliance Manager

    2 months ago

    Leeds, United Kingdom CV-Library Full time

    Our esteemed Legal 500 and Chambers & Partners ranked client, is in search of a Legal Compliance Manager on a full-time permanent basis. You will demonstrate strong problem-solving and analytical abilities, as well as excellent communication, conflict resolution skills, and attention to detail. Preferably, you'll have a minimum of three years of...

  • Compliance Risk Manager

    4 weeks ago

    Leeds, Leeds, United Kingdom The Openwork Partnership Full time

    Oversee Compliance and Risk for a Leading Wealth Management FirmWe are seeking an experienced Compliance Specialist to join our team at The Openwork Partnership, a dynamic and fast-paced wealth management firm. As a Compliance Specialist, you will play a critical role in ensuring that our business operates within the regulatory framework.About the...

  • IT Audit and Compliance Manager

    1 week ago

    Leeds, United Kingdom Vocative Consulting Full time

    IT Compliance Manager - Yorkshire / Hybrid - Permanent Role - £75-80K  An excellent opportunity to join a financial services business and lead a small team, taking responsibility for IT Audit and Compliance across a wide range of disciplines.  You'll work closely with stakeholders to improve compliance to policy across departments and environments,...

  • IT Audit and Compliance Manager

    2 weeks ago

    Leeds, United Kingdom CV-Library Full time

    IT Compliance Manager - Yorkshire / Hybrid - Permanent Role - £75-80K  An excellent opportunity to join a financial services business and lead a small team, taking responsibility for IT Audit and Compliance across a wide range of disciplines.  You'll work closely with stakeholders to improve compliance to policy across departments and...

  • Compliance Operations Manager

    2 weeks ago

    Leeds, Leeds, United Kingdom ROTORK PLC Full time

    Sales Force Job Title: Trade Compliance & Risk ManagementAbout the Role: Rotork PLC is looking for a skilled Trade Compliance & Risk Management professional to join our team. In this key role, you will provide strategic advice and support to our business units on trade compliance matters, ensuring adherence to relevant laws and regulations. Your primary...