Head of Compliance
3 weeks ago
Rutherford is currently partnered with a successful hedge fund that are looking to hire a 'Head of Compliance'. The role will lead all global compliance matters, including coverage across US, APAC and EMEA. The firm are currently c.$3bn AUM and London headquartered.
Responsibilities:
- Be the point of contact for all compliance related questions from the business and investment teams.
- Review and develop the global compliance monitoring program and make enhancements where appropriate
- Advise senior management and business heads on relevant regulatory change matters.
- Conduct compliance monitoring and complete regulatory fillings.
- Manage external relationships including regulators, vendors and consultants.
- Develop training for investment teams and wider stakeholders.
Requirements
- 7 - 12+ years of experience, ideally within a hedge fund or alternative investment fund.
- Expert knowledge of AIFMD and MIFID
-
Head of Compliance
2 days ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY:We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services.THE RESPONSIBILITIES:Lead the Compliance Department with responsibility for the overarching compliance framework, resourcing and...
-
Head of Compliance
3 days ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY:We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services.THE RESPONSIBILITIES:Lead the Compliance Department with responsibility for the overarching compliance framework, resourcing and...
-
Head of Compliance
1 day ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY: We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services. THE RESPONSIBILITIES: Lead the Compliance Department with responsibility for the overarching compliance framework, resourcing and...
-
Head of Compliance
1 day ago
Camden Area, United Kingdom Compliance Professionals Full timeTHE COMPANY:We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services.THE RESPONSIBILITIES:Lead the Compliance Department with responsibility for the overarching compliance framework, resourcing and...
-
Head of Compliance
2 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is an international full-service commercial bank. They are looking for a Head of Compliance to hold the SMF16 & 17 registers for their London business. THE RESPONSIBILITIES: Responsible for the policies and procedures forming the compliance framework within the Branch Ensure the compliance framework is regularly reviewed and...
-
Head of Compliance
1 day ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is an international full-service commercial bank. They are looking for a Head of Compliance to hold the SMF16 & 17 registers for their London business. THE RESPONSIBILITIES: Responsible for the policies and procedures forming the compliance framework within the Branch Ensure the compliance framework is regularly reviewed...
-
Head of Compliance
2 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is an international full-service commercial bank. They are looking for a Head of Compliance to hold the SMF16 & 17 registers for their London business. THE RESPONSIBILITIES: Responsible for the policies and procedures forming the compliance framework within the Branch Ensure the compliance framework is regularly reviewed and...
-
Head of Compliance
1 day ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is an asset and wealth management specialist. They are looking for a Head of Compliance & MLRO to join the London-based team. This is a great opportunity for someone to step up in to ‘Head of’ role. **THE RESPONSIBILITIES**: - Continued development and implementation of a comprehensive compliance program, ensuring the...
-
Head of Compliance
1 day ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is an asset and wealth management specialist. They are looking for a Head of Compliance & MLRO to join the London-based team on a part-time basis. **THE RESPONSIBILITIES**: - Continued development and implementation of a comprehensive compliance program, ensuring the business remains compliant with all relevant laws,...
-
Deputy Head of Compliance
2 days ago
London, United Kingdom Compliance Professionals Full timeOur client is an international financial services company focusing on wholesale and corporate banking activities.THE RESPONSIBILITIES:To work closely with key stakeholders and ensure appropriate regulatory advice is provided in line with regulatory requirements.Oversee and manage the regulatory advisory team within the departmentManage and oversee the...
-
Deputy Head of Compliance
2 days ago
London, United Kingdom Compliance Professionals Full timeOur client is an international financial services company focusing on wholesale and corporate banking activities. THE RESPONSIBILITIES: To work closely with key stakeholders and ensure appropriate regulatory advice is provided in line with regulatory requirements. Oversee and manage the regulatory advisory team within the department Manage and oversee...
-
Deputy Head of Compliance
1 day ago
London, United Kingdom Compliance Professionals Full timeOur client is an international financial services company focusing on wholesale and corporate banking activities. THE RESPONSIBILITIES: To work closely with key stakeholders and ensure appropriate regulatory advice is provided in line with regulatory requirements. Oversee and manage the regulatory advisory team within the department Manage and...
-
Deputy Head of Compliance
3 days ago
London, United Kingdom Compliance Professionals Full timeOur client is an international financial services company focusing on wholesale and corporate banking activities. THE RESPONSIBILITIES: To work closely with key stakeholders and ensure appropriate regulatory advice is provided in line with regulatory requirements. Oversee and manage the regulatory advisory team within the department Manage and oversee...
-
Head of Compliance
2 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY:Making sure you fit the guidelines as an applicant for this role is essential, please read the below carefully.We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services.THE RESPONSIBILITIES:Lead...
-
Head of Compliance
2 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY:Making sure you fit the guidelines as an applicant for this role is essential, please read the below carefully.We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services.THE RESPONSIBILITIES:Lead...
-
Head of Compliance
3 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services. THE RESPONSIBILITIES: Lead the Compliance Department with responsibility for the overarching compliance framework, resourcing and...
-
Head of Compliance
3 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services. THE RESPONSIBILITIES: Lead the Compliance Department with responsibility for the overarching compliance framework, resourcing and...
-
Head of Compliance
3 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY:We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services.THE RESPONSIBILITIES:Lead the Compliance Department with responsibility for the overarching compliance framework, resourcing and...
-
Head of Compliance
22 hours ago
London, United Kingdom Compliance Professionals Full timeJob Description THE COMPANY: We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services. THE RESPONSIBILITIES: Lead the Compliance Department with responsibility for the overarching compliance framework,...
-
Deputy Head of Compliance
2 days ago
London, United Kingdom Compliance Professionals Full timeOur client is an international financial services company focusing on wholesale and corporate banking activities. To work closely with key stakeholders and ensure appropriate regulatory advice is provided in line with regulatory requirements. Oversee and manage the regulatory advisory team within the department Manage and oversee the ‘Regulatory...
