Compliance Analyst

3 weeks ago

Buckinghamshire, United Kingdom Taylor Root Full time

The Compliance Analyst will play a pivotal role in supporting the Corporate Compliance Manager in managing compliance risks within the Group. This role will involve ensuring timely completion of counterparty due diligence and periodic reviews, as well as ensuring compliance with key regulations such as the UK Bribery Act, General Data Protection Regulation (GDPR), and Modern Slavery Act. The successful candidate will work closely with front office personnel, assist in developing new reporting methods for senior management, and actively contribute to committee meetings.


Key Responsibilities:


  1. Conduct Due Diligence: Utilise various third-party and internal databases to conduct due diligence on counterparties. This includes identifying the nature of an entity's role in a transaction and producing corporate trees to ascertain beneficial ownership and subsidiary holdings.
  2. Deployment of Compliance Training: Take responsibility for deploying group-wide computer-based compliance training programs.
  3. Policy Adherence: Review and adhere to internal compliance policies and procedures, ensuring alignment with applicable legislation and regulations.
  4. Procedure Documentation: Assist in drafting and documenting procedures, policies, and processes as necessary to enhance compliance practices.
  5. Administrative Tasks: Provide support for all compliance matters and undertake day-to-day administrative tasks related to compliance activities.
  6. Monitoring Alerts: Clear due diligence monitoring alerts on a daily basis to ensure timely resolution of potential compliance issues.
  7. Regulatory Updates: Stay abreast of regulatory and commercial developments, providing updates to the Corporate Compliance Manager to ensure compliance practices remain current and effective.


Qualifications and Skills:


  • Bachelor's degree in a relevant field (e.g., Business, Law, Finance)
  • Strong understanding of regulatory requirements, particularly in relation to compliance with the UK Bribery Act, GDPR, and Modern Slavery Act
  • Analytical and investigative skills with a keen attention to detail
  • Excellent communication and interpersonal skills, with the ability to liaise effectively with internal stakeholders
  • Proven ability to manage multiple tasks and prioritize effectively in a fast-paced environment
  • Proficiency in using various databases and computer-based compliance tools


Experience:

  • Prior experience in a compliance or regulatory role preferred
  • Experience conducting due diligence and familiarity with compliance training programs is advantageous


For more information, please apply.

  • Senior Compliance Monitoring Analyst

    3 weeks ago

    Buckinghamshire, United Kingdom Taylor Root Full time

    The Compliance Analyst will play a pivotal role in supporting the Corporate Compliance Manager in managing compliance risks within the Group. This role will involve ensuring timely completion of counterparty due diligence and periodic reviews, as well as ensuring compliance with key regulations such as the UK Bribery Act, General Data Protection Regulation...

  • Senior Compliance Monitoring Analyst

    22 hours ago

    Buckinghamshire, United Kingdom Taylor Root Full time

    Job Description The Compliance Analyst will play a pivotal role in supporting the Corporate Compliance Manager in managing compliance risks within the Group. This role will involve ensuring timely completion of counterparty due diligence and periodic reviews, as well as ensuring compliance with key regulations such as the UK Bribery Act, General Data...

  • Senior Compliance Monitoring Analyst

    3 weeks ago

    Buckinghamshire, United Kingdom Taylor Root Full time

    The Compliance Analyst will play a pivotal role in supporting the Corporate Compliance Manager in managing compliance risks within the Group. This role will involve ensuring timely completion of counterparty due diligence and periodic reviews, as well as ensuring compliance with key regulations such as the UK Bribery Act, General Data Protection Regulation...

  • Compliance Analyst

    7 days ago

    Milton Keynes, Buckinghamshire, United Kingdom Taylor Root Full time

    Compliance Analyst Months jobs in East Anglia The search for compliance analyst months / east anglia did not produce any results Search suggestions: Try searching in a wider area Try more general or fewer keywords Replace abbreviations with the entire word Leave us your email address and we'll send you all of the new jobs for:  Compliance...

  • Compliance Analyst

    3 weeks ago

    Buckinghamshire, United Kingdom Taylor Root Full time

    The Compliance Analyst will play a pivotal role in supporting the Corporate Compliance Manager in managing compliance risks within the Group. This role will involve ensuring timely completion of counterparty due diligence and periodic reviews, as well as ensuring compliance with key regulations such as the UK Bribery Act, General Data Protection Regulation...

  • Compliance Analyst

    1 week ago

    Buckinghamshire, United Kingdom Taylor Root Full time

    Job DescriptionThe Compliance Analyst will play a pivotal role in supporting the Corporate Compliance Manager in managing compliance risks within the Group. This role will involve ensuring timely completion of counterparty due diligence and periodic reviews, as well as ensuring compliance with key regulations such as the UK Bribery Act, General Data...

  • Compliance Analyst

    3 weeks ago

    Buckinghamshire, United Kingdom Taylor Root Full time

    The Compliance Analyst will play a pivotal role in supporting the Corporate Compliance Manager in managing compliance risks within the Group. This role will involve ensuring timely completion of counterparty due diligence and periodic reviews, as well as ensuring compliance with key regulations such as the UK Bribery Act, General Data Protection Regulation...

  • Compliance Analyst

    3 weeks ago

    Buckinghamshire, United Kingdom Taylor Root Full time

    The Compliance Analyst will play a pivotal role in supporting the Corporate Compliance Manager in managing compliance risks within the Group. This role will involve ensuring timely completion of counterparty due diligence and periodic reviews, as well as ensuring compliance with key regulations such as the UK Bribery Act, General Data Protection Regulation...

  • Compliance Analyst

    22 hours ago

    Buckinghamshire, United Kingdom Taylor Root Full time

    Job Description The Compliance Analyst will play a pivotal role in supporting the Corporate Compliance Manager in managing compliance risks within the Group. This role will involve ensuring timely completion of counterparty due diligence and periodic reviews, as well as ensuring compliance with key regulations such as the UK Bribery Act, General Data...

  • Compliance Analyst

    3 weeks ago

    Buckinghamshire, United Kingdom Taylor Root Full time

    The Compliance Analyst will play a pivotal role in supporting the Corporate Compliance Manager in managing compliance risks within the Group. This role will involve ensuring timely completion of counterparty due diligence and periodic reviews, as well as ensuring compliance with key regulations such as the UK Bribery Act, General Data Protection Regulation...

  • Compliance Analyst

    3 weeks ago

    Buckinghamshire, United Kingdom Taylor Root Full time

    The Compliance Analyst will play a pivotal role in supporting the Corporate Compliance Manager in managing compliance risks within the Group. This role will involve ensuring timely completion of counterparty due diligence and periodic reviews, as well as ensuring compliance with key regulations such as the UK Bribery Act, General Data Protection Regulation...

  • Compliance Analyst

    3 weeks ago

    Buckinghamshire, United Kingdom Taylor Root Full time

    The Compliance Analyst will play a pivotal role in supporting the Corporate Compliance Manager in managing compliance risks within the Group. This role will involve ensuring timely completion of counterparty due diligence and periodic reviews, as well as ensuring compliance with key regulations such as the UK Bribery Act, General Data Protection Regulation...

  • Compliance Officer

    2 weeks ago

    Aylesbury, Buckinghamshire, United Kingdom Heat Recruitment Ltd Full time

    Job Title: Compliance Officer - Wealth Management Location: Aylesbury, UK Salary - negotiable dependent on experience Benefits: * 8% pension * Group life cover * 25 days of annual leave plus bank holidays and Christmas closure * Opportunities for career progression * Additional benefits to be enhanced as the company grows About Us: We are...

  • Compliance Officer

    3 weeks ago

    Aylesbury, Buckinghamshire, United Kingdom Aylesbury Full time

    Job Title: Compliance Officer - Wealth ManagementLocation: Aylesbury, UK Salary - negotiable dependent on experience Benefits: 8% pension Group life cover 25 days of annual leave plus bank holidays and Christmas closure Opportunities for career progression Additional benefits to be enhanced as the company grows About Us: We are representing a...

  • Junior Finance Analyst

    4 weeks ago

    Milton Keynes, Buckinghamshire, United Kingdom Page Personnel Sales Full time

    Our client is a major player within the industrial/manufacturing sector, boasting a team of over 1,000 dedicated professionals across multiple locations. With an extensive network and a solid reputation for quality and reliability, the company is committed to continuous growth and innovation in Milton Keynes. Financial Analyst Conduct benchmarking and...

  • Legal Risk and Compliance Officer

    2 weeks ago

    Aylesbury, Buckinghamshire, United Kingdom Heat Recruitment Ltd Full time

    Job Title: Compliance Officer - Wealth Management 8% pension * Group life cover * 25 days of annual leave plus bank holidays and Christmas closure * Opportunities for career progression * About Us: We are representing a rapidly-growing wealth management firm dedicated to providing personalised financial solutions to theirclients. With a focus on...

  • Legal Risk and Compliance Officer

    3 weeks ago

    Aylesbury, Buckinghamshire, United Kingdom Aylesbury Full time

    Job Title: Compliance Officer - Wealth ManagementLocation: 8% pension ~ Group life cover ~25 days of annual leave plus bank holidays and Christmas closure ~ Opportunities for career progression ~ About Us: We are representing a rapidly-growing wealth management firm dedicated to providing personalised financial solutions to theirclients. With a...

  • Compliance Officer

    3 weeks ago

    Aylesbury, Buckinghamshire, United Kingdom Heat Recruitment Ltd Full time

    Job Title: Compliance Officer - Wealth Management Location: Aylesbury, UK Salary - negotiable dependent on experience Benefits: 8% pensionGroup life cover25 days of annual leave plus bank holidays and Christmas closureOpportunities for career progressionAdditional benefits to be enhanced as the company grows About Us: We are representing a rapidly-growing...

  • Legal Risk and Compliance Officer

    3 weeks ago

    Aylesbury, Buckinghamshire, United Kingdom Heat Recruitment Ltd Full time

    Job Title: Compliance Officer - Wealth Management 8% pension ~ Group life cover ~25 days of annual leave plus bank holidays and Christmas closure ~ Opportunities for career progression ~ About Us: We are representing a rapidly-growing wealth management firm dedicated to providing personalised financial solutions to theirclients. With a focus on...

  • Financial Analyst

    4 weeks ago

    Milton Keynes, Buckinghamshire, United Kingdom Page Personnel Sales Full time

    About Our Client Our client is a major player within the industrial/manufacturing sector, boasting a team of over 1,000 dedicated professionals across multiple locations. With an extensive network and a solid reputation for quality and reliability, the company is committed to continuous growth and innovation in Milton Keynes. Job Description Financial...