Head of Compliance

3 weeks ago

london city of london, United Kingdom OCR Alpha Full time

An exciting opportunity has arisen for a Head of Compliance to join a dynamic and growing fixed income focused hedge fund manager based in London. Our client is entering its next phase of growth and is now looking to bring compliance in-house. This is a broad, hands-on leadership role where you’ll take ownership of the compliance function while working closely with external consultants, regulatory counsel, and senior management to embed best practice that can scale as the business grows. The culture is collaborative and commercial, which would suit someone who enjoys being close to the investment process and providing pragmatic, solutions-driven advice. Key responsibilities include: Developing and maintaining the firm’s compliance framework, policies, and monitoring programme Advising on trading and market conduct matters, including wall crossings and market soundings Overseeing regulatory reporting (FCA, AIFMD, SEC, ICARA, Annex IV) Supporting investor relations, including ODD and marketing reviews Managing SMCR, personal account dealing, and employee governance Delivering compliance training and driving regulatory awareness across the firm What we’re looking for: 8+ years’ legal and compliance experience Strong knowledge of AIFMD, MiFID, and exposure to SEC regulations Legal qualifications and law firm experience preferred A balance of strategic and hands-on capability, with the confidence to advise senior stakeholders and the adaptability to work autonomously This role offers the opportunity to build and lead a best-in-class compliance function within an ambitious and entrepreneurial hedge fund environment. If you’d like to learn more, please reach out for a confidential discussion.

  • Head of Risk

    5 days ago

    London, United Kingdom AJ Fox Compliance Full time

    We are working with a fantastic, fast-growing independent UK law firm to hire a Head of Risk & Compliance to join their team in London. This position will be responsible for the firm’s compliance and risk management frameworks. There will also be the opportunityto take on the titles of COLP, COFA, and MLRO. Key roles and responsibilities will include: -...

  • Head of Compliance

    2 weeks ago

    City Of London, United Kingdom IPS Group Full time

    A leading Specialty Insurer within the London Insurance market is seeking a Head of Compliance to lead the design & implementation of its compliance framework. Purpose of the Role The Head of Compliance will oversee all compliance activity across the business, ensuring adherence to FCA, PRA, and Lloyd’s standards. Working closely with senior management,...

  • Head Of Compliance

    1 week ago

    City Of London, United Kingdom HR Force International Full time

    OverviewWe are seeking an experienced Head of Compliance with a proven background in RegTech and IDV to join our growing team at Programmers Force. In this role, you will lead compliance strategy, ensuring alignment with AML/KYC regulations and industry standards globally.ResponsibilitiesDefine and oversee compliance framework across regions.Ensure adherence...

  • EXCLUSIVE: HEAD OF COMPLIANCE

    4 days ago

    London, United Kingdom Compliance Recruitment Solutions Full time

    EXCLUSIVE: HEAD OF COMPLIANCE & MLRO - UK PAYMENTS EXPERIENCE REQUIRED Ref: 4156G2 £100K + Bonus & Benefits Hybrid (London) We are exclusively recruiting for our client, a rapidly growing international payments business, seeking a Head of Compliance & MLRO. Based in the UK you will be responsible for risk & compliance management and will develop & maintain...

  • Head Of Compliance

    2 weeks ago

    City Of London, United Kingdom Morepeople 01780 Full time

    Head of Compliance - Lead the Future of Food Safety at Pret Are you a compliance leader who lives and breathes food safety, brand integrity, and operational excellence? We are working exclusively with Pret who are looking for a Head of Compliance to safeguard its brand, ensure its global standards are met, and lead a high-performing team across equity shops...

  • Head of Compliance

    1 day ago

    City of Westminster, United Kingdom House of Commons Full time

    What you’ll be doing As Head of Compliance for the House of Commons Parliamentary Maintenance Services Team (PMST), you will play a central role in ensuring the safe, resilient and compliant operation of the UK Parliament. Leading the Compliance team and sitting within the Senior Leadership Group, you will oversee health and safety management, statutory...

  • Head of Compliance

    3 weeks ago

    london (city of london), United Kingdom BettingJobs Full time

    BettingJobs are working with an Online Sportsbook and Casino Operator within the iGaming industry, who are looking to add a Head of Compliance to their team based in London or Dubai . Key Responsibilities: Develop and implement a global compliance framework tailored to crypto-gaming operations. Serve as the primary point of contact for compliance matters...

  • Head of Compliance and Mlro

    2 weeks ago

    City of London, United Kingdom Twenty84 Ltd Full time

    Twenty84 is looking for a skilled and collaborative Head of Compliance and MLRO to join our wealth management client's welcoming and inclusive team. This full-time compliance and MLRO role is based in London and comes with an excellent salary of £110,000-£145,000and a fantastic benefits package including 10% pension, 28 days holiday, and hybrid working...

  • Head of Compliance

    1 day ago

    City Of London, United Kingdom Barclay Simpson Full time

    New Opportunity – Head of Compliance (SMF16/17)London | Hybrid | Digital Assets | Competitive Salary + EquityIntroductionI’m working with an innovative financial infrastructure firm that’s reshaping how tokenised assets are structured and accessed. Backed by a team with experience at top-tier institutions, they’re seeking a Compliance professional to...

  • Head of Compliance SMF16

    7 days ago

    City Of London, United Kingdom Prime Personnel Full time

    A small international bank is looking for an experienced Head of Compliance (SMF16). Your responsibilities will include: Defining/implementing/maintaining effective compliance and regulatory reporting Conducting policies/procedures/monitoring controls/governance to ensure compliance with all UK regulatory requirements Conducting risk and control assessments...