Compliance Manager

4 weeks ago

Birmingham, United Kingdom Integer Resourcing Full time
My client is a small but established Financial Services provider based in Birmingham. Due to the continued success of the organisation and expansion of the Compliance team they are currently recruiting for a Compliance Manager.
Reporting the the Head of Compliance your main responsibilities will include;
Responsibilities:
* Supervision of 2 staff
* Responsible for the compliance dashboard
* To take the lead on regulatory approvals
* Ensure that periodic regulatory returns are complete in an accurate and timely manner
* To own the compliance monitoring projects
* To assist the Head of Compliance in the review of regulatory publications
* Collaborate with Stakeholders and assist the Head of Compliance in preparation for the Risk and Compliance Committee meetings
* Maintain a working knowledge of regulatory updates via training
* Take lead on investigating, reviewing and the creation of a final response in terms of FOS complaints
* Take the lead on the review and update of compliance process documentation and how to guides
* Provide regular 1-2-1 and follow up meetings with my direct reports.
* Operates within defined risk appetite levels, and within the context of the Enterprise Risk Management Framework (ERMF)
* Ensure compliance with the company health and safety rules and requirements
* At all times, ensure that customers are put first in everything we do
You will be a Compliance professional with a minimum of 3 years experience. Insurance experience is desirable although not essential. My client offers an attractive salary and benefits package.
****** Remote/Hybrid working - 1-2 days a month in the office

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