Client Advisory Manager

2 weeks ago

London, United Kingdom IQ EQ Administration Services (UK) Ltd Full time
Job Description

Responsibilities (how we will measure success)

The main purpose of the role is to provide advice and guidance to a portfolio of Appointed Representatives (ARs"), and to provide leadership and management within the team. In particular:
  • Leading ongoing and ad hoc tasks as required, in particular around signing off financial promotions and compliance reviews.
  • Developing deep relationships with the portfolio of clients and meeting their needs; identifying client risk.
  • Resolving issues raised by other members of the team and providing technical QA on work products of others.
  • Gathering a deep understanding of new AR mandates, identifying the regulatory permissions required to execute the desired business model/ strategy and providing challenge with regards to how such activities are to be undertaken.
  • Being responsible for identified technical areas relating to AR activities or implementing changes in regulation as directed.
  • Collaborating with colleagues from across RegCom and the wider IQ-EQ group, contributing to cross-firm initiatives.
  • Assisting with devising and delivering the business plan for the Client Advisory team and contributing to meeting team objectives.
  • Management of business lines or other members of the Client Advisory team.
  • Enhancing own understanding of regulatory landscape and offers learning opportunities for others.
  • Following the set policies and procedures around managing conduct risk, financial promotions and product governance.
Qualifications
  • Extensive experience in a compliance role within a financial services firm, ideally a fund or asset manager.
  • Deep understanding of FCA regulatory requirements on investment businesses.
  • Able to interpret complex regulatory standards and turn them into policies, processes or procedures that can be implemented in the business.
  • Detailed knowledge of the client communications and financial promotions regime.
  • Used to working in a client facing role with focus on quality and hitting deadlines.
  • Strong project management skills - understanding a brief, planning, delivery to agreed deadlines, issue management.
  • Experience of managing teams would be an advantage.
Additional information

At IQ EQ Group we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.

Company description

IQ EQ is part of a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.

  • Senior Associate, Debt Advisory Group

    3 days ago

    London, UK, United Kingdom Interpath Advisory Full time

    Debt Advisory Group - Who are we? The Debt Advisory business advises borrowers (listed and private businesses including private equity funds) throughout all stages of their fund-raising journey. We are independent of lenders, products and markets, meaning we provide objective advice on the optimum funding solutions for our clients. What do we do? ...

  • Senior Associate, Debt Advisory Group

    3 weeks ago

    London, United Kingdom Interpath Advisory Full time

    Debt Advisory Group - Who are we? The Debt Advisory business advises borrowers (listed and private businesses including private equity funds) throughout all stages of their fund-raising journey. We are independent of lenders, products and markets, meaning we provide objective advice on the optimum funding solutions for our clients. What do we do? ...

  • Senior Associate, Debt Advisory Group

    1 month ago

    London, United Kingdom Interpath Advisory Full time

    Debt Advisory Group – Who are we?The Debt Advisory business advises borrowers (listed and private businesses including private equity funds) throughout all stages of their fund-raising journey. We are independent of lenders, products and markets, meaning we provide objective advice on the optimum funding solutions for our clients.What do we do?Companies...

  • Senior People Partner, Inizio Advisory

    4 weeks ago

    London, United Kingdom Inizio Advisory Full time

    **Th Opportunity** Uniting the expertise and capabilities of Ashfield and Huntsworth Health, Inizio has just been launched to become THE strategic partner for health and life sciences companies. Unparalleled in scale and expertise, we connect a full suite of Advisory, Medical, Marketing/Communications, Patient and Stakeholder Engagement, and Biotech...

  • Advisory

    2 months ago

    London, United Kingdom Avanade Spain SL Full time

    Security Advisory acts as a trusted advisor to our clients. We demystify security unknowns, develop, and execute pathways to a secure future state, and we are always at the forefront of security and technology best practice. Pair your adaptable, collaborative, and curious mindset with your tech skills, to help clients digitally transform their ways of...

  • Advisory

    2 hours ago

    London, United Kingdom Avanade Spain SL Full time

    Security Advisory acts as a trusted advisor to our clients. We demystify security unknowns, develop, and execute pathways to a secure future state, and we are always at the forefront of security and technology best practice. Pair your adaptable, collaborative, and curious mindset with your tech skills, to help clients digitally transform their ways of...

  • Advisory

    2 months ago

    London, United Kingdom Avanade Spain SL Full time

    Security Advisory acts as a trusted advisor to our clients. We demystify security unknowns, develop, and execute pathways to a secure future state, and we are always at the forefront of security and technology best practice. Pair your adaptable, collaborative, and curious mindset with your tech skills, to help clients digitally transform their ways of...

  • Advisory

    2 hours ago

    London, United Kingdom Avanade Spain SL Full time

    Security Advisory acts as a trusted advisor to our clients. We demystify security unknowns, develop, and execute pathways to a secure future state, and we are always at the forefront of security and technology best practice. Pair your adaptable, collaborative, and curious mindset with your tech skills, to help clients digitally transform their ways of...

  • Client Advisory Manager

    3 days ago

    London, UK, United Kingdom IQ EQ Administration Services Ltd Full time

    Job Description Responsibilities (how we will measure success) The main purpose of the role is to provide advice and guidance to a portfolio of Appointed Representatives (ARs"), and to provide leadership and management within the team. In particular: Leading ongoing and ad hoc tasks as required, in particular around signing off financial promotions and...

  • Client Advisory Manager

    3 weeks ago

    London, United Kingdom IQEQ Full time

    Job Description Responsibilities (how we will measure success) The main purpose of the role is to provide advice and guidance to a portfolio of Appointed Representatives (“ARs”), and to provide leadership and management within the team. In particular: Leading ongoing and ad hoc tasks as required, in particular around signing off financial...

  • Client Advisory Manager

    3 weeks ago

    London, United Kingdom IQ EQ Administration Services (UK) Ltd Full time

    Job Description Responsibilities (how we will measure success) The main purpose of the role is to provide advice and guidance to a portfolio of Appointed Representatives (ARs"), and to provide leadership and management within the team. In particular: Leading ongoing and ad hoc tasks as required, in particular around signing off financial promotions and...

  • Risk Advisory Manager

    2 weeks ago

    London, United Kingdom Rutherford Briant Full time

    Are you a Risk Advisory or Internal Audit professional looking for a manager role in a newly established team, with huge potential to grow your career? This Top 10 Accounting firm are looking to build out their Risk Advisory team in London and are looking to hire a Manager into their Risk Advisory team, providing Internal Audit services to clients across a...

  • Integration & Separation Manager

    3 days ago

    London, UK, United Kingdom Interpath Advisory Full time

    Interpath Advisory is a leading global advisory firm, dedicated to helping businesses navigate through adversity and thrive in the face of uncertainty. With a team of talented professionals and a commitment to excellence, we provide innovative solutions and strategic guidance to our clients, helping them achieve their goals and drive sustainable growth. We...

  • Integration & Separation Manager

    8 hours ago

    London, United Kingdom Interpath Advisory Full time

    Interpath Advisory is a leading global advisory firm, dedicated to helping businesses navigate through adversity and thrive in the face of uncertainty. With a team of talented professionals and a commitment to excellence, we provide innovative solutions and strategic guidance to our clients, helping them achieve their goals and drive sustainable growth. We...

  • Integration & Separation Manager

    4 days ago

    London, United Kingdom Interpath Advisory Full time

    Interpath Advisory is a leading global advisory firm, dedicated to helping businesses navigate through adversity and thrive in the face of uncertainty. With a team of talented professionals and a commitment to excellence, we provide innovative solutions and strategic guidance to our clients, helping them achieve their goals and drive sustainable growth.We...

  • Integration & Separation Manager

    5 days ago

    London, United Kingdom Interpath Advisory Full time

    Interpath Advisory is a leading global advisory firm, dedicated to helping businesses navigate through adversity and thrive in the face of uncertainty. With a team of talented professionals and a commitment to excellence, we provide innovative solutions and strategic guidance to our clients, helping them achieve their goals and drive sustainable growth. We...

  • Transaction Services – Manager

    1 month ago

    London, United Kingdom EIGHT ADVISORY Full time

    Missions We are offering a unique opportunity to form part of the founding team of Eight Advisory London and are looking for responsible, ambitious and entrepreneurial Managers to plan, execute and deliver Transaction Services projects (primarily covering corporate acquisitions and disposals, but also covering value-enhancing portfolio management...

  • Client Advisory Manager – Regulatory Compliance

    1 month ago

    London (Central), United Kingdom IQEQ Full time

    Job Description Responsibilities (how we will measure success)The main purpose of the role is to provide advice and guidance to a portfolio of Appointed Representatives (“ARs”), and to provide leadership and management within the team. In particular:Leading ongoing and ad hoc tasks as required, in particular around signing off financial promotions and...

  • Client Advisory Manager – Regulatory Compliance

    2 months ago

    London (Central), United Kingdom IQEQ Full time

    Job Description Responsibilities (how we will measure success)The main purpose of the role is to provide advice and guidance to a portfolio of Appointed Representatives ("ARs"), and to provide leadership and management within the team. In particular:Leading ongoing and ad hoc tasks as required, in particular around signing off financial promotions and...

  • Restructuring Advisory Manager

    1 month ago

    London, Greater London, United Kingdom RSM Full time

    As one of the world's largest networks of audit, tax and consulting firms, RSM delivers big ideas and premium service to help middle-market businesses thrive. We are a fast-growing firm with big ambitions -- we have a clear goal to become the premium adviser to the middle market, globally. This vision touches everything we do, motivating and inspiring us to...