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Market Abuse Contractor
4 months ago
We are hiring a contractor role on behalf of our wealth management client to focus on:
Market Abuse & surveillance
- Accurately document review findings and outcomes and support further investigation of suspicious behaviour as required by providing expert insight and technical assistance.
- Previous experience in at least one of the Core Compliance areas – Advisory, Compliance Risk Assessment, Personal Account Dealing, Conduct, Conflict of Interest, Whistleblowing, Communication and Trade Surveillance, Regulatory Change processes, Data Privacy and Quality Assurance
This is an Initial 6 month contract and will be Inside IR35.
