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Compliance Analyst with Compliance Monitoring
3 weeks ago
In this role you will be responsible for a providing generalist compliance support to the wider compliance team. You will report directly into the Head of Compliance.
Advisory compliance support across the business
Assist Compliance Team to collate information & documentation for the Compliance Monitoring Programme
Assist in implementing regulatory change
Assist with conducting regulatory change horizon scanning
Provide support to the Compliance Team with oversight of Compliance System
Produce training slides
Regular collection of compliance and risk MI for preparing Risk Management and Board reports.
Generalist compliance experience
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Senior Compliance Monitoring Analyst
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Senior Compliance Monitoring Analyst
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London, United Kingdom Compliance Professionals Full timeWe are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/ KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business. ...
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Compliance Monitoring Manager
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Compliance Monitoring Manager
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London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a rapidly growing electronic brokerage firm based in the City. They are looking to hire a Compliance Monitoring Manager to join the team based in London. THE RESPONSIBILITIES: Drive compliance oversight through the testing and monitoring programme Identify areas for enhancements of systems and controls operated by the...
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Compliance Monitoring Manager
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London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a rapidly growing electronic brokerage firm based in the City. They are looking to hire a Compliance Monitoring Manager to join the team based in London. THE RESPONSIBILITIES: Drive compliance oversight through the testing and monitoring programme Identify areas for enhancements of systems and controls operated by the...
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Regulatory Compliance Analyst
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