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Compliance Officer
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Oxford, Oxfordshire, United Kingdom AJ FOX COMPLIANCE Full timeJob Title: Compliance ManagerAbout the Role:AJ Fox Compliance is seeking an experienced Compliance Manager to join our team in Oxford. As a Compliance Manager, you will play a critical role in ensuring our firm's compliance with anti-money laundering (AML) and know-your-customer (KYC) regulations.Key Responsibilities:AML/KYC Expertise: Provide guidance on...
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Compliance Officer
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Oxford, Oxfordshire, United Kingdom AJ FOX COMPLIANCE Full timeJob Title: Compliance ManagerAbout the Role:AJ Fox Compliance is seeking an experienced Compliance Manager to join our team in Oxford. As a Compliance Manager, you will play a critical role in ensuring our firm's compliance with anti-money laundering (AML) and know-your-customer (KYC) regulations.Key Responsibilities:AML/KYC Expertise: Provide guidance on...
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Compliance Officer
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Oxford, Oxfordshire, United Kingdom AJ FOX COMPLIANCE Full timeOur client, a leading law firm, is seeking an experienced Compliance Manager to oversee AML/CDD processes and client onboarding software. Key responsibilities include: * Managing client onboarding software and reviewing incoming reports * Delivering firm-wide CDD and CMI training * Assisting in AML and file opening risk assessments, as well as conflicts of...
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Compliance Officer
7 days ago
Oxford, Oxfordshire, United Kingdom AJ FOX COMPLIANCE Full timeOur client, a leading law firm, is seeking an experienced Compliance Manager to oversee AML/CDD processes and client onboarding software. Key responsibilities include: * Managing client onboarding software and reviewing incoming reports * Delivering firm-wide CDD and CMI training * Assisting in AML and file opening risk assessments, as well as conflicts of...
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Compliance Officer
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Oxford, Oxfordshire, United Kingdom AJ FOX COMPLIANCE Full timeCompliance Manager Job Description **About AJ FOX COMPLIANCE** AJ FOX COMPLIANCE is a leading provider of compliance solutions to top law firms. We are seeking an experienced Compliance Manager to join our team in Oxford. **Key Responsibilities:** * Manage client onboarding software and review incoming reports * Deliver firmwide CDD and CMI training *...
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Compliance Officer
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Oxford, Oxfordshire, United Kingdom AJ FOX COMPLIANCE Full timeCompliance Manager Job Description **About AJ FOX COMPLIANCE** AJ FOX COMPLIANCE is a leading provider of compliance solutions to top law firms. We are seeking an experienced Compliance Manager to join our team in Oxford. **Key Responsibilities:** * Manage client onboarding software and review incoming reports * Deliver firmwide CDD and CMI training *...
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Compliance Manager
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Oxford, Oxfordshire, United Kingdom AJ FOX COMPLIANCE Full timeJob Opportunity: Compliance ManagerWe are seeking a highly skilled Compliance Manager to join our team at AJ FOX COMPLIANCE in Oxford. This role is ideal for an ambitious professional with expertise in AML/CDD processes gained from compliance positions within a law firm.The successful candidate will be responsible for:Providing guidance on CDD requirements,...
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Compliance Manager
5 days ago
Oxford, Oxfordshire, United Kingdom AJ FOX COMPLIANCE Full timeJob Opportunity: Compliance ManagerWe are seeking a highly skilled Compliance Manager to join our team at AJ FOX COMPLIANCE in Oxford. This role is ideal for an ambitious professional with expertise in AML/CDD processes gained from compliance positions within a law firm.The successful candidate will be responsible for:Providing guidance on CDD requirements,...
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Compliance Officer
2 weeks ago
Oxford, Oxfordshire, United Kingdom AJ FOX COMPLIANCE Full timeJob DescriptionAJ FOX COMPLIANCE is seeking a highly skilled Compliance Manager to join their team in Oxford.This role is perfect for someone with expertise in Anti-Money Laundering (AML) and Client Due Diligence (CDD) processes gained from compliance positions within a law firm.Key Responsibilities:Provide guidance on CDD requirements, Service Level...
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Compliance Officer
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Oxford, Oxfordshire, United Kingdom AJ FOX COMPLIANCE Full time**About AJ Fox Compliance**We are a leading provider of compliance solutions to top law firms, seeking an experienced Compliance Manager to join our team in Oxford.This role is ideal for a professional with expertise in Anti-Money Laundering (AML) and Know Your Customer (KYC) processes gained from compliance positions within a law firm.**Key...
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Compliance Officer
1 week ago
Oxford, Oxfordshire, United Kingdom AJ FOX COMPLIANCE Full time**About AJ Fox Compliance**We are a leading provider of compliance solutions to top law firms, seeking an experienced Compliance Manager to join our team in Oxford.This role is ideal for a professional with expertise in Anti-Money Laundering (AML) and Know Your Customer (KYC) processes gained from compliance positions within a law firm.**Key...
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Compliance Manager
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Oxford, Oxfordshire, United Kingdom AJ FOX COMPLIANCE Full timeJob OpportunityWe are seeking a highly skilled Compliance Manager to join our team at AJ FOX COMPLIANCE in Oxford.This role is ideal for an ambitious professional with expertise in AML/CDD processes gained from compliance positions within a law firm.Key Responsibilities:Provide guidance on CDD requirements, SOWs/SOFs, and background checksManage client...
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Compliance Manager
4 days ago
Oxford, Oxfordshire, United Kingdom AJ FOX COMPLIANCE Full timeJob OpportunityWe are seeking a highly skilled Compliance Manager to join our team at AJ FOX COMPLIANCE in Oxford.This role is ideal for an ambitious professional with expertise in AML/CDD processes gained from compliance positions within a law firm.Key Responsibilities:Provide guidance on CDD requirements, SOWs/SOFs, and background checksManage client...
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Compliance Officer/Senior Officer
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Oxford, Oxfordshire, United Kingdom AJ FOX COMPLIANCE Full timeJob Title: Compliance Manager/Senior ManagerJob Description:Ambitious professionals with expertise in Anti-Money Laundering (AML) and Customer Due Diligence (CDD) processes are sought after by AJ Fox Compliance to join their team in a dynamic role.Key Responsibilities:Manage client onboarding software and review incoming reports to ensure compliance with...
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Compliance Officer
2 weeks ago
Oxford, Oxfordshire, United Kingdom AJ FOX COMPLIANCE Full time**About AJ Fox Compliance**We are a leading provider of compliance solutions to top law firms, seeking an experienced Compliance Manager to join our team in Oxford.**Key Responsibilities:**Provide expert guidance on customer due diligence (CDD) requirements, service level agreements (SOWs/SOFs), and background checks.Manage client onboarding software and...
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Compliance Officer
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Oxford, Oxfordshire, United Kingdom AJ FOX COMPLIANCE Full timeJob SummaryAmbitious Compliance Manager sought by AJ FOX COMPLIANCE to join their team in a Top 100 Law Firm in Oxford. This role is perfect for someone with expertise in Anti-Money Laundering (AML) and Client Due Diligence (CDD) processes gained from compliance positions within a law firm.Key ResponsibilitiesProvide guidance on CDD requirements, Service...
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Compliance Officer
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Oxford, Oxfordshire, United Kingdom AJ FOX COMPLIANCE Full timeJob SummaryAmbitious Compliance Manager sought by AJ FOX COMPLIANCE to join their team in a Top 100 Law Firm in Oxford. This role is perfect for someone with expertise in Anti-Money Laundering (AML) and Client Due Diligence (CDD) processes gained from compliance positions within a law firm.Key ResponsibilitiesProvide guidance on CDD requirements, Service...
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Compliance Officer/Senior Officer
2 weeks ago
Oxford, Oxfordshire, United Kingdom AJ FOX COMPLIANCE Full timeJob Summary:Ambitious Compliance Manager sought by AJ FOX COMPLIANCE to join their team in Oxford. This role is perfect for someone with expertise in AML/CDD processes gained from compliance positions within a law firm.Key Responsibilities:Manage client onboarding software and review incoming reportsDeliver firmwide CDD and CMI trainingAssist in AML and file...
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Compliance Officer/Senior Officer
2 weeks ago
Oxford, Oxfordshire, United Kingdom AJ FOX COMPLIANCE Full timeJob Summary:Ambitious Compliance Manager sought by AJ FOX COMPLIANCE to join their team in Oxford. This role is perfect for someone with expertise in AML/CDD processes gained from compliance positions within a law firm.Key Responsibilities:Manage client onboarding software and review incoming reportsDeliver firmwide CDD and CMI trainingAssist in AML and file...
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Aircraft Compliance Officer
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Oxford, Oxfordshire, United Kingdom AJ FOX COMPLIANCE Full timeJob DescriptionAmbitious Compliance Manager sought by AJ FOX COMPLIANCE to join their team in Oxford.Key Responsibilities:AML/CDD Process Expertise: Offer guidance on CDD requirements, SOWs/SOFs, and background checks.Client Onboarding: Manage client onboarding software and review incoming reports.Matter Inception: Manage client/matter inception processes,...
Risk and Compliance Officer
4 months ago
Responsibilities of the Risk and Compliance OfficernSupporting the UK CRO in the enhancement of UK Risk and Compliance activities by transitioning the new mortgage business into the existing Frameworks; most notably by ensuring that the related Risk Appetite Statement / KRIs, Risk Profile / Risk Register / Key Controls, and Monthly Governance / Reporting are aligned, in place and operating effectively.nReview of Group and UK Policies / other ‘Documents of Record’ to ensure they are suitable and appropriate for adoptionnInclusion of the new business in the UK Annual Compliance Monitoring Plan;nCreating and maintaining a Compliance Obligations Register as well as a Risk and Control Self-Assessment (RCSA) processnEnsuring alignment and effective Business Continuity and Disaster Recovery documentation is in place, including Operational Resilience (if applicable);nThird party risk managementnProviding oversight and challenge to ‘First Line of Defence’ colleagues to identify and mitigate the risks for which they are responsible.
Requirements of the Risk and Compliance OfficernAt least 5 years’ experience in the application of risk management, compliance and/or internal audit frameworks within a UK Financial Services / FinTech or Legal environment.nAbility to deliver multiple initiatives / projects simultaneously and autonomously with a sense of urgency.nPolished written and oral communicator across management and executive levels of the organisation.nGood understanding of FCA and/or CLC / SRA regulatory requirements, as well as Data Protection / GDPR regulations relating to the Mortgage Market