Compliance Advisory Manager

3 months ago


London Area, United Kingdom Coopman Search and Selection | B Corp™ Full time

Coopman Search and Selection are currently partnering with a global alternative asset manager who are looking to hire a Compliance Advisory Manager . The role will report in directly into the Head of Compliance who is based over in the UK and form part of a wider team.


In this role you will play a key role in supporting the Real Assets business (Real Estate, Infrastructure, Natural Resources, and Energy) by providing expert advice, ensuring regulatory compliance, and helping to develop and implement policies and procedures. The role requires collaboration with business leaders, legal teams, and risk management to ensure the business operates within regulatory and legal boundaries while minimizing risks.


Key Responsibilities:

  • Provide real-time regulatory and compliance advice to business units within Real Assets (Real Estate, Infrastructure, Energy, and Natural Resources).
  • Serve as a point of contact for business units on all compliance-related matters, including new product offerings, transactions, and business activities.
  • Ensure compliance with applicable regulations, including but not limited to Markets in Financial Instruments Directive (MiFID II), Alternative Investment Fund Managers Directive (AIFMD), Environmental, Social, and Governance (ESG) regulations, and local regulatory requirements.
  • Ensure compliance of all distribution activities, including fund offerings, private placements, cross-border marketing, and public fund marketing, with applicable regulations.
  • Develop, implement, and maintain compliance policies and procedures tailored to the Real Assets business.
  • Work closely with internal stakeholders, including legal, finance, risk, and operations, to provide comprehensive compliance support.


Experience Required:

  • Minimum of 5–7 years of compliance experience within real assets, real estate, infrastructure, or investment management
  • Strong understanding of regulatory frameworks applicable to real asset businesses, such as AML, MiFID II, AIFMD, ESG regulations, and relevant local laws.
  • Excellent interpersonal skills and the ability to collaborate with cross-functional teams.
  • Proven ability to interpret and apply regulatory requirements to complex business transactions.


For a confidential discussion or for further information, please get in touch with


As a Certified B Corporation™, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value & incorporate the interests of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to Work™, we ensure our workplace is one that fosters professional growth and collaboration.”



  • London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. **THE RESPONSIBILITIES**: - Responsible for providing Compliance Advisory support to the Business -...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Summary:Compliance Professionals seek a skilled Compliance Advisory Expert to join their team. The successful candidate will provide expert advice and guidance on financial crime matters, ensuring the company remains compliant with regulatory requirements. This is an excellent opportunity to work with a reputable company and advance your career in...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    We are looking for a talented Compliance Advisory Specialist to join our team at Compliance Professionals, a leading banking firm with a global presence in wholesale and capital markets.About the Role:This is a great opportunity for a dedicated individual to make a real impact in preventing and detecting financial crime. As a Compliance Advisory Specialist,...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionKey Responsibilities:Act as an escalation point for financial crime compliance queries and work closely with the DMLRO to ensure staff receive proper advisory services.Manage KYC, ABC, sanctions, and fraud-related escalations, providing training and guidance to the first line of defense on financial crime risks and control requirements.Perform...


  • London Area, United Kingdom Black Swan Group Full time

    Head of Advisory Opportunity with Global Investment ManagerOur client is a well established, highly reputable firm seeking a Senior Compliance professional to lead their advisory function. The role will involve:Providing advice to the business across a diverse range of asset classes.Working as the go to member of the compliance team on technical compliance...


  • London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a successful banking firm with a strong global presence across wholesale and capital markets. THE RESPONSIBILITIES:Responding to enquiries from the business in a timely manner.Providing advice and guidance to the business and further areas of the firm To review and assess the appropriateness of financial crime related documentation...


  • London, Greater London, United Kingdom Grant Thornton (UK) Full time

    Grant Thornton UK LLP is a leading audit, tax and advisory firm with a global network of independent firms. Our Financial Services Tax team provides tax services to a variety of clients in the Financial Services market.We're seeking a Compliance and Advisory Manager to join our team in London. The role involves managing the full suite of tax compliance for...


  • London Area, United Kingdom Barclay Simpson Full time

    Regulatory Compliance Advisory Consultant - £500 - £600 per day.Can you provide outstanding technical compliance guidance on Investment Management solutions?If so, please do apply.We're looking to hire a contractor for 6 months, to support a friendly, collaborative and professional Investment Manager, who are looking for a consultant in Compliance...


  • London Area, United Kingdom Barclay Simpson Full time

    Regulatory Compliance Advisory Consultant - £500 - £600 per day.Can you provide outstanding technical compliance guidance on Investment Management solutions?If so, please do apply.We're looking to hire a contractor for 6 months, to support a friendly, collaborative and professional Investment Manager, who are looking for a consultant in Compliance...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job SummaryAs a seasoned Compliance Risk Manager at Compliance Professionals, you will oversee the management of global regulatory relationships and drive their implementation. This role involves advisory coverage of all business desks globally, ensuring that compliance requirements are met and risk is mitigated.The ideal candidate will have demonstrated...


  • London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a world-leading specialist broker based in the City. They are looking for a Global Head of Compliance, with demonstrated broking or prime broking experience.THE RESPONSIBILITIES:Management of global regulatory relationships.Advisory coverage of all business desks globally in conjunction with the local Compliance Officers.Oversight...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Compliance Risk ManagerThe estimated salary for this position is £80,000 - £110,000 per annum.Company Overview:We are a leading provider of compliance solutions to financial institutions. Our team is responsible for ensuring that our clients adhere to the latest regulatory requirements.Job Description:As a Compliance Risk Manager, you will be...


  • Greater Bournemouth Area, United Kingdom AJ FOX COMPLIANCE Full time

    We have an exciting opportunity for an ambitious compliance professional in the dynamic and fast-paced environment of AJ Fox Compliance. As a Risk Compliance Manager, you will lead a team of compliance professionals and collaborate across the business to embed a strong compliance culture, drive performance and provide guidance. This role involves working...


  • London, United Kingdom AXA Investment Managers Full time

    Compliance Manager, Compliance Advisory 22 Bishopsgate, London - Hybrid Permanent At AXA IM our purpose, to act for human progress by investing for what matters, is central to every action we take as a business. As a responsible asset manager, we actively invest for the long-term to help our clients, our people and the world to prosper. As a future...


  • London Area, United Kingdom Gresham Hunt Full time

    Advisory Compliance OfficerFinancial ServicesLondon - Up to £80,000 plus packageGresham Hunt is partnered with a global asset management firm to find a new Advisory Compliance Officer.Areas of responsibility include (but not limited to):Providing compliance advice across MiFID and FCA regulatory topics, interacting closely with senior business...

  • Compliance Advisory

    1 month ago


    London,, UK, United Kingdom Jacobson Garner Full time

    Compliance Advisory VPA leading corporate brokerage and market-making firm based in London is seeking a Compliance Advisory VP to provide expert compliance guidance across diverse markets, including FX, Credit, Rates, Equities, and Commodities. This strategic role requires a highly experienced professional with a deep understanding of regulatory compliance...

  • Compliance Advisory

    1 month ago


    London, United Kingdom Jacobson Garner Full time

    Compliance Advisory VPA leading corporate brokerage and market-making firm based in London is seeking a Compliance Advisory VP to provide expert compliance guidance across diverse markets, including FX, Credit, Rates, Equities, and Commodities. This strategic role requires a highly experienced professional with a deep understanding of regulatory compliance...

  • Compliance Advisory

    1 month ago


    London, United Kingdom Jacobson Garner Full time

    Job Description Compliance Advisory VP A leading corporate brokerage and market-making firm based in London is seeking a Compliance Advisory VP to provide expert compliance guidance across diverse markets, including FX, Credit, Rates, Equities, and Commodities. This strategic role requires a highly experienced professional with a deep understanding of...

  • Compliance Advisory

    1 month ago


    London, United Kingdom Jacobson Garner Full time

    Compliance Advisory VPA leading corporate brokerage and market-making firm based in London is seeking a Compliance Advisory VP to provide expert compliance guidance across diverse markets, including FX, Credit, Rates, Equities, and Commodities. This strategic role requires a highly experienced professional with a deep understanding of regulatory compliance...

  • Compliance Leader

    1 week ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    As a Compliance Leader at Compliance Professionals, you will oversee global regulatory relationships and advisory coverage of all business desks globally. You will be responsible for oversight of global regulatory developments, driving their implementation, and ensuring Regulatory and Exchange queries, audits, and investigations are completed in an...