Head of Compliance

Our client is a global investment management business with offices based in the West End. We have been exclusively instructed to assist with their hire of a Compliance Director on a 13-month FTC. Work within the region to expand and develop the firm’s financial crime programme. Conduct due diligence of clients, counterparties, potential joint venture...

Are you ready to elevate your career with an ambitious start-up? This is a unique chance to join a dynamic and successful global equity boutique with solid backing and support. The role: SMF 16/17 combined roll. Manage and deliver the Compliance, AML and Risk responsibilities in LCIP and provide the SMF 16/17 capability. Supported by Compliance, Risk and...

Deputy Head of Trade Compliance - Defence Location: Woking or Gloucester (2 days a week on-site) My client, an established Technology Company, is currently looking for a Trade Compliance Specialist to join them From computer vision that powered the world's first autonomous landing of a drone at sea; to AI systems that drastically reduce aircraft turnaround...

Head of Compliance and MLRO role with an FX trading firm in London. To be considered, applicants must have recently held both SMF 16 & 17 functions, and have extensive experience covering FX products. Hybrid working setup.

Company Overview: We are a global Payment Service Provider (PSP) based in Singapore. About 100 people are operating across the world with regulated entities in Canada, Kazakhstan and the UK. As we transition our organisation into a unified group structure, we seek an experienced compliance professional to join our leadership team and oversee our overall...

Company Overview:We are a global Payment Service Provider (PSP) based in Singapore. About 100 people are operating across the world with regulated entities in Canada, Kazakhstan and the UK. As we transition our organisation into a unified group structure, we seek an experienced compliance professional to join our leadership team and oversee our overall group...

Company Overview:We are a global Payment Service Provider (PSP) based in Singapore. About 100 people are operating across the world with regulated entities in Canada, Kazakhstan and the UK. As we transition our organisation into a unified group structure, we seek an experienced compliance professional to join our leadership team and oversee our overall group...

General Description about the role The Compliance Manager is a member of the BOSWME UK Compliance Department, working closely with the Head of Financial Crime Compliance, the local Regulatory Compliance teams, the Luxembourg Europe Head Office as well as with the Group Compliance (Bank of Singapore and OCBC). The incumbent is responsible for supporting the...

Alexander Barnes is leading the search for a Head of Compliance & MLRO for a high-growth crypto start-up working on cutting-edge solutions in digital payments and cross-border settlements.The company is expanding its operations and preparing for regulatory licensing in key jurisdictions. They are looking for a compliance leader with expertise in AML,...

Alexander Barnes is leading the search for a Head of Compliance & MLRO for a high-growth crypto start-up working on cutting-edge solutions in digital payments and cross-border settlements.The company is expanding its operations and preparing for regulatory licensing in key jurisdictions. They are looking for a compliance leader with expertise in AML,...

Techstep is a complete provider of mobile technology. Our solutions contribute to positive changes in everyday work by enabling employees to work more efficiently, securely and sustainably. We help customers who want to work smarter, while delivering on their ESG promises. Built on a decade of telecoms and mobile technology expertise, Techstep was...

Rev & Regs are seeking an experienced Head of Compliance & MLRO position working for a dynamic and well-established Brokerage firm in the City of London. The role will be approved under the Senior Managers Regime as the SMF 16 and SMF 17. The Head of Compliance & MLRO is a key critical role with executive responsibility for providing senior management...

Head of Compliance & Risk - Financial Planning Are you an experienced compliance and risk professional with a strong background in regulatory excellence? As a key member of our team, you'll ensure our financial group meets all regulatory standards including risk management, anti-financial crime, and data protection. Working closely with our senior...

Rev & Regs are recruiting for a Head of Compliance & MLRO (SM16/17) position working for a large multinational Asset Management company. This is a remote role with travel to Leeds office once a week. Responsibilities:To act as SM16 and SMF17.Ensure the timely and comprehensive analysis of regulatory and financial crime developments and the maintenance of...

Manage and deliver the Compliance, AML and Risk responsibilities in LCIP and provide the SMF 16/17 capability. Supported by Compliance, Risk and Operational resources. 10+ years relevant experience (asset management, equities) with immediate credibility to institutional clients and regulatory bodies. ~ Knowledge and experience to efficiently and...

We are a global Payment Service Provider (PSP) based in Singapore. As we transition our organisation into a unified group structure, we seek an experienced compliance professional to join our leadership team and oversee our overall group compliance function. The Group Head of Compliance will oversee all compliance activities across our international...

Head of Compliance & Risk - Financial Planning Are you an experienced compliance and risk professional with a strong background in regulatory excellence? Do you thrive in leadership roles where you can make a significant impact? If, like us - you value integrity, leadership, and a commitment to excellence then we'd love to hear from you. Where do you...

IDEX have been retained by a Life and Health provider in the North West of England who are looking to add a Manager to the Compliance function.This role will report directly into an Executive Head but also had regular interactions and business partnering with the CEO. The client are a multi discipline insurance provider with a strong foothold in the PMI and...

IDEX have been retained by a Life and Health provider in the North West of England who are looking to add a Manager to the Compliance function. This role will report directly into an Executive Head but also had regular interactions and business partnering with the CEO. The client are a multi discipline insurance provider with a strong foothold in the PMI...

IDEX have been retained by a Life and Health provider in the North West of England who are looking to add a Manager to the Compliance function.This role will report directly into an Executive Head but also had regular interactions and business partnering with the CEO. The client are a multi discipline insurance provider with a strong foothold in the PMI and...