Head of Compliance
3 weeks ago
Rutherford is currently partnered with a successful hedge fund that are looking to hire a 'Head of Compliance'. The role will lead all global compliance matters, including coverage across US, APAC and EMEA. The firm are currently c.$3bn AUM and London headquartered.
Responsibilities:
- Be the point of contact for all compliance related questions from the business and investment teams.
- Review and develop the global compliance monitoring program and make enhancements where appropriate
- Advise senior management and business heads on relevant regulatory change matters.
- Conduct compliance monitoring and complete regulatory fillings.
- Manage external relationships including regulators, vendors and consultants.
- Develop training for investment teams and wider stakeholders.
Requirements
- 7 - 12+ years of experience, ideally within a hedge fund or alternative investment fund.
- Expert knowledge of AIFMD and MIFID
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