Compliance Manager
2 weeks ago
Location: London, 4 days per week in the office, 1 from home.
We're working with a FinTech that's grown exponentially over the past 5 years. With an IPO on the table and continued global expansion, this really is the place to be in the FinTech world.
Their Markets business is doing exceptionally well, they need a compliance lead as a result. This person will truly be making an impact from day one. You'll be:
- Horizon scanning, policy drafting and implementing new controls
- Regulatory and transaction reporting
- Developing frameworks and proposals for the development of new products
- An escalation point for: G&E, Conduct, Conflict of Interest, Cross Border compliance issues
To find our more, please apply with your CV, outlining the following:
- Strong knowledge of regulations that apply to a MiFID Investment Firm: FSMA2000, MAR, EMIR (essential)
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Compliance Manager
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Compliance Manager
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London, Greater London, United Kingdom Compliance Professionals Full timeOur global fintech banking group is seeking a seasoned Compliance Manager to lead regulatory horizon scanning and provide risk-based analysis to inform strategic decisions. The ideal candidate will drive regulatory change projects, deliver clear progress reporting to senior management, and champion the bank's approach to Consumer Duty. Key responsibilities...
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Compliance Manager
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London, Greater London, United Kingdom Compliance Professionals Full timeOur global fintech banking group is seeking a seasoned Compliance Manager to lead regulatory horizon scanning and provide risk-based analysis to inform strategic decisions. The ideal candidate will drive regulatory change projects, deliver clear progress reporting to senior management, and champion the bank's approach to Consumer Duty. Key responsibilities...
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London, Greater London, United Kingdom Compliance Professionals Full timeOur global fintech banking group is seeking a seasoned Compliance Manager to lead regulatory horizon scanning and provide risk-based analysis to inform strategic decisions. The ideal candidate will drive regulatory change projects, deliver clear progress reporting to senior management, and champion the bank's approach to Consumer Duty. Key responsibilities...
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