Compliance Assistant

7 days ago


Bath, Bath and North East Somerset, United Kingdom Stone King Full time

The Opportunity


We have an exciting opportunity for a Compliance Assistant to join the Risk and Compliance Team in our Bath office.

The Risk and Compliance team is responsible for regular monitoring of the systems and controls in place and providing risk management and compliance support firmwide.


Stone King has built a reputation for excellence amongst both Private and Commercial clients, whilst our strategic focus has made us national leaders in the charity & social enterprise and education sectors.

We are independently recognised as a leading law firm by both Chambers and the Legal 500 and ranked one of the UK's top 200 law firms by The Lawyer.


Reasons to apply
-
Opportunity to gain invaluable experience across our friendly Risk & Compliance Team, you'll have the opportunity to work closely with our specialists across the firm.
-
To be part of an ambitious, collaborative and friendly national firm where our culture and values are at the heart of everything we do. We believe our people are our greatest asset and strive to create the best place to work.
-
Excellent benefits for our people, with a focus on wellbeing and development at the forefront.

-
Hybrid working:

Key responsibilities

General duties include but not limited to:

  • Maintaining and helping with the Firm's regulatory renewals, such as Lender Exchange, LMS, SQM, CQS and SRA.
  • Administration support for the Firm's regulatory platforms, such as Lender Exchange, LMS, CQS, SRA and Companies House
  • Internal Compliance File Reviews Administration
  • My SRA and Law Society Administration including removing and adding new employees and members and any changes to the Firm's details
  • Keeping our compliance systems up to date
  • Upholding the Firm's compliance policies and practices
  • Helping with compliance training
  • Service Complaints and Negligence Claims administration.
  • Overall support to the Risk, Compliance and Data Protection Officer and the Firm's COLP

Requirements:

  • Good organisational skills
  • Strong communication skills (both written and oral) and ability to influence and deal with senior individuals
  • Active listener
  • Confident to challenge ideas and willing to do what is right for the Code of Conduct.
  • Good time keeping and be able to respond quickly to changing situations
  • A basic understanding of the Solicitor's Code of Conduct
  • A good understanding of the Solicitor's confidentiality rules
  • Be able to work on their own and in a team
  • The ability to work under pressure

Our Firm
We are an ambitious, collaborative and friendly firm recognised as leaders in our field with offices across the country. Our culture and Core Values are at the heart of what we do. We know that our Firm can only succeed with the right people, and that is why we employ talented individuals who want to work for a Law Firm that is among the best in the UK has a leading reputation and is top ranked in Chambers and Legal 500


Individual differences are embraced at Stone King and we strive to create an environment in which people feel supported and able to be themselves.

As well as signing up to the Race Fairness Commitment, we have a Diversity, Equality and Inclusion Strategy Group, along with Diversity & Inclusion Allies.


Benefits

  • Competitive salary
  • Profit Share Scheme
  • Cycle to work scheme
  • Employee Benefit Platform
  • Profit Share Scheme
  • Private Medical Insurance
  • Life assurance (4 x salary)
  • Pension scheme
  • 28 days holiday (in addition to statutory UK holidays)
  • Additional day allocated for CSR activities per annum

Closing date: 4 August 2023
Stone King LLP is an equal opportunities employer.

We are committed to ensuring equality of opportunity by encouraging all our staff to achieve their full potential and guaranteeing that all employment decisions are taken without reference to irrelevant information or discriminatory practices.



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