Compliance Officer
1 week ago
Main Dutes:
Delegated responsibility for complaints
Chairing Senior Management meetings
Supporting Investment committee
Completion of Financial Resilience surveys
Being the first point of contact for compliance queries internally
Responsible for co-ordinating compliance file checks
Ensure the existing and new business processes and documentation meet current regulation and are fully version-controlled
Responsible for signing off Compliance Remedial Work completed by advisers
Maintaining and updating Compliance records & file checks
Responsible for updating compliance plans as and when required
Updating FCA register as required
Responsible for ensuring staff have signed latest declarations
Ensuring that relevant checks are carried out on new advising staff
Responsible for ensuring that staff are informed of any new relevant regulation and updating
Facilitating compliance file checks and chasing advisers for missing information
New starter documentation process
Facilitating Annual compliance tests
Liaise with visits / audits
Key Skills:
At least 3 years Compliance Experience
Worked within financial services industry
Very well organised
Good attention to detail
Great IT skills
Working towards FCA regulations
#J-18808-Ljbffr
-
Compliance Officer
7 days ago
Chelmsford, Essex, United Kingdom Premier Work Support Full timeCompliance Officer JobWe have an exciting permanent opportunity working for our client who are a financial advising company based in Chelmsford. The opportunity working as a Compliance Officer is offered on a part time basis working Monday to Friday, 16-20 hours per week.Duties for the Compliance Officer role:You will have the opportunity to have overall...
-
Business Controls/Compliance Officer
1 week ago
Chelmsford, Essex, United Kingdom Leonid Group Ltd Full timeJob Description This is an exciting opportunity to join a global leader in the aerospace, defence, and engineering sectors as an Export Controls and Trade Compliance Officer. The Export Controls and Trade Compliance Officer will play a vital role in ensuring compliance with UK export regulations and U.S. trade compliance regulations. This position will...
-
Customs and Trade Compliance Officer
7 days ago
Chelmsford, Essex, United Kingdom Teledyne e2v Digital Imaging Full timeCompany Overview:Our products are everywhere, hospitals, planes, ships and even outer space, but you will only see them if you know where to look.Working with us will enable you to develop and gain experience in the ideas that are behind some of the most advanced technologies in the world. You will also get a chance to work alongside highly experienced...
-
Export Control and Trade Compliance Officer
1 week ago
Chelmsford, Essex, United Kingdom Leonid Group Ltd Full timeThis is an exciting opportunity to join a global leader in the aerospace, defence, and engineering sectors as an Export Controls and Trade Compliance Officer.The Export Controls and Trade Compliance Officer will play a vital role in ensuring compliance with UK export regulations and U.S. trade compliance regulations. This position will involve reviewing...
-
Compliance and Complaints Officer
1 week ago
Chelmsford, Essex, United Kingdom Essex County Council Full timeAbout the roleCompliance and Complaints OfficerPermanent, Full TimeUp to £27,338 per annum, pay award pendingLocation: ChelmsfordWorking Style: Anywhere workerPlease note, we are currently recruiting for a permanent position and a 1 year fixed term contract position.The RoleEssex County Council (ECC) is one of the largest and most dynamic local authorities...
-
Export Control and Trade Compliance Officer
1 week ago
Chelmsford, Essex, United Kingdom Leonid Group Ltd Full timeThis is an exciting opportunity to join a global leader in the aerospace, defence, and engineering sectors as an Export Controls and Trade Compliance Officer. The Export Controls and Trade Compliance Officer will play a vital role in ensuring compliance with UK export regulations and U.S. trade compliance regulations. This position will involve reviewing...
-
Compliance Officer
1 week ago
Chelmsford, Essex, United Kingdom Essex County Council Full timeAbout the roleCompliance OfficerPermanent, Full TimeUp to £30,600 per annumLocation: ChelmsfordWorking Style: Anywhere workerPlease note this role is classed as an 'Anywhere Worker' however there is an expectation for you to attend the office Seax House, Chelmsford twice a week.Who are we?The Essex Pension Fund is one of 86 pension funds which make up the...
-
Export Control and Trade Compliance Officer
1 week ago
Chelmsford, Essex, United Kingdom Leonid Group Ltd Full timeExport Control and Trade Compliance Officer 1 week ago Be among the first 25 applicants Direct message the job poster from Leonid Group Ltd Recruitment Delivery Consultant | @Leonid Group | Corporate Governance This is an exciting opportunity to join a global leader in the aerospace, defence, and engineering sectors as an Export Controls and Trade...
-
Chelmsford, Essex, United Kingdom KnowledgeBrief Full timeCompliance & Onboarding Officer_ KnowledgeBrief Full-Time Remote_ Up to £25,000 per annum starting salary_ Are you excited about the prospect of working with a growing Apprenticeships company, enhancing the lives of aspiring professionals?_At KnowledgeBrief, we've been at the forefront of Leadership and Management training for over 15 years, revolutionizing...
-
Export Control and Trade Compliance Officer
4 weeks ago
Chelmsford, UK, Essex, United Kingdom Leonid Group Ltd Full timeThis is an exciting opportunity to join a global leader in the aerospace, defence, and engineering sectors as an Export Controls and Trade Compliance Officer.The Export Controls and Trade Compliance Officer will play a vital role in ensuring compliance with UK export regulations and U.S. trade compliance regulations. This position will involve reviewing...
-
Export Control and Trade Compliance Officer
3 weeks ago
Chelmsford, UK, Essex, United Kingdom Leonid Group Ltd Full timeThis is an exciting opportunity to join a global leader in the aerospace, defence, and engineering sectors as an Export Controls and Trade Compliance Officer.The Export Controls and Trade Compliance Officer will play a vital role in ensuring compliance with UK export regulations and U.S. trade compliance regulations. This position will involve reviewing...
-
Trade Compliance Consultant
1 week ago
Chelmsford, Essex, United Kingdom Teledyne UK Limited Full timeTrade Compliance Consultant at Teledyne Digital ImagingDescriptionIf you're a skilled Trade Compliance Consultant seeking an exciting opportunity at a remarkable company, then this is for you.Who are we seeking?The desire to collaborate effectively with the business.Enjoys working with different functions.Has strong communication and listening skills.Thinks...
-
Compliance Administrator
1 week ago
Chelmsford, Essex, United Kingdom Durantie Recruitment Full timeCompliance Administrator (Construction) Chelmsford, Essex Do you have previous compliance, auditing or accreditation experience within the construction sector? Are you looking for that next step in your career? Bigger company? Career progression? An exciting opportunity has arisen to work for a leading construction company based near Chelmsford. Due to the...
-
Office Administrator
7 days ago
Chelmsford, Essex, United Kingdom Pure Resourcing Limited Full timeOur client are looking for an experienced friendly office administrator based in Chelmsford. The main purpose of the role is to support project work and update the databases. Main Duties: Updating the internal system with accurate information Applying to GDPR and compliance regulation General adminstration support with the wide teams Email and...
-
Transport Officer
1 week ago
Chelmsford, Essex, United Kingdom Essex County Council Full timeTransport Officer Fixed Term, Full Time Up to £31,868 per annum Location: Chelmsford Working Style: Anywhere worker The Role and Company This position as a Transport Officer is a great opportunity to join a dynamic, customer-focused team within the Integrated Passenger Transport Unit in Essex. You will be responsible for contributing to the delivery of...
-
Senior Director, Regulatory Compliance
1 week ago
Chelmsford, Essex, United Kingdom DS Bus Lines Full timeRegion Director of Safety page is loaded Region Director of Safety Apply locations Chelmsford time type Full time posted on Posted 5 Days Ago job requisition id REQ Van Pool Transportation LLC Region Director of Safety - New England Headquartered in Massachusetts, Beacon Mobility is a growing family of companies committed to serving the diverse needs of...
-
Building Control Officer
1 week ago
Chelmsford, Essex, United Kingdom Chelmsford City Council Full timeChelmsford City Council are recruiting a Building Control Officer to work within our Building Control Services Team.We are looking for someone who has an excellent knowledge of construction technology and the building process as well possessing excellent verbal and written communication skills, IT literacy skills and possess a full driving licence with...
-
Building Control Officer
1 week ago
Chelmsford, Essex, United Kingdom Chelmsford City Council Full timeChelmsford City Council are recruiting a Building Control Officer to work within our Building Control Services Team.We are looking for someone who has an excellent knowledge of construction technology and the building process as well possessing excellent verbal and written communication skills, IT literacy skills and possess a full driving licence with...
-
Procurement Officer
7 days ago
Chelmsford, Essex, United Kingdom Essex County Council Full timeAbout the roleProcurement OfficerFixed Term, Full TimeUp to £30,826 per annumLocation: ChelmsfordWorking Style: Anywhere workerThis position is being offered as a Fixed Term Contract or as a Secondment, with a duration of 12 months.Please note the working style for this role is an Anywhere Worker but we will require you to attend the office in Chelmsford on...
-
Administration Officer
7 days ago
Chelmsford, Essex, United Kingdom Chelmsford City Council Full time03/12/202 Administration OfficerA brief job outline is shown below and contains some of the essential and desirable requirements for the job. Please see the detailed job description link for further information regarding the requirements and to find out more about what the job entails.Job detailsSalary£22,008 to £23,256 per annumContractual...