Current jobs related to FTC Wealth Business Assessor - Swindon, Swindon - Reed
-
Wealth Advice Specialist
2 days ago
Swindon, Swindon, United Kingdom The Openwork Partnership Full timeJob OpportunityAs a Wealth Advice Assessor at The Openwork Partnership, you will play a crucial role in ensuring the quality and compliance of pension and investment advice. Your responsibilities will include reviewing advice and Suitability Reports, providing feedback to advisers, and suggesting improvements where necessary.Key ResponsibilitiesAssess client...
-
Wealth Advice Specialist
2 days ago
Swindon, Swindon, United Kingdom The Openwork Partnership Full timeJob OpportunityAs a Wealth Advice Assessor at The Openwork Partnership, you will play a crucial role in ensuring the quality and compliance of pension and investment advice. Your responsibilities will include reviewing advice and Suitability Reports, providing feedback to advisers, and suggesting improvements where necessary.Key ResponsibilitiesAssess client...
-
Wealth Advice Specialist
12 hours ago
Swindon, Swindon, United Kingdom The Openwork Partnership Full timeJob OpportunityAs a Wealth Advice Assessor at The Openwork Partnership, you will play a crucial role in ensuring the quality and compliance of pension and investment advice. Your responsibilities will include reviewing advice and Suitability Reports, providing feedback to advisers, and suggesting improvements where necessary.Key ResponsibilitiesAssess client...
-
Wealth Advice Specialist
13 hours ago
Swindon, Swindon, United Kingdom The Openwork Partnership Full timeJob OpportunityAs a Wealth Advice Assessor at The Openwork Partnership, you will play a crucial role in ensuring the quality and compliance of pension and investment advice. Your responsibilities will include reviewing advice and Suitability Reports, providing feedback to advisers, and suggesting improvements where necessary.Key ResponsibilitiesAssess client...
-
Financial Planning Specialist
3 days ago
Swindon, Swindon, United Kingdom AFH Wealth Management Full timeAbout the RoleWe are seeking a highly skilled and motivated Financial Planning Specialist to join our team at AFH Wealth Management.As a key member of our team, you will be responsible for providing expert financial planning and wealth management services to our clients.Key ResponsibilitiesDevelop and implement comprehensive financial plans for clients,...
-
Financial Planning Specialist
3 days ago
Swindon, Swindon, United Kingdom AFH Wealth Management Full timeAbout the RoleWe are seeking a highly skilled and motivated Financial Planning Specialist to join our team at AFH Wealth Management.As a key member of our team, you will be responsible for providing expert financial planning and wealth management services to our clients.Key ResponsibilitiesDevelop and implement comprehensive financial plans for clients,...
-
Financial Planning Specialist
2 weeks ago
Swindon, Swindon, United Kingdom AFH Wealth Management Full timeAbout the RoleAs a Financial Planning Specialist at AFH Wealth Management, you will play a key role in helping our clients achieve their financial goals. We are seeking a highly motivated and experienced individual to join our team of financial planners.Key ResponsibilitiesConduct in-depth reviews of clients' financial circumstances, current provision, and...
-
Financial Planning Specialist
2 weeks ago
Swindon, Swindon, United Kingdom AFH Wealth Management Full timeAbout the RoleAs a Financial Planning Specialist at AFH Wealth Management, you will play a key role in helping our clients achieve their financial goals. We are seeking a highly motivated and experienced individual to join our team of financial planners.Key ResponsibilitiesConduct in-depth reviews of clients' financial circumstances, current provision, and...
-
Wealth Management Advisor
3 weeks ago
Swindon, Swindon, United Kingdom Bellamy Wealth Management Ltd Full timeJob Title: Financial PlannerLocation: SwindonMinimum Requirements: Holds a Level 4 Qualification in Financial Advice, or relevant professional experienceOpportunity: We have had fantastic growth in one of our established Partner practices based in Swindon and with that, it means they are looking to expand.Key Responsibilities:Develop and implement...
-
Wealth Management Advisor
2 weeks ago
Swindon, Swindon, United Kingdom Bellamy Wealth Management Ltd Full timeJob Title: Financial PlannerLocation: SwindonMinimum Requirements: Holds a Level 4 Qualification in Financial Advice, or relevant professional experienceOpportunity: We have had fantastic growth in one of our established Partner practices based in Swindon and with that, it means they are looking to expand.Key Responsibilities:Develop and implement...
-
Financial Planning Specialist
2 weeks ago
Swindon, Swindon, United Kingdom AFH Wealth Management Full timeAbout the RoleWe are seeking a highly skilled and experienced Financial Planning Specialist to join our team at AFH Wealth Management. As a key member of our advisory team, you will play a vital role in helping our clients achieve their financial goals and objectives.Key ResponsibilitiesClient Relationship Management: Develop and maintain strong...
-
Financial Planning Specialist
2 weeks ago
Swindon, Swindon, United Kingdom AFH Wealth Management Full timeAbout the RoleWe are seeking a highly skilled and experienced Financial Planning Specialist to join our team at AFH Wealth Management. As a key member of our advisory team, you will play a vital role in helping our clients achieve their financial goals and objectives.Key ResponsibilitiesClient Relationship Management: Develop and maintain strong...
-
Financial Planning Specialist
6 days ago
Swindon, Swindon, United Kingdom AFH Wealth Management Full timeAbout the RoleWe are seeking a highly skilled and motivated Financial Planning Specialist to join our team at AFH Wealth Management.Key ResponsibilitiesDevelop and maintain long-term relationships with clients, delivering exceptional financial outcomes through the Six-Stage Advice Process.Review and respond to clients' changing needs and financial...
-
Financial Planning Specialist
5 days ago
Swindon, Swindon, United Kingdom AFH Wealth Management Full timeAbout the RoleWe are seeking a highly skilled and motivated Financial Planning Specialist to join our team at AFH Wealth Management.Key ResponsibilitiesDevelop and maintain long-term relationships with clients, delivering exceptional financial outcomes through the Six-Stage Advice Process.Review and respond to clients' changing needs and financial...
-
Financial Planning and Wealth Management Advisor
3 weeks ago
Swindon, Swindon, United Kingdom AMG Search Full timeAbout the RoleWe are seeking a highly skilled and experienced Financial Planning and Wealth Management Advisor to join our team at AMG Search. As an IFA, you will be responsible for providing expert financial planning and wealth management advice to a quality client bank.Key ResponsibilitiesProvide financial planning and wealth management advice to...
-
Financial Planning and Wealth Management Advisor
2 weeks ago
Swindon, Swindon, United Kingdom AMG Search Full timeAbout the RoleWe are seeking a highly skilled and experienced Financial Planning and Wealth Management Advisor to join our team at AMG Search. As an IFA, you will be responsible for providing expert financial planning and wealth management advice to a quality client bank.Key ResponsibilitiesProvide financial planning and wealth management advice to...
-
Financial Planning Specialist
1 week ago
Swindon, Swindon, United Kingdom AFH Wealth Management Full time{"header": "Independent Financial Adviser Role at AFH Wealth Management", "subheader": "Join our team of experienced financial planners and contribute to the growth of our clients\u2019 financial well-being.", "keyResponsibilities": ["Deliver exceptional client outcomes by following the Six-Stage Advice Process and building long-term relationships.", "Stay...
-
Financial Planning Specialist
1 week ago
Swindon, Swindon, United Kingdom AFH Wealth Management Full time{"header": "Independent Financial Adviser Role at AFH Wealth Management", "subheader": "Join our team of experienced financial planners and contribute to the growth of our clients\u2019 financial well-being.", "keyResponsibilities": ["Deliver exceptional client outcomes by following the Six-Stage Advice Process and building long-term relationships.", "Stay...
-
Investment Planning Consultant
3 weeks ago
Swindon, Swindon, United Kingdom Bellamy Wealth Management Ltd Full timeJob Title: Financial PlannerLocation: SwindonMinimum Requirements: Holds a Level 4 Qualification in Financial Advice, or relevant professional experienceOpportunity: We have had fantastic growth in one of our established Partner practices based in Swindon and with that, it means they are looking to expand.Key Responsibilities:Develop and implement...
-
Investment Planning Consultant
2 weeks ago
Swindon, Swindon, United Kingdom Bellamy Wealth Management Ltd Full timeJob Title: Financial PlannerLocation: SwindonMinimum Requirements: Holds a Level 4 Qualification in Financial Advice, or relevant professional experienceOpportunity: We have had fantastic growth in one of our established Partner practices based in Swindon and with that, it means they are looking to expand.Key Responsibilities:Develop and implement...
FTC Wealth Business Assessor
3 months ago
Wealth Business Assessor
As a Wealth Business Assessor, you will be responsible for the validation of Pension and Investment advice provided by the network. Your role involves ensuring compliance with existing regulations and the firm's COB Suitable Advice framework. You will meticulously assess both the advice and the Suitability Report, offering valuable feedback to advisers and recommending enhancements when needed.
About the Company:
We are a leading financial services organization dedicated to providing top-notch advice and solutions to our clients.
This is a 12 month fixed term contract
Location: Hybrid, with 2 days a week at the Swindon office
The benefits:
- Competitive Salary - up to £40,000
- Bonus scheme - 7.5% target bonus
- Pension scheme - contribute up to 5% and enjoy a matching 5% from us
- Critical illness cover
- Income protection - 1x your salary
- Death in service cover - 4x your salary
- Generous holiday allowance - 25 days + bank holidays, with the option to purchase up to 10 additional days
- Varied flexible benefits like private medical and dental insurance
Your responsibilities will include:
- Vetting cases in alignment with prevailing regulations and the firm's COB Suitable Advice framework in a meticulous and impartial manner
- Driving enhancements to team processes and procedures
- Collaborating with partners to fulfill financial advisers' needs for delivering appropriate advice
- Cultivating strong relationships with key contacts internally and externally, offering advice and guidance as needed
- Follow up with advisers and providers on pending requirements
- Ensure all tasks are executed compliantly and within agreed timelines
What will you need to succeed?
- Significant prior experience in the financial services sector
- Hold Level 4 Diploma in Financial Planning
- Sound knowledge of pension and investment products
- Past experience in proactively managing a pipeline
- Dealt with advisers and providers previously
- Proficiency in Pensions & Investment products, encompassing safeguarded Benefits, SIPPs, and Pension Crystallisation
- Thorough understanding of Financial Conduct Authority requirements for pension and investment transfers
- Familiarity with Financial Conduct Authority regulations, Treating Customers Fairly principles, and general advice procedures
- Competence in utilizing MS Office tools, specifically Word and Excel
