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Internal Audit, Financial Crime, Executive Director/Vice President, Birmingham

3 months ago


Birmingham, Birmingham, United Kingdom Goldman Sachs Full time
INTERNAL AUDIT

In the Internal Audit department at Goldman Sachs, we focus on maintaining effective controls by assessing financial reports, ensuring compliance with laws and regulations, and providing advice on control solutions.

Our team offers valuable insights into the financial industry, its products, and operations. We are seeking detail-oriented team players with an interest in financial markets who want to understand the firm's operations and control processes.

TEAM OVERVIEW

Goldman Sachs Internal Auditors exhibit strong risk and control mindsets, analytical skills, professional skepticism, and the ability to engage effectively with management on risks and control measures.

We seek individuals who enjoy learning about audit, businesses, and functions, have innovative and creative mindsets to apply analytical techniques, build relationships, and thrive in a teamwork environment.

Expertise in financial crime controls, particularly those related to transaction banking and consumer AML compliance, is valued.

Goldman Sachs Internal Audit consists of individuals with diverse backgrounds, including chartered accountants, developers, risk management professionals, cybersecurity experts, and data scientists.

We are structured into global teams encompassing business and technology auditors to cover all aspects of the firm's operations, including securities, investment banking, consumer and investment management, risk management, finance, cyber-security, technology risk, and engineering.

THE ROLE AND RESPONSIBILITIES

As the third line of defense, Internal Audit's mission is to independently evaluate the firm's internal control structure, governance processes, risk management, capital, anti-financial crime frameworks, raise awareness of control risks, and oversee the implementation of management's control measures.

In performing these tasks, Internal Audit:

  • Communicates and reports on the effectiveness of the firm's governance, risk management, and controls that mitigate current and evolving risks
  • Raises awareness of control risks
  • Assesses the firm's control culture and conduct risks
  • Monitors management's implementation of control measures
Additional responsibilities include:
  • Developing and maintaining an in-depth understanding of business areas, products, and supporting functions
  • Identifying risks, assessing mitigating controls, and making recommendations to enhance the control environment
  • Following up on open audit issues and ensuring their resolution
SKILLS AND EXPERIENCE REQUIRED
  • Approximately 12+ years of experience in internal audit or compliance
  • Strong knowledge and expertise in auditing Anti-Money Laundering and Financial Crime Risks
  • Thorough understanding of compliance program components, risk and control processes
  • Knowledge of internal audit processes in a large financial institution context
  • Project management experience, including overseeing and leading junior staff
  • Highly motivated with strong analytical skills, eager to learn new business and system processes quickly
  • Ability to multitask and stay organized in a fast-paced environment, and present regularly to senior leadership
  • Possessing accuracy, accountability, and the ability to manage time and workload efficiently
  • Bachelor's degree in finance, accounting, or a quantitative discipline, ideally with a graduate degree in a related field; advanced degree preferred
  • Relevant certification or industry accreditation such as CAMS, CIA, is advantageous
ABOUT GOLDMAN SACHS

Goldman Sachs is dedicated to utilizing our resources to support our clients, shareholders, and the communities we serve in their growth.

Established in 1869, we are a prominent global investment banking, securities, and investment management firm headquartered in New York with a worldwide presence.

We believe that embracing who you are enhances your abilities in your role. We are committed to promoting diversity and inclusion within our firm and beyond, offering growth opportunities through training, development, networks, benefits, wellness programs, and personal finance options.

Explore more about our culture, benefits, and team at

We are dedicated to accommodating candidates with special needs or disabilities during our recruitment process.

Learn more:
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Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity