Senior Officer, Financial and Risk Analysis

2 weeks ago


London, Greater London, United Kingdom AXA Investment Managers Full time
22 Bishopsgate, London - Hybrid

Permanent


At AXA IM our purpose, to act for human progress by investing for what matters, is central to every action we take as a business.

As a responsible asset manager, we actively invest for the long-term to help our clients, our people and the world to prosper.


The Operational Resilience team is responsible for designing and implementing operational resilience, business continuity, crisis and incident management plans and policies for AXA IM on a global scale.

This includes managing crisis exercises, business impact analysis, testing plans, physical security plans, trainings, and L2 controls.


Specifically within the UK and in compliance with the regulator (FCA), the team defines AXA IM UK's Important Business Services, calculates impact tolerance, and develops corresponding testing plans and remediation strategies.

The overarching goal within this diverse international team is to ensure the achievement of operational resilience objectives, address regulatory requirements for AXA IM UK, facilitate regular review of Important Business Services Impact Tolerance in collaboration with the business, and implement the operational resilience strategy at a local level.


In an environment where social unrest, terrorism, disruptive technologies, unpredictable natural disasters, cyber risk and misuse of information are a reality, the decision of our customers to partner with an organization is going to be based on whether they trust that organization to keep them safe and secure.

The asset management industry is regulated in different locations.

There is a need to have an Operational Resilience Officer dedicated to AXA IM UK to work on the regulatory compliance and to enforce the policies locally.


The Operational Resilience Officer plays a pivotal role in AXA IM's Security Strategy, serving as a dedicated asset for ensuring compliance with both FCA and DORA regulations within AXA IM UK.

Acting as a cornerstone between the security team and all key stakeholders, the Officer facilitates strong collaboration with business units, Compliance, Operational Risks, Information Security, IT, Internal Audit, and, Senior Management.

1- Steer the FCA request answers with the business units by:

Being the owner of the Important Business Services methodology, to identify all processes, resources mapping and impact analysis on Market, Firm and Clients.

Develop severe but plausible testing scenarios (With Op Risks) , to ensure the inclusion of IBS into the annual test plan.

And Conduct periodic or event-driven Stress Testing.
Review and continually improve the mapping of the supporting assets across all relevant processes.
Develop the incident process where impact tolerances might be affected in collaboration with Operational Risk
Oversee the execution of vulnerability remediation, ensuring compliance with agreed risk appetite.

3- Risk management:

Participate to the definition of local risks and annual review

Ensure the update of Operational resilience processes, policies, plans, standards, high-risk scenarios plans following results of tests aligned with the global framework.

Review the answers to the security questionnaires and due diligences on operational resilience for AXA IM UK providers and projects.

Be up-to-date on regulatory change and industry developments on Operational Resilience
Help to the development of mitigating strategies to vulnerabilities or threats with the different stakeholders.
Master's degree-level education or equivalent
Experience in Compliance assessments or regulatory reviews
Experience in financial services institution or in an asset manager would be a plus
Knowledge of Risk Management
Knowledge of asset management activities and products
English Mother tongue level.
A good level in French (oral) would be a plus

The AXA Group is a global leader in insurance and asset management, with 160,000 employees serving 105 million customers in 62 countries.


We protect and advise our clients at every stage of their lives, offering products and services that meet their needs in the areas of insurance, personal protection, savings and asset management.

Customer first, Integrity, Courage and One AXA

At AXA IM we are investing with a clear purpose - to make the world a better place.

Our conviction-led approach enables us to uncover what we believe to be the best global investment opportunities across alternative and core asset classes.

We are already entrusted by our clients with more than €887 billion in assets.

AXA Investment Managers | Home | AXA IM Corporate (axa-im.

AXA IM is an Equal Opportunity Employer, and we encourage candidates with disabilities or any other protected characteristic to apply.

We are committed to providing reasonable accommodation to qualified applicants and employees with disabilities, when needed, to apply for a position or to perform essential job functions.

Inclusion and Diversity | Careers | AXA IM Corporate (axa-im.

Be part of a forward-thinking business with internal opportunities and personalized learning paths available to help constantly develop your skills and abilities .


Work for a company which is highly committed to providing flexibility & balance to its employees, offering you a large range of benefits (hybrid working, competitive health benefits, among many others.).


Thrive within a diverse community : As part of our commitment to sustainability and environmental responsibility, we will celebrate your arrival by planting a tree.



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