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Quality Assurance Auditor

4 months ago

London, Greater London, United Kingdom Brook Street Full time
Working for the largest independent specialty broker in the London Market the role of Quality Assurance Auditor is to undertake file reviews to identify compliance with regulatory and procedural requirements and internal
policies and procedures.


Primarily you will identify, track and report on deficiencies in the adherence to company controls and procedures as well testing effectively the controls operated by the company.

The minimum requirements for this role are:5 years plus technical experience and/or audit/compliance experience in the insurance industry.
Regulatory knowledge.
Knowledge of the London Market processes

Your responsibilities will include

  • Carry out reviews of placing files to determine compliance with the company's principles, policies
- and procedures.

  • Thematic reviews.
  • Results reporting, including scoring, conclusions, actions and recommendations.
  • Monitoring of remedial actions through to completion.
  • Appeals handling.
  • Escalation of any identified client detriment and/or potential E&O exposure.
  • 2nd line reviews of reviews performed by the business/another reviewer (check the checker).
  • Assist in identifying risks that threaten achievement of corporate objectives.
  • Assist in the testing of new risk controls and in the assessment of their performance.
  • Assist in preparation for and be involved in external audits
  • Continually review the current processes and recommend improvements and efficiencies where applicable
  • Maintain a working knowledge of the London Market and its key processes.
  • Establish and maintain effective relationships with technical colleagues, brokers, and other support teams


If you have the minimum requirements in terms of skills and experience within the Insurance Market we would love to hear from you.