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T&c Supervisor

3 months ago

Swindon, Swindon, United Kingdom Openwork Full time

The opportunity: 2plan is on the lookout for a T&C Supervisor with a passion for excellence and a commitment to upholding our high standards. In this role, you will play a pivotal part in shaping the future of financial advice through diligent supervision and coaching.

The benefits:

  • Salary up to £42k DOE and quals
  • 1 Day a week in the office and more if you prefer
  • Support for further qualifications
  • Bonus scheme ontarget bonus 7.5%
  • Pension scheme contribute up to 5% of your salary and Openwork will match you and put in an extra 5% (up to 15%)
  • Critical illness cover
  • Income protection 1x salary
  • Death in service 4x salary
  • 25 days holiday + bank holidays, with the opportunity to buy up to an additional 10 days.
  • A range of other flexible benefits including private medical insurance, dental insurance, and much more.

Key accountabilities:

As a T&C Supervisor, you will be instrumental in ensuring the effective delivery and supervision of the 2plan T&C scheme

Your responsibilities include:

  • Assessing and approving preapproval cases.
  • Conducting onetoones, roleplays, and providing feedback.
  • Ensuring uptodate Adviser records and compliance with business standards.
  • Facilitating Adviser Induction Courses and participating in regional meetings.
  • Offering ongoing support to Advisers, supervising their progression in the T&C scheme.
  • Addressing Regulatory Helpline queries and identifying trends for improvement.
  • Building and maintaining robust internal and external relationships.

What will you need to succeed?:

  • Experience: Minimum of 3 years in a financial services organisation, ideally in a T&C role. Level 4 diploma qualified or working towards, with a desire to pursue further qualifications.
  • Skills: Strong in financial planning, coaching, and technical knowledge, excellent in communication, and adept at problemsolving.

Knowledge:
In-depth understanding of COBS, ICOB, MCOB, TCF, Data Protection, FCA and regulatory requirements, and Anti Money Laundering.

Why us?:

TBC