Boutique IB
3 weeks ago
Senior Consultant - Compliance - Banking and Financial Services at Investigo
We are looking for a Head of Compliance for a boutique Investment Bank. Reporting to the CEO and with a dotted line into the board the role takes responsibility for all aspects of Compliance and manages a team (including the MLRO).
Responsibilities:
- Manage the Compliance team, taking responsibility for strategy for the function.
- Ensure ongoing compliance with applicable UK/EU regulation.
- Ensure effectiveness of Compliance framework and monitoring program.
- Maintain and review the firms policies and procedures.
- Horizon scanning for new regulation and its potential impact
- Responsibility for managing regulatory relationships
- Advice to investment banking business lines.
- Participate in governance committees and wider firm management
- Ensure appropriate employee training and certification.
Requirements
- Proven senior experience in Compliance
- Experience of Investment Banking
- Experience of managing a team
For details please get in touch
Boost your career Find thousands of job opportunities by signing up to eFinancialCareers today. #J-18808-Ljbffr-
Infrastructure Debt Advisory Associate
3 weeks ago
London, Greater London, United Kingdom Boutique Investment Bank , London Full timeWe are working with a leading Boutique IB who are looking to hire an Associate into their Infrastructure Debt Advisory team.This team cover a variety of sectors across the UK and European market including Transportation, Regulated & Unregulated Utilities, Energy & Power, Telecoms, Hybrid and Social Infrastructure.Ideal candidates will have experience across...
-
Infrastructure Debt Advisory Associate
3 weeks ago
London, Greater London, United Kingdom Boutique Investment Bank , London Full timeJob DescriptionWe are working with a leading Boutique IB who are looking to hire an Associate into their Infrastructure Debt Advisory team.This team cover a variety of sectors across the UK and European market including Transportation, Regulated & Unregulated Utilities, Energy & Power, Telecoms, Hybrid and Social Infrastructure.Ideal candidates will have...
-
Elite Boutique IB Associate
3 weeks ago
London, Greater London, United Kingdom Pearse Partners Full timeJob Description Pearse Partners has partnered with an Elite Boutique bank looking to expand their Industrials team with multiple growth hires. The team has an extremely active deal flow and are looking to expand to provide support to deal teams. Key responsibilities: Execution of transactions (M&A) across the Industrials sector Manage and mentor juniors...
-
Us Ib Restructuring
3 weeks ago
London, Greater London, United Kingdom eFinancialCareers Full timeOne of the top boutique Investment Banks are keen on an experienced Analyst to join their London team. The team serves corporations, institutions, and governments in the EMEA region.The firm provides juniors the ability to work closely with senior bankers on industry-transforming, multi-billion dollar transactions in markets around the world.The small...
-
Boutique IB
3 weeks ago
London, Greater London, United Kingdom Investigo Full timeResponsibilities: Manage the Compliance team, taking responsibility for strategy for the function. Ensure ongoing compliance with applicable UK/EU regulation. Ensure effectiveness of Compliance framework and monitoring program. Maintain and review the firms policies and procedures. Horizon scanning for new regulation and its potential impact ...
-
Investment Banking Associate
3 weeks ago
London, Greater London, United Kingdom Linear Partners Full timeInvestment Banking Associate - Generalist M&A & Strategic Advisory (Elite Boutique) Linear Partners London, United Kingdom Posted 7 days ago Permanent £100K-150K basic salary depending on level. Director / Founder - Corporate Finance Specialist Recruiter for Banks, PE/VC and VC-backed Start-ups We are currently assisting a leading Elite IB Boutique in...
-
Senior Regulatory Affairs
3 weeks ago
London, Greater London, United Kingdom Investigo Full timeBoutique IB - Head of Compliance, SMF16, EXCO, C-Suite Senior Consultant - Compliance - Banking and Financial Services at Investigo We are looking for a Head of Compliance for a boutique Investment Bank. Reporting to the CEO and with a dotted line into the board the role takes responsibility for all aspects of Compliance and manages a team (including the...
-
Investment Banking Associate
3 weeks ago
London, Greater London, United Kingdom Pearse Partners Full timePearse Partners are working with a mid-market IB who are hiring an Associate within their Consumer & Retail teamInterested in learning more about this job Scroll down and find out what skills, experience and educational qualifications are needed.Role Requirements:Execute transactions across C&RDevelop various financial models and valuation methodsConduct...
-
Experienced Energy and Infra M&A Professional
3 weeks ago
London, Greater London, United Kingdom Alan Mitchell Full timeJob DescriptionThis is an excellent opportunity to join a well reputed, Wall Street Financial Institution, with a growing IB business. With a strong pipeline of upper-mid market, global deals, they are an exciting firm to take your career to the next level.They are interested in meeting experienced Power, Energy and Infrastructure M&A professionals (5 years...
-
Experienced Energy and Infra M&A Professional
2 weeks ago
London, Greater London, United Kingdom Alan Mitchell Full timeThis is an excellent opportunity to join a well reputed, Wall Street Financial Institution, with a growing IB business. With a strong pipeline of upper-mid market, global deals, they are an exciting firm to take your career to the next level.They are interested in meeting experienced Power, Energy and Infrastructure M&A professionals (5 years +) with...
-
Infrastructure Debt Advisory Associate
3 months ago
London, United Kingdom Boutique Investment Bank , London Full timeWe are working with a leading Boutique IB who are looking to hire an Associate into their Infrastructure Debt Advisory team. This team cover a variety of sectors across the UK and European market including Transportation, Regulated & Unregulated Utilities, Energy & Power, Telecoms, Hybrid and Social Infrastructure. Ideal candidates will have experience...
-
Infrastructure Debt Advisory Associate
2 months ago
London, United Kingdom Boutique Investment Bank , London Full timeWe are working with a leading Boutique IB who are looking to hire an Associate into their Infrastructure Debt Advisory team. This team cover a variety of sectors across the UK and European market including Transportation, Regulated & Unregulated Utilities, Energy & Power, Telecoms, Hybrid and Social Infrastructure. Ideal candidates will have experience...
-
Infrastructure Debt Advisory Associate
2 months ago
London, United Kingdom Boutique Investment Bank , London Full timeWe are working with a leading Boutique IB who are looking to hire an Associate into their Infrastructure Debt Advisory team.This team cover a variety of sectors across the UK and European market including Transportation, Regulated & Unregulated Utilities, Energy & Power, Telecoms, Hybrid and Social Infrastructure.Ideal candidates will have experience across...
-
Infrastructure Debt Advisory Associate
2 months ago
London, United Kingdom Boutique Investment Bank , London Full timeJob Description We are working with a leading Boutique IB who are looking to hire an Associate into their Infrastructure Debt Advisory team. This team cover a variety of sectors across the UK and European market including Transportation, Regulated & Unregulated Utilities, Energy & Power, Telecoms, Hybrid and Social Infrastructure. Ideal candidates will...
-
Infrastructure Debt Advisory Associate
2 months ago
London, United Kingdom Boutique Investment Bank , London Full timeWe are working with a leading Boutique IB who are looking to hire an Associate into their Infrastructure Debt Advisory team.Maximise your chances of a successful application to this job by ensuring your CV and skills are a good match.This team cover a variety of sectors across the UK and European market including Transportation, Regulated & Unregulated...
-
Infrastructure Debt Advisory Associate
3 months ago
Greater London, United Kingdom Boutique Investment Bank , London Full timeWe are working with a leading Boutique IB who are looking to hire an Associate into their Infrastructure Debt Advisory team.This team cover a variety of sectors across the UK and European market including Transportation, Regulated & Unregulated Utilities, Energy & Power, Telecoms, Hybrid and Social Infrastructure.Ideal candidates will have experience across...
-
Infrastructure Debt Advisory Associate
2 months ago
London, UK, UK, United Kingdom Boutique Investment Bank , London Full timeWe are working with a leading Boutique IB who are looking to hire an Associate into their Infrastructure Debt Advisory team.This team cover a variety of sectors across the UK and European market including Transportation, Regulated & Unregulated Utilities, Energy & Power, Telecoms, Hybrid and Social Infrastructure.Ideal candidates will have experience across...
-
Infrastructure Debt Advisory Associate
3 months ago
Greater London, United Kingdom Boutique Investment Bank , London Full timeWe are working with a leading Boutique IB who are looking to hire an Associate into their Infrastructure Debt Advisory team.This team cover a variety of sectors across the UK and European market including Transportation, Regulated & Unregulated Utilities, Energy & Power, Telecoms, Hybrid and Social Infrastructure.Ideal candidates will have experience across...
-
Infrastructure Debt Advisory Associate
3 months ago
Greater London, United Kingdom Boutique Investment Bank , London Full timeWe are working with a leading Boutique IB who are looking to hire an Associate into their Infrastructure Debt Advisory team.This team cover a variety of sectors across the UK and European market including Transportation, Regulated & Unregulated Utilities, Energy & Power, Telecoms, Hybrid and Social Infrastructure.Ideal candidates will have experience across...
-
Infrastructure Debt Advisory Associate
3 months ago
Greater London, United Kingdom Boutique Investment Bank , London Full timeWe are working with a leading Boutique IB who are looking to hire an Associate into their Infrastructure Debt Advisory team. This team cover a variety of sectors across the UK and European market including Transportation, Regulated & Unregulated Utilities, Energy & Power, Telecoms, Hybrid and Social Infrastructure. Ideal candidates will have experience...
-
Investment Banking Associate
1 month ago
London, United Kingdom Linear Partners Full timeSuitable applicants will have trained with top tier investment banks/M&A boutiques and have at least 3 years' full-time experience having gone through an IB Analyst training programme. The role is generalist in terms of sector coverage but we welcome sector specialists who might be looking to diversify. The team has exceptional deal flow and as well as...
-
Investment Banking Associate
4 weeks ago
London, United Kingdom Linear Partners Full timeSuitable applicants will have trained with top tier investment banks/M&A boutiques and have at least 3 years' full-time experience having gone through an IB Analyst training programme. The role is generalist in terms of sector coverage but we welcome sector specialists who might be looking to diversify. The team has exceptional deal flow and as well...
-
Elite Boutique IB Associate
1 month ago
London, United Kingdom Pearse Partners Full timeJob Description Pearse Partners has partnered with an Elite Boutique bank looking to expand their Industrials team with multiple growth hires. The team has an extremely active deal flow and are looking to expand to provide support to deal teams. Key responsibilities: Execution of transactions (M&A) across the Industrials sector Manage and mentor juniors...
-
Elite Boutique IB Associate
1 month ago
London, United Kingdom Pearse Partners Full timeJob Description Pearse Partners has partnered with an Elite Boutique bank looking to expand their Industrials team with multiple growth hires. The team has an extremely active deal flow and are looking to expand to provide support to deal teams. Key responsibilities: Execution of transactions (M&A) across the Industrials sector Manage and mentor...
-
Elite Boutique IB Associate
1 month ago
London, United Kingdom Pearse Partners Full timeJob Description Pearse Partners has partnered with an Elite Boutique bank looking to expand their Industrials team with multiple growth hires. The team has an extremely active deal flow and are looking to expand to provide support to deal teams. Key responsibilities: Execution of transactions (M&A) across the Industrials sector Manage and mentor juniors...
-
Us Ib Restructuring
1 month ago
London, United Kingdom eFinancialCareers Full timeOne of the top boutique Investment Banks are keen on an experienced Analyst to join their London team. The team serves corporations, institutions, and governments in the EMEA region. The firm provides juniors the ability to work closely with senior bankers on industry-transforming, multi-billion dollar transactions in markets around the world.The small...
-
Investment Banking Senior Associate
4 weeks ago
London, United Kingdom Linear Partners Full timeSuitable applicants will have trained with top tier investment banks/M&A boutiques and have at least 3 years' full-time experience having gone through an IB Analyst training programme. The team has exceptional deal flow and as well as executing ongoing mandates (buy- and sell-side deals) you will also play a key role in developing junior team members and...
-
TMT Equity Analyst
2 weeks ago
London, United Kingdom Sheridan Executive Full timeSheridan is actively recruiting for a long short equity analyst to work for a billion dollar hedge fund in London. This role would suit someone with 1-4 years experience (IB / sell side equity research or someone already on the buy side. The fund is focused on TMT and would ideally be looking for some domain expertise within semis / hardware Sheridan is a...
-
TMT Equity Analyst
2 weeks ago
London, United Kingdom Sheridan Executive Full timeSheridan is actively recruiting for a long short equity analyst to work for a billion dollar hedge fund in London. This role would suit someone with 1-4 years experience (IB / sell side equity research or someone already on the buy side. The fund is focused on TMT and would ideally be looking for some domain expertise within semis / hardware Sheridan is a...
-
TMT Equity Analyst
2 weeks ago
London, United Kingdom Sheridan Executive Full timeJob Description Sheridan is actively recruiting for a long short equity analyst to work for a billion dollar hedge fund in London. This role would suit someone with 1-4 years experience (IB / sell side equity research or someone already on the buy side. The fund is focused on TMT and would ideally be looking for some domain expertise within semis /...