Global Markets Internal Audit

2 weeks ago

London, Greater London, United Kingdom eFinancialCareers Full time

Job title:
Global Markets Internal Audit Vice President

Corporate Title:
Vice President

Department:
Internal Audit

Location:
London

Company overview

Overview:

Department Overview


The department is a key part of the firm's corporate governance and the department's primary objectives are to review the company's control environment and report any weaknesses identified to the Audit Committee and senior management.


The Nomura Global Wholesale Internal Audit department in EMEA comprises 39 professionals, who have responsibilities across business lines, middle and back office, Risk Management, Compliance and Information Technology.


Duties of the Role

Reporting to the Head of Global Markets Internal Audit, the Global Markets Internal Audit Vice President will be responsible for leading and participating in integrated audits of Global Markets businesses.

The integrated audits cover Front Office Tradingand Sales together with supporting control functions including Market and Credit Risk Management, Product Control / Middle Office, Technology and Compliance.


The role involves interacting with senior stakeholders including business and control function heads to understand and assess the risks across a range of complex products and make value added control improvement recommendations.


Responsibilities include risk assessments, continuous monitoring, validating major control enhancements, and contributing towards strategic and innovative changes to improve audit effectiveness.


The role covers structured and complex businesses as well as vanilla businesses across all major asset classes (Credit, Rates, FX, and Equities).


The primary focus of the role is Global Markets, although the role also offers the opportunity to cover other businesses including Digital Assets, Investment Banking, and Asset Management.


Key objectives critical to success:

  • Lead and/or participate in global and regional integrated Global Markets audits and deliver the Audit Plan.
  • Identify and agree value added control improvements with senior stakeholders
  • Support risk assessments of a range of complex Global Markets businesses, and perform continuous monitoring to assess emerging risks.
  • Develop working relationships with desk heads and senior corporate function stakeholders to ensure strong understanding of the business.
  • Work with data analytics experts to develop and implement data analytics and automated testing to identify internal control weaknesses during internal audit reviews and continuous auditing.
  • As a seasoned professional applies solid understanding of audit standards, policies, and local regulations to provide timely audit assurance.
  • Contributes to the development of audit process improvements as well as internal audit methodology.
  • Provides coaching to team members in all phases of the audit process.
Effectively collaborate with Global and Regional Portfolio Directors across all regions.

Skills, experience, qualifications and knowledge required:

  • Strong background and experience of Capital Markets auditing in a major financial institution, Big 4 firm, or Consulting firm.
  • Strong analytical skills with the ability to identify key risks and identify control improvements
  • Strong in project management, building relationships, and communication in both oral and written forms.
  • Accountancy qualification preferred or equivalent industry experience.
  • Bachelor's degree or equivalent.
  • Knowledge of general auditing principles, and best practices and standards preferred.

Nomura competencies

Trusted Partner

  • Understand clients' needs and issues, and provide solutions utilizing Nomura Group company's resources, earn the clients' trust
  • Acquire a wide range of knowledge as an employee of Nomura, instead of focusing only on one's own area of expertise; play a part in improving the company's services level and corporate value

Entrepreneurial leadership

  • Take on new challenges for improvement and cultivate a corporate culture of challenge by driving change in business operations

Teamwork

Collaboration

  • Ensure views are not biased, accept different opinions and perspectives, and collaborate with other members to create common values

Influence

  • Provide appropriate guidance to others and act in a manner that places emphasis on the performance and growth of the organization

Integrity

  • Improve further the understanding and awareness of corporate philosophy, professional ethics, compliance risk management, and code of conduct, and make decisions and take actions from a management position

Right to Work
**Diversity & Inclusion

  • Internal Audit Manager

    2 weeks ago

    London, Greater London, United Kingdom Paritas Recruitment - Audit Full time £95,000

    Internal Audit Manager - Capital Markets Internal Audit Manager - Capital Markets Paritas Recruitment - Audit London, United Kingdom Posted 3 days ago Hybrid Permanent to c.£95k base + bonus / benefits A rapidly growing financial services group are currently seeking an Internal Audit Manager to focus on their Capital Markets business. As part of a global...

  • Internal Audit Data Manager

    2 weeks ago

    London, Greater London, United Kingdom Paritas Recruitment - Audit Full time £90,000

    Internal Audit Manager - Data Analytics - Consultancy Internal Audit Manager - Data Analytics - Consultancy - London A major consulting firm are looking to hire 2x Data Analytics Audit Managers within their Internal Audit team in London. Joining a team of 8, the successful incumbent will be working with a variety of tier 1 clients in assisting with their...

  • Internal & Audit Risk Manager - 30% International Travel

    2 months ago

    London, Greater London, United Kingdom Audit and Risk Recruitment Full time

    Audit & Risk Recruitment are delighted to be recruiting for an Internal Audit & Risk Manager to join a high performing team within this innovative and fast growing business based in London. You will be joining a company that really lives their values and are the global leader in their field. As the successful candidate you will be reporting into the Senior...

  • Internal & Audit Risk Manager - 30% International Travel

    4 weeks ago

    London, Greater London, United Kingdom Audit and Risk Recruitment Full time

    Audit & Risk Recruitment are delighted to be recruiting for an Internal Audit & Risk Manager to join a high performing team within this innovative and fast growing business based in London. You will be joining a company that really lives their values and are the global leader in their field. As the successful candidate you will be reporting into the Senior...

  • Internal Audit

    2 weeks ago

    London, Greater London, United Kingdom Think Global Full time

    Enjoy the city life of London with its multicultural life and bustling, vibrant energy Be part of one of the world's largest consulting organisations as an IT Auditor and enjoy the growth this company is experiencing. This is a company culture that fosters career growth and work life balance. A team that is client focused in delivering top internal audit...

  • Internal Audit

    2 weeks ago

    London, Greater London, United Kingdom JP Morgan Chase Bank, National Association Full time

    Job DescriptionOur Internal Audit group is an independent function accountable to the Audit and Examining Committee of the Board of Directors, the Office of the Chairman, senior management and our global and local regulators. Internal Audit is comprised of more than 1,000 auditors, located in key locations across the globe, and is responsible for assessing...

  • Internal Audit ManagerInternal Audit Manager

    2 weeks ago

    London, Greater London, United Kingdom Global Accounting Network Full time

    Focus on putting together a strategic plan, identifying all controls, risks, looking at enterprise risk management. Building out frameworks, working with the Big 4 advisors who do a lot of the work currently. The role will work with the CEO, Audit Committee Chair and indeed the CFO. This person will have had extensive experience of embedding controls and...

  • Senior Internal Auditor

    2 weeks ago

    London, Greater London, United Kingdom Liberty Specialty Markets Full time

    General information:City:LondonCountry:United Kingdom of Great Britain and Northern IrelandCreation Date:31-May-2023Employment Type:PermanentEmployment Type:Full timeRef #:Description & Requirements:Role Title: Senior Internal AuditorDepartment:Counsel & Internal Audit**Division:Internal Audit**Location:London**Type:Permanent**About the RoleThe main purpose...

  • Head of Internal Audit

    2 weeks ago

    London, Greater London, United Kingdom Macquarie Group Full time

    Head of Internal Audit - Commodities and Global Markets Lead Head of Internal Audit - Commodities and Global Markets Lead The Internal Audit team is Macquarie's third line of defence providing independent, risk-based assurance about the design and effectiveness of the first and second lines. By performing audits, continuous monitoring activities and...

  • IT Audit Manager

    2 weeks ago

    London, Greater London, United Kingdom Paritas Recruitment - Audit Full time

    IT Audit Manager (VP) - Financial Services IT Audit Manager (VP) - Financial Services A leading financial services institution are looking to hire an experience technology auditor (VP) into their small team in London. Seeking applicants with 7+ years of IT Audit experience who have strong technical skills (Cyber Security, Cloud, Infrastructure etc)....

  • Internal Audit Manager

    3 months ago

    London, Greater London, United Kingdom Paritas Recruitment Full time

    A rapidly growing financial services group are currently seeking an Internal Audit Manager to focus on their Capital Markets business.As part of a global audit team of 20, Internal Audit Managers are expected to provide advice and influence change at a senior level to improve the Group's corporate governance, risk management practices and internal control...

  • Internal Audit Manager

    4 weeks ago

    London, Greater London, United Kingdom Paritas Recruitment Full time

    A rapidly growing financial services group are currently seeking an Internal Audit Manager to focus on their Capital Markets business.As part of a global audit team of 20, Internal Audit Managers are expected to provide advice and influence change at a senior level to improve the Group's corporate governance, risk management practices and internal control...

  • Internal Audit Contractor

    2 weeks ago

    London, Greater London, United Kingdom Paritas Recruitment - Audit Full time

    Successful candidates will be auditing Lloyd's coverholders and Third Party Administrators, Claims and Underwriting, Property & Casualty. It is a necessity that applicants are proficient in auditing a Claims/Underwriting Property & Casualty file.

  • Internal Audit Manager

    2 weeks ago

    London, Greater London, United Kingdom Paritas Recruitment Full time

    We are looking for an Internal Audit Manager to join a rapidly growing financial services group focused on their Capital Markets business.Join a global audit team of 20 professionals.Provide advice to enhance corporate governance and risk management.Possess a professional audit qualification (ACA, ACCA, CIA, etc).Lead and manage internal audits in the...

  • Internal Audit

    2 weeks ago

    London, Greater London, United Kingdom Goldman Sachs Full time

    INTERNAL AUDITIn Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We're...

  • Senior Internal Auditor

    4 weeks ago

    London, Greater London, United Kingdom Audit and Risk Recruitment Full time

    Audit and Risk Recruitment are working alongside a FTSE 100 company looking to hire a Senior Internal Auditor to join their Internal Audit team based in London.Reporting directly to the Audit Manager you will be involved in a range of audits across the business, including operational procedures and financial controls, you will also be involved in SOX...

  • Internal Audit Manager

    2 weeks ago

    London, Greater London, United Kingdom Paritas Recruitment Full time

    Internal Audit Manager - Capital Markets A rapidly growing financial services group are currently seeking an Internal Audit Manager to focus on their Capital Markets business. As part of a global audit team of 20, Internal Audit Managers are expected to provide advice and influence change at a senior level to improve the Group's corporate governance, risk...

  • Internal Auditor Specialist

    2 weeks ago

    London, Greater London, United Kingdom Paritas Recruitment - Audit Full time

    Want to be part of an Internal Audit function for a specialist bank focussing on businesses in cutting-edge sectors of the economy.? Our client are currently seeking an additional hire at Audit Manager level to join their growing Internal Audit function. Applicants should hold a professional auditing qualification (e.g. ACA, ACCA, CIA etc) and have practical...

  • Senior Internal Auditor

    4 weeks ago

    London, Greater London, United Kingdom Audit and Risk Recruitment Full time

    Audit and Risk Recruitment (ARR) has been mandated on an exciting opportunity to join an international asset management business as a senior auditor (French OR Spanish speaking is mandatory)Reporting into the Global Head of Audit, this is a great opportunity to provide audit coverage across the business % travel to France or Spain required) and to learn...

  • Senior Internal Auditor

    2 months ago

    London, Greater London, United Kingdom Audit and Risk Recruitment Full time

    Audit and Risk Recruitment (ARR) has been mandated on an exciting opportunity to join an international asset management business as a senior auditor (French OR Spanish speaking is mandatory)Reporting into the Global Head of Audit, this is a great opportunity to provide audit coverage across the business % travel to France or Spain required) and to learn...