Current jobs related to Head of Compliance - Birmingham, Birmingham - BHSF Ltd

  • Head of Data Compliance

    14 hours ago

    Birmingham, Birmingham, United Kingdom University of Birmingham Full time

    About the RoleWe are seeking a highly skilled and experienced professional to join our Legal Services team as a Data Protection and Compliance Specialist. This is an exciting opportunity to work with a leading global university, contributing to the development of our data protection and compliance practices.Key ResponsibilitiesOversee and manage the...

  • Head of Data Compliance

    15 hours ago

    Birmingham, Birmingham, United Kingdom University of Birmingham Full time

    About the RoleWe are seeking a highly skilled and experienced professional to join our Legal Services team as a Data Protection and Compliance Specialist. This is an exciting opportunity to work with a leading global university, contributing to the development of our data protection and compliance practices.Key ResponsibilitiesOversee and manage the...

  • Head of Regulatory Compliance

    1 day ago

    Birmingham, Birmingham, United Kingdom Willow Resourcing Limited Full time

    Job Title: Head of RegulatoryJob Summary:We are seeking an experienced Head of Regulatory to join our team at Willow Resourcing Limited. As a key member of our organization, you will be responsible for providing day-to-day Compliance advice to the Board and overseeing the management and ongoing development of the Compliance Monitoring plan.Key...

  • Head of Regulatory Compliance

    1 day ago

    Birmingham, Birmingham, United Kingdom Willow Resourcing Limited Full time

    Job Title: Head of RegulatoryJob Summary:We are seeking an experienced Head of Regulatory to join our team at Willow Resourcing Limited. As a key member of our organization, you will be responsible for providing day-to-day Compliance advice to the Board and overseeing the management and ongoing development of the Compliance Monitoring plan.Key...

  • Head of Financial Compliance

    1 day ago

    Birmingham, Birmingham, United Kingdom Willow Resourcing Limited Full time £100,000

    Job Title: Head of Financial ComplianceWe are seeking an experienced Head of Financial Compliance to join our team at Willow Resourcing Limited. As a key member of our organization, you will be responsible for providing day-to-day Compliance advice to the Board and overseeing the management and ongoing development of the Compliance Monitoring plan.Key...

  • Head of Financial Compliance

    1 day ago

    Birmingham, Birmingham, United Kingdom Willow Resourcing Limited Full time £100,000

    Job Title: Head of Financial ComplianceWe are seeking an experienced Head of Financial Compliance to join our team at Willow Resourcing Limited. As a key member of our organization, you will be responsible for providing day-to-day Compliance advice to the Board and overseeing the management and ongoing development of the Compliance Monitoring plan.Key...

  • Head of Data Compliance

    2 days ago

    Birmingham, Birmingham, United Kingdom James Andrews Recruitment Solutions Ltd Full time £45,000 - £54,000

    Job Title: Head of Data ComplianceWe are partnering with an established Higher Education institution in the West Midlands to appoint a Head of Information Compliance on a permanent basis.This role offers hybrid working (2-days home working) and a salary in the region of £45,000 to £54,000 per annum.Key Responsibilities:Managing and ensuring high levels of...

  • Head of Data Compliance

    1 day ago

    Birmingham, Birmingham, United Kingdom James Andrews Recruitment Solutions Ltd Full time £45,000 - £54,000

    Job Title: Head of Data ComplianceWe are partnering with an established Higher Education institution in the West Midlands to appoint a Head of Information Compliance on a permanent basis.This role offers hybrid working (2-days home working) and a salary in the region of £45,000 to £54,000 per annum.Key Responsibilities:Managing and ensuring high levels of...

  • Head of Data Compliance

    3 days ago

    Birmingham, Birmingham, United Kingdom James Andrews Recruitment Solutions Ltd Full time £45,000 - £54,000

    Head of Data ComplianceWe are partnering with a leading Higher Education institution in the West Midlands to appoint a Head of Information Compliance on a permanent basis.This role offers a hybrid working arrangement, with 2 days spent working from home, and a salary in the range of £45,000 to £54,000 per annum.Key Responsibilities:Ensure high levels of...

  • Head of Data Compliance

    3 days ago

    Birmingham, Birmingham, United Kingdom James Andrews Recruitment Solutions Ltd Full time £45,000 - £54,000

    Head of Data ComplianceWe are partnering with a leading Higher Education institution in the West Midlands to appoint a Head of Information Compliance on a permanent basis.This role offers a hybrid working arrangement, with 2 days spent working from home, and a salary in the range of £45,000 to £54,000 per annum.Key Responsibilities:Ensure high levels of...

  • Head of Information Compliance

    2 days ago

    Birmingham, Birmingham, United Kingdom James Andrews Recruitment Solutions Ltd Full time

    Job Title: Head of Information ComplianceWe are partnering with a leading Higher Education institution in the West Midlands to appoint a Head of Information Compliance on a permanent basis.This role offers a competitive salary in the region of £45,000 to £54,000 per annum and hybrid working arrangements, with 2 days per week spent working from home.The...

  • Head of Information Compliance

    2 days ago

    Birmingham, Birmingham, United Kingdom James Andrews Recruitment Solutions Ltd Full time

    Job Title: Head of Information ComplianceWe are partnering with a leading Higher Education institution in the West Midlands to appoint a Head of Information Compliance on a permanent basis.This role offers a competitive salary in the region of £45,000 to £54,000 per annum and hybrid working arrangements, with 2 days per week spent working from home.The...

  • Head of Information Compliance

    1 week ago

    Birmingham, Birmingham, United Kingdom James Andrews Recruitment Solutions Ltd Full time

    Job Title: Head of Information ComplianceWe are partnering with a leading Higher Education provider in the West Midlands to appoint a Head of Information Compliance on a permanent basis.This role offers a hybrid working arrangement, with 2 days of home working, and a competitive salary in the range of £45,000 to £54,000 per annum.Key...

  • Head of Information Compliance

    1 week ago

    Birmingham, Birmingham, United Kingdom James Andrews Recruitment Solutions Ltd Full time

    Job Title: Head of Information ComplianceWe are partnering with a leading Higher Education provider in the West Midlands to appoint a Head of Information Compliance on a permanent basis.This role offers a hybrid working arrangement, with 2 days of home working, and a competitive salary in the range of £45,000 to £54,000 per annum.Key...

  • Head of Information Compliance

    5 days ago

    Birmingham, Birmingham, United Kingdom James Andrews Recruitment Solutions Ltd Full time

    Job Title: Head of Information ComplianceWe are partnering with a leading Higher Education provider in the West Midlands to appoint a Head of Information Compliance on a permanent basis.This role offers a hybrid working arrangement, with 2 days of home working, and a competitive salary in the range of £45,000 to £54,000 per annum.Key...

  • Head of Information Compliance

    5 days ago

    Birmingham, Birmingham, United Kingdom James Andrews Recruitment Solutions Ltd Full time

    Job Title: Head of Information ComplianceWe are partnering with a leading Higher Education provider in the West Midlands to appoint a Head of Information Compliance on a permanent basis.This role offers a hybrid working arrangement, with 2 days of home working, and a competitive salary in the range of £45,000 to £54,000 per annum.Key...

  • Head of Information Compliance

    2 weeks ago

    Birmingham, Birmingham, United Kingdom James Andrews Recruitment Solutions Ltd Full time £45,000 - £54,000

    Job Title: Head of Information ComplianceJob Type: PermanentLocation: West MidlandsJob Description:We are currently partnering with an established Higher Education provider in the West Midlands, who are looking to appoint a Head of Information Compliance on a permanent basis. The role offers hybrid working (2-days home working) and a salary in the region of...

  • Head of Information Compliance

    2 weeks ago

    Birmingham, Birmingham, United Kingdom James Andrews Recruitment Solutions Ltd Full time £45,000 - £54,000

    Job Title: Head of Information ComplianceJob Type: PermanentLocation: West MidlandsJob Description:We are currently partnering with an established Higher Education provider in the West Midlands, who are looking to appoint a Head of Information Compliance on a permanent basis. The role offers hybrid working (2-days home working) and a salary in the region of...

  • Head of Information Compliance

    2 weeks ago

    Birmingham, Birmingham, United Kingdom James Andrews Recruitment Solutions Ltd Full time £45,000 - £54,000

    Job Title: Head of Information ComplianceJob Type: PermanentLocation: West MidlandsJob Description:We are currently partnering with an established Higher Education provider in the West Midlands, who are looking to appoint a Head of Information Compliance on a permanent basis. The role offers hybrid working (2-days home working) and a salary in the region of...

  • Head of Information Compliance

    2 weeks ago

    Birmingham, Birmingham, United Kingdom James Andrews Recruitment Solutions Ltd Full time £45,000 - £54,000

    Job Title: Head of Information ComplianceJob Type: PermanentLocation: West MidlandsJob Description:We are currently partnering with an established Higher Education provider in the West Midlands, who are looking to appoint a Head of Information Compliance on a permanent basis. The role offers hybrid working (2-days home working) and a salary in the region of...

Head of Compliance

3 months ago

Birmingham, Birmingham, United Kingdom BHSF Ltd Full time
Job Advert

Role Objectives
To build and mature a regulatory and conduct risk-aware culture within BHSF's regulated entities.

To support BHSF's regulated entities in complying with the dynamic regulatory landscape set by the FCA, PRA, as well as internal policy standards.


To maintain an effective and efficient compliance framework across BHSF's regulated entities, by designing programmes and leading the compliance team.


Responsibilities

  • To act as a first point of contact for regulatory bodies including FCA, PRA and FOS. Dealing with general and complex queries from the regulatory authorities.
  • Report quarterly to the Risk and Compliance Committee, detailing progress on the compliance plan, new compliance risks, a compliance risk assessment, and other items.
  • Lead on regulatory challenge to the business strategy within FCA, and PRA regulated entities.
  • Maintain the firm's Management Responsibilities Map and other governance tools; carry out the regulatory tasks required by the Senior Managers and Certification Regime (SM&CR).
  • Lead the compliance update in Risk and Compliance Committee meetings.
  • To provide oversight of the Compliance function's daytoday activities.
  • Ensure timely and accurate submission of required regulatory reporting to include: RMAR (Retail Mediation Activities Return), Internal reports to the Board, adhoc regulatory requests, and other items.
-
Ensure the compliance function provides advice and support to BHSF and its Senior Managers to perform activities set for the authorised person under approval of SM&CR
:

  • Respond to alleged breaches of regulations by the regulated firms, by evaluating or recommending the initiation of investigative procedures.
  • Liaise with regulatory bodies/industry bodies and peer groups to ensure best compliance practice.
  • Ensure compliance oversight and signoff on customer documentation, marketing, and financial promotions as required by the FCA..
  • Establish a compliance plan detailing regulatory changes, activities and resources that are applicable to BHSF.
  • Ensure training is provided to the business on compliance and regulatory areas for all employees, Senior Managers, Executive Managers/Directors, and Non-Executive Directors.
  • To oversee BHSF's complaints process, including reporting to Senior Management, the Executive Committee and Board.
  • Lead on the monitoring of operational impacts from the dynamic regulatory landscape; e.g. as set by the FCA, and PRA.

Including:

  • Timely and accurate review and interpretation of consultation papers (CP), policy statements (PS), and other publications.
  • Determining impacted business areas and ensuring appropriate gap analysis is carried out with timely and compliant implementation of control actions.
  • Work collaboratively with the People Success team to design and implement the regulated training programme including induction, annual and ongoing training requirements for employees, adhoc training requests, etc.
  • Ensure Compliance provides support to the business in understanding compliance and regulatory matters, to include:
  • Advising the Board on compliance with applicable regulations
  • Identifying, and assessing regulatory and conduct risk.
  • Ensure robust compliance policies, procedures, controls, and frameworks are designed, rolled out, embedded, and maintained.
  • Facilitate regulatory change projects, compliance initiatives and support regulator visits.
  • To lead, support and manage departmental staff productivity against the strategic plan objectives.
  • To provide appropriate resourcing and organisation through performance management, appraisals, and staff development.
  • Provides an operational budget for the department and monitors performance to ensure that this is met.
  • To maintain courtesy, professionalism, and high standards of presentation in all communications with customers and potential customers
  • To perform all tasks and duties when required providing flexibility and covering a team working environment
  • All employees are responsible for ensuring the protection of personal data, as such you are required to actively engage with all requests relating to data protection and proactively ensure compliance with GDPR and the DPA when handling any personal, special category or criminal conviction data. You must report data incidents inline with Company Policy. You must understand and comply with obligations under the Company's data protection, information security, GDPR, DPA and FCA regulations and other relevant policies.
  • Operates within defined risk appetite levels, and within the context of the Enterprise Risk Management Framework (ERMF), Risk Strategy, and all associated policies.
  • Ensure compliance with the company health and safety rules and requirements, ensuring own safety and that of colleagues at all times; raising risks identified immediately and following all health and safety instructions.
At all times, ensure that customers are put first