Current jobs related to Compliance Monitoring Officer - London, Greater London - Quintet Private Bank
-
AML Compliance and Monitoring Specialist
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCOMPANY OVERVIEW: Compliance Professionals is a prominent entity in the securities sector, dedicated to maintaining the highest standards of compliance and regulatory adherence. We are currently seeking a Compliance AML and Monitoring Officer to enhance our compliance framework. KEY RESPONSIBILITIES:Oversee the client onboarding process, ensuring compliance...
-
AML Compliance and Monitoring Specialist
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCOMPANY OVERVIEW: Compliance Professionals is a prominent player in the securities sector, seeking a skilled Compliance AML and Monitoring Officer to enhance their operations. KEY RESPONSIBILITIES:Oversee the client onboarding process, ensuring compliance for various entities including regulated organizations, private corporations, and investment...
-
Compliance Officer
2 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance ProfessionalsJob Title: Collections Data OfficerJob Summary:We are seeking a highly skilled Collections Data Officer to join our team at Compliance Professionals. As a key member of our compliance team, you will be responsible for ensuring the firm's monitoring and surveillance systems are operating effectively and efficiently.Key...
-
Compliance Officer
2 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance ProfessionalsJob Title: Collections Data OfficerJob Summary:We are seeking a highly skilled Collections Data Officer to join our team at Compliance Professionals. As a key member of our compliance team, you will be responsible for ensuring the firm's monitoring and surveillance systems are operating effectively and efficiently.Key...
-
Compliance Officer
1 week ago
London, Greater London, United Kingdom Compliance Wise Full timeCompliance Wise is seeking a Compliance Officer to support our team in maintaining the highest compliance standards for our candidates. The ideal candidate will have a minimum of 6 months of experience in compliance or a similar role and proficiency in Microsoft Office Suite. Key responsibilities include thoroughly verifying candidate right to work...
-
AML Compliance and Monitoring Specialist
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCOMPANY OVERVIEW: Our client is a prominent player in the securities sector, seeking a skilled Compliance AML and Monitoring Officer to enhance their operations. KEY RESPONSIBILITIES:Oversee the comprehensive onboarding process for clients, which includes regulated entities, private corporations, and investment funds.Conduct Customer Due Diligence (CDD) and...
-
Compliance Officer
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Professionals is seeking a Junior Compliance Officer to support the monitoring and assessment of compliance with regulatory requirements and internal policies. The ideal candidate will have 1-2 years of experience in a regulatory compliance role within the banking space, knowledge of FCA & PRA regulations, and a degree or MBA in Compliance....
-
Compliance Officer
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Professionals is seeking a Junior Compliance Officer to support the monitoring and assessment of compliance with regulatory requirements and internal policies. The ideal candidate will have 1-2 years of experience in a regulatory compliance role within the banking space, knowledge of FCA & PRA regulations, and a degree or MBA in Compliance....
-
Compliance Officer
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Professionals is seeking a Junior Compliance Officer to support the monitoring and assessment of compliance with regulatory requirements and internal policies. The ideal candidate will have 1-2 years of experience in a regulatory compliance role within the banking space, knowledge of FCA & PRA regulations, and a degree or MBA in Compliance. Key...
-
Compliance Officer
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Professionals is seeking a Junior Compliance Officer to support the monitoring and assessment of compliance with regulatory requirements and internal policies. The ideal candidate will have 1-2 years of experience in a regulatory compliance role within the banking space, knowledge of FCA & PRA regulations, and a degree or MBA in Compliance. Key...
-
Compliance Officer
2 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJunior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to support our boutique wholesale bank in ensuring compliance with regulatory requirements and internal policies.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist in the development and implementation...
-
Compliance Officer
2 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJunior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to support our boutique wholesale bank in ensuring compliance with regulatory requirements and internal policies.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist in the development and implementation...
-
Compliance Officer
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a skilled Compliance Officer to support our boutique wholesale bank in ensuring regulatory compliance and upholding a culture of integrity. The ideal candidate will have 1-2 years of experience in a regulatory compliance role within the banking space, with a strong understanding of FCA & PRA regulations. Key responsibilities include monitoring...
-
Compliance Officer
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a skilled Compliance Officer to support our boutique wholesale bank in ensuring regulatory compliance and upholding a culture of integrity. The ideal candidate will have 1-2 years of experience in a regulatory compliance role within the banking space, with a strong understanding of FCA & PRA regulations. Key responsibilities include monitoring...
-
Compliance Officer
2 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Officer Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring our company's compliance with regulatory requirements and maintaining a strong risk management culture.Key Responsibilities:Develop and maintain compliance policies and...
-
Compliance Officer
2 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Officer Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring our company's compliance with regulatory requirements and maintaining a strong risk management culture.Key Responsibilities:Develop and maintain compliance policies and...
-
Compliance Monitoring Officer
2 days ago
London, Greater London, United Kingdom Trident Trust Full timeJob Title: Compliance Monitoring OfficerTrident Trust is a leading independent provider of corporate, trust and fund services to the financial services sector worldwide, employing over 1000 staff across a global footprint that spans multiple regions.We are seeking to expand our Group Compliance Monitoring Team through the recruitment of a Compliance...
-
Compliance Monitoring Officer
2 days ago
London, Greater London, United Kingdom Trident Trust Full timeCompliance Monitoring OfficerTrident Trust is a leading provider of corporate, trust, and fund services to the financial services sector worldwide, employing over 1000 staff across a global footprint.We are seeking to expand our Group Compliance Monitoring Team through the recruitment of a Compliance Monitoring Officer to support the delivery of second-line...
-
Compliance Monitoring Officer
3 days ago
London, Greater London, United Kingdom Trident Trust Full timeJob Title: Compliance Monitoring OfficerTrident Trust is a leading independent provider of corporate, trust and fund services to the financial services sector worldwide, employing over 1000 staff across a global footprint that spans multiple regions.We are seeking to expand our Group Compliance Monitoring Team through the recruitment of a Compliance...
-
Compliance Monitoring Officer
3 days ago
London, Greater London, United Kingdom Trident Trust Full timeCompliance Monitoring OfficerTrident Trust is a leading provider of corporate, trust, and fund services to the financial services sector worldwide, employing over 1000 staff across a global footprint.We are seeking to expand our Group Compliance Monitoring Team through the recruitment of a Compliance Monitoring Officer to support the delivery of second-line...
Compliance Monitoring Officer
3 months ago
Purpose of the Job:
- Quintet Private Bank is a leading private bank in the wealth management sector; we are committed to our client and their families and pride ourselves on our personalised service based on a deep understanding of what clients want to achieve. Compared to others, we are small (
