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Quality Management and Regulatory Compliance Officer
3 months ago
As the Global Asset Management business of Prudential, always looking for ways to enhance financial services.
Passionate about making a meaningful impact, touching the lives of many, and addressing financial challenges in a constantly changing world.
Believe that talent is crucial to realize the vision, building a culture based on respect and collaboration.
Joining PGIM will unlock a motivating and impactful career, growing skills and advancing the profession in one of the world's top global asset managers.
Key Responsibilities:- Support PGIM Marketing Compliance through marketing reviews and ensuring regulatory standards are met.
- Monitor and communicate EMEA regulation developments related to marketing activities.
- Maintain procedures, provide advice/training on regulatory matters, and streamline processes.
- Report to senior management on introduced improvements and challenges.
Requirements:
- Experience in European financial regulation, investments, and financial markets.
- Proven track record in asset management environments.
- Ability to meet deadlines while delivering high-quality work.
- Strong academic background with minimum 1+ years of Compliance experience.
- Proficient in Microsoft Office Suite, especially Excel.
- Experience with marketing databases like Salesforce, Red Oak, or Workfront preferred.
- Private Medical Insurance: Company covers full premium.
- Annual Leave: 25 to 28 days of annual leave at full pay.
- Retirement Savings Plan: Company contribution and maximum employer-matching contribution.
- Life Assurance & Income Protection: Coverage provided.
PGIM, the global asset management business of Prudential Financial, focuses on long-term development and providing exceptional talent opportunities to grow.
Our Commitment:Creating an inclusive culture where all employees feel valued and supported to excel.
Prudential is a multinational financial services leader dedicated to helping customers grow and protect their wealth.
Recognizing the importance of diverse associates to our success.
All qualified applicants will be considered for employment without discrimination.
