Senior Risk and Compliance Manager

1 week ago


Canary Wharf, Greater London, United Kingdom OPR Associates Limited Full time

As a member of the Compliance team, you will have a primary focus on supporting the Group Head in the maintenance and enhancement of Risk & Compliance programmes and initiatives.

The role will include the provision of project management support in changemanagement initiatives, system development, enhanced compliance monitoring and reporting, acquisition and integration support, regulatory horizon scanning and briefings, new business pitch support and regulator engagement.


Role Duties:

  • Manage adhoc Risk & Compliance projects
  • Compliance Advisory to business department
  • Identifying Breaches and Errors
  • Managing, and taking ownership of, responsibilities in respect of compliance documentation and reports as required, including those to be submitted to Regulators.

Essential Skills:

  • Strong knowledge of funds and corporate regulations
  • Good understanding of funds regulations e.g., AIFMD, MiFiD, and AML
  • Strong project management
  • Pension, CASS, Listing and Disclosure Rules experience is also preferable.

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