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Compliance Monitoring

3 months ago


Camden Area, Greater London, United Kingdom Danos Group Full time

Currently recruiting on behalf of a boutique investment bank for a Monitoring & Testing professional to join their compliance team.

You will be responsible for performing the ongoing review, management, and testing of regulatory and operational risk controls, and will be given a significant amount of autonomy within the business, as well as the opportunity to work on a broader range of compliance.

You should have experience within a monitoring & testing team within a financial services firm, and have good knowledge of the UK regulatory landscape.


Key Experience:
nExperience of monitoring and testingnUnderstanding of operational risk controlsnGood knowledge of the UK regulatory frameworknPrevious experience working within the financial services, ideally within an investment bank of capital markets firmnAbility to work independentlynStrong stakeholder engagement skills