Compliance Consultant

2 weeks ago


Glasgow, Glasgow City, United Kingdom Meraki Full time
Meraki Talent's industry leading Life & Pensions client are looking for a Compliance Consultant.


This role sits within the Compliance 'second line of defence' function - this function is key in helping the wider risk/compliance team and Board to understand how regulatory and conduct risks are being managed across the entire business.

This is your chance to join a successful team where hard work is recognised.

Responsibilities of the Position:

  • Lead the annual review of conduct/compliance policies.
  • Maintain and develop relationships with key business areas whilst retaining the independent status required of an assurance function
  • Reviewing Risk MI packs
  • Support the delivery and execution of the Risk Assurance and Compliance Monitoring Plan by conducting regular reviews across various areas of the business
  • Work with business managers to improve control effectiveness and agree any action required
  • Assist other Monitoring Consultants in the delivery of their work.
  • Assist the Compliance Manager in development of the annual Compliance Monitoring Plan.
  • Interpret new regulations, undertake impact assessments and advise/support the business with implementation
  • Prepare updates to the Executive Management team on regulatory change affecting business processes

Background of the Position:

  • You will have at least three to four years working experience in financial services within a life insurance firm
  • Knowledge of Life, Pensions, Savings and pure protection products.
  • Extensive experience in review/audit techniques assessing regulatory requirements of the function being reviewed, scoping reviews, determining review approach and testing controls
  • Experience of supporting the delivery of riskbased Risk and Compliance monitoring plans
  • Experience of delivering highquality outputs to a high level of consistency within a demanding environment
  • Enthusiastic and positive cando attitude


  • Glasgow, Glasgow City, United Kingdom Meraki Full time

    Compliance Assurance Consultant Glasgow PermanentMeraki Talent's client is currently seeking a Compliance Assurance Consultant to join their business on a permanent basis. Our client is a highly successful Savings & Investments firm which has enjoyed a period of growth and product diversification in recent times.As a Compliance Assurance Consultant you will...


  • Glasgow, Glasgow City, United Kingdom APEM Group Full time

    About The Role Are you a marine consultant with experience of consents and permitting for marine infrastructure projects, including offshore wind? Do you want to be part of a diverse group of specialists working at the forefront of the renewable sector in a hugely rewarding role? Perhaps you have previous experience working on offshore or onshore projects...

  • Compliance Manager

    2 weeks ago


    Glasgow, Glasgow City, United Kingdom IDEX Consulting Ltd Full time

    A new role has arisen for a SIPP Technical and Compliance Manager in Glasgow.You must have experience dealing with Pension products and ideally have SIPP experience.The role involves the following: Ensuring the company remains compliant with all relevant regulatory requirements Identifying regulatory developments and implementing into business policies and...


  • Glasgow, Glasgow City, United Kingdom Meraki Full time

    Compliance Monitoring Mandate Compliance Thematic ReviewsKey Responsibilities Take a lead role in business Thematic reviews from planning to delivery stage. Assist with regular surveillance testing as part of the global compliance monitoring program. Work closely with Risk and Audit functions to ensure all assurance is covered. Work with the relevant...


  • Glasgow, Glasgow City, United Kingdom Idex Full time

    IFA Administrator, Specialising in Compliance Location: Glasgow To support the Compliance Manager to ensure the company achieves and maintains high standards of regulatory compliance in governance, operations, business, and client transactions. Responsibilities:Maintain compliance monitoring plan for group of companiesAssist Head of Compliance with...


  • Glasgow, Glasgow City, United Kingdom Idex Full time

    IFA Administrator, Specialising in Compliance Location: Glasgow To support the Compliance Manager to ensure the company achieves and maintains high standards of regulatory compliance in governance, operations, business, and client transactions. Responsibilities:Maintain compliance monitoring plan for group of companiesAssist Head of Compliance with...


  • Glasgow, Glasgow City, United Kingdom IDEX Consulting Full time

    IFA Administrator, Specialising in Compliance Location: Glasgow To support the Compliance Manager to ensure the company achieves and maintains high standards of regulatory compliance in governance, operations, business, and client transactions. Responsibilities: Maintain compliance monitoring plan for group of companies Assist Head of Compliance...

  • Senior Consultant

    2 weeks ago


    Glasgow, Glasgow City, United Kingdom APEM Group Full time

    Are you a marine consultant with experience of consents and permitting for marine infrastructure projects, including offshore wind? Perhaps you have previous experience working on offshore or onshore projects and want to be involved with some of the largest and most exciting infrastructure development projects in the UK? APEM Group are actively recruiting a...


  • Glasgow, Glasgow City, United Kingdom Meraki Full time

    Meraki Talent's industry leading financial services client are looking for a Compliance Officer, AMLThis is your chance to join a successful team where hard work is recognised.Responsibilities of the Position: Proven experience working in a financial crime prevention environment. Execute the Financial Crime Compliance Assurance Plan within the required...


  • Glasgow, Glasgow City, United Kingdom Idex Full time

    Idex Consulting are searching for a Head of Compliance for this Scottish based wealth planning business.They have offices throughout Scotland and you can be based in either Glasgow, Edinburgh, Stirling or Aberdeen in a hybrid model.The role will be to maintain governance, risk and compliance solutions for the FCA regulated parts of the business of wealth...


  • Glasgow, Glasgow City, United Kingdom Aztrum Full time £50,000

    Remote Up to £50K Are you passionate about protecting the environment while driving sustainable business growth? An industry-leading environmental consulting firm is seeking a dynamic individual to join our team as a Principal Environmental Permitting Consultant. Key Responsibilities: As a Principal Environmental Permitting Consultant, you will play a...

  • Solutions Consultant

    2 weeks ago


    Glasgow, Glasgow City, United Kingdom NT Assured Solutions Ltd Full time

    As part of our continued growth, we are looking for an experienced Solutions Consultant. If you've got a passion for technology, strong communication skills and are a fast learner, this is a fantastic opportunity for you to build your skill set and join a fun, talented and motivated team.As a solutions consultant you will be an expert on our products,...


  • Glasgow, Glasgow City, United Kingdom Ashurst LLP Full time

    About Ashurst:Ashurst is a leading progressive global law firm with a rich history spanning more than 200 years. We are proud of our history and are future-focused, having expanded into new technologies through our NewLaw division, Ashurst Advance, and our consulting arm. Our in-depth understanding of our clients and commitment to providing excellent...


  • Glasgow, Glasgow City, United Kingdom Fourblue Full time

    Sustainability Consultant - Energy Modelling - Glasgow or Sheffield Flexible working arrangements_ Paying up to £50,000_Would you like to work for a National Architecture firm crafting bespoke buildings and aiding their sustainable design initiatives? We are looking for someone who has +2 years experience working with Energy Modelling specifically using IES...


  • Glasgow, Glasgow City, United Kingdom Hamilton Barnes Associates Limited Full time

    A UK-based Microsoft Partner and MSP who are looking to branch out their South African Team. They pledge to provide top-tier solutions driven by skilled professionals, catering to professional services, managed services, and secure data centre migrations. These solutions aim to minimize risk for clients while establishing a robust foundation for future...


  • Glasgow, Glasgow City, United Kingdom Eco Careers LTD. Full time

    4 days ago Be among the first 25 applicants Contract Role, Hybrid Working, Sustainability Consultant, Sustainable Supply Chains, Sustainability Manager, Reporting, Sustainability Framework / Strategies, Biodiversity, Human Rights, TCFD, Sustainable Future, Reporting, Delivery of Sustainability Framework, NetZero Transition, Project Management, Power BI...


  • Glasgow, Glasgow City, United Kingdom 83Zero Full time

    Job DescriptionWe are looking for a skilled Senior Cloud DevOps Consultant to join our team!About the Company:Join our team at 83zero Consulting Limited, a boutique consultancy specializing in Software Development & Agile within the UK. We are dedicated to providing high-quality interim and permanent senior IT professionals.Overview of The RoleAs a...


  • Glasgow, Glasgow City, United Kingdom Metrica Recruitment Full time

    The Company:This is an exciting opportunity for you to propel your career and join a global consultancy firm, that transforms businesses through innovation and Cloud technology. You will join a team that provides fantastic career progression, exposure to FTSE 100 clients, and a collaborative, dynamic environment.You will be working with a diverse range of...


  • Glasgow, Glasgow City, United Kingdom NHS Scotland Full time

    Post: Locum Consultant HematologistDuration - 4 months appointmentHours - Up to 8 PAs per week (32 hours)About the Organisation:National Services Scotland (NSS) is a national NHS Board operating right at the heart of NHSScotland (NHSS) providing support and advice at a strategic and operational level. NSS supports NHSS to deliver their services more...


  • Glasgow, Glasgow City, United Kingdom HDR Full time

    Consultant - Energy and Sustainability-(171694)DescriptionAbout UsAt HDR, we specialize in engineering, architecture, environmental and construction services. While we are most well-known for adding beauty and structure to communities through high-performance buildings and smart infrastructure, we provide much more than that. We create an unshakable...