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Compliance Officer DJI

3 months ago

London, Greater London, United Kingdom S&P Global Full time
Job Listing: Compliance Director at S&P Global

S&P Global is currently looking for a Compliance Director to join the Compliance Team for the S&P Global Dow Jones Indices (SPDJI) division. In this role, you will play a critical part in ensuring that our Compliance Program aligns with best practices and is effective.

Responsibilities:
  • Collaborate with divisional functions to implement relevant compliance policies and procedures.
  • Provide oversight for the Division's International Organization of Securities Commissions (IOSCO) assurance program.
  • Offer advisory services on compliance matters and actively participate in relevant committees.
  • Develop monitoring processes to ensure adherence to key policies and conduct compliance training programs.
  • Contribute to compliance investigations and reviews.
  • Define and execute compliance monitoring activities.
  • Actively engage in divisional and other committees.
  • Provide support to other divisions and the Enterprise Compliance team as required.
  • Prepare metrics and presentation materials.

Impact: Your work will have a direct influence on the direction of our compliance strategy and culture within the division. You will closely collaborate with key stakeholders in the Compliance and Risk teams.

Interaction:
  • Partner with business leaders to offer tailored compliance support and advice.
  • Share best practices with Compliance teams across different divisions.
  • Collaborate on specific compliance work, such as Securities Disclosure and Global Financial Crimes Compliance.
  • Work with other functional areas to establish relevant testing and reporting processes.

Qualifications:

  • 5+ years of proven compliance experience in the financial sector.
  • Good understanding of financial markets, preferably with experience related to indices and IOSCO Principles for Financial Benchmarks.
  • Bachelor's degree required.
  • Strong ethics, integrity, and ability to stand firm on issues independently.
  • Excellent interpersonal and team skills, with a collaborative and learning mindset.
  • Highly analytical, solutions-oriented, and detail-oriented.
  • Self-motivated and well-organized with the ability to prioritize tasks and work well under pressure.
  • Proficiency in Excel, Word, and PowerPoint.

What's In It For You?

At S&P Global, we aim to Accelerate Progress by transforming data into Essential Intelligence. Join our team of over 35,000 professionals worldwide to make a meaningful impact.

Benefits:

  • Health & Wellness programs.
  • Generous time off for a healthy work-life balance.
  • Continuous Learning opportunities.
  • Financial security through competitive pay and retirement planning.
  • Family Friendly perks.
  • Additional benefits like retail discounts and referral incentive awards.

Diversity, Equity, and Inclusion at S&P Global:

At S&P Global, we believe in the power of diversity, equity, and inclusion to drive growth and innovation in Global Markets. We are committed to creating an inclusive work environment for all individuals.

Equal Opportunity Employer:

S&P Global is an equal opportunity employer. All qualified candidates will be considered without regard to race/ethnicity, color, religion, gender, age, disability, military veteran status, or any other protected status. Electronic job submissions only.