Senior Compliance Consultant

1 week ago


Edinburgh, Edinburgh, United Kingdom MERJE Ltd Full time

This unique opportunity means that you can expect to be involved in a broad range of topics and is ideal for someone with strong Compliance experience focussing around Investments.


The role will involve:

  • Undertaking regular compliance monitoring
  • Monitoring risk across multiple workstreams
  • Supporting decision making and overseeing work within a team of more junior compliance analysts
  • The review of Financial Promotions in line with regulatory guidelines
  • Active contribution to project discussions
  • Attending client meetings
  • Creation of project plans and roadmaps
  • Identify and deliver new ways to improve efficiencies in reporting and current processes

Key Requirements:

  • 510 years' financial services experience in a senior compliance role
  • Experience of interpretation and implementation of FCA regulatory requirements in line with retail investment products
  • Has working knowledge of investments and the regulatory landscape that applies to them
  • Has working knowledge of Financial Services products


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