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Compliance Assurance Manager

1 month ago

Kent, United Kingdom InterQuest Group Full time

Are you passionate about compliance, risk management, and making a real impact? A leading specialist lender is looking for a Compliance Assurance Manager to join their dynamic Compliance Assurance Team.

About the Role

As a Compliance Assurance Manager, you'll play a key role in ensuring adherence to regulatory requirements, internal policies, and delivering effective compliance assurance activities. From conducting thematic reviews to managing compliance risks and fostering a culture of integrity, you'll help shape the organisation's approach to compliance and conduct risk.

Your Key Responsibilities:

  • Delivering and leading timely Compliance Assurance and Monitoring reviews to ensure regulatory adherence.
  • Managing actions and validations from assurance reviews to support ongoing improvements.
  • Collaborating on compliance risk assessments and recommending risk mitigation strategies.
  • Building strong relationships with key stakeholders across the business.
  • Mentoring Compliance Officers to deliver high-quality work and supporting their professional growth.

What We're Looking For:

  • 5+ years of experience in compliance monitoring or audit within a regulated lending or banking environment.
  • Expertise in interpreting FCA regulations, including MCOB, BCOBS, SYSC, PRIN, and COCON handbooks.
  • A proactive mindset and a commitment to fostering a culture of compliance.