Compliance Officer

1 month ago


Liverpool, United Kingdom Broster Buchanan Full time

Our Liverpool based client requires a Compliance Officer to join their small, but well-established team.

THE ORGANISATION

A growing organisation and a fast paced environment, this is an exciting business to work for.

THE ROLE

Reporting directly to the CEO, this role will give you a lot of exposure to senior leadership. You will be responsible for delivering the following:

  • Being responsible for all compliance activities across the organisation as they continue to expand (you will be given significant support from the group function)
  • Giving compliance support to new projects and support getting compliance embedded in the 1st line
  • Consumer duty monitoring & reporting
  • Data protection improvements and ensuring organisation's compliance with GDPR

YOU MUST HAVE

  • A demonstrable background in compliance, ideally within an FCA regulated environment

THE PACKAGE

  • Circa  + Attractive benefits package
  • Hybrid role (2/3 days per week in Liverpool office)

This is an excellent career opportunity giving excellent exposure to senior level stakeholders, yet with the support and guidance of a very experienced and supportive group function.

To understand more about this excellent opportunity, please apply today.


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