Equities E-Trading Risk and Control Manager

2 weeks ago


Sydenham, United Kingdom Citigroup Inc. Full time
Equities E-Trading Risk and Control Manager

Citigroup Global Markets Limited is a global investment bank and securities brokerage firm that, along with its Citigroup affiliates, provides complete financial solutions to corporations, governments, institutions and individuals in more than 100 countries.

The Equities business, within a top tier global bank, is seeking an experienced professional to manage the project deliveries, caps and audits, E-Trading governance for the Global Equities. This role will work closely with the wider cross markets E-Trading team, business flows owners, and the associated tech teams and will report directly into the Head of Equities EMEA Risk and Controls.

What you'll do:
  • Oversee and drive Equities continuing adherence to E-trading policy, standards and regulatory requirements.
  • Manage E-Trading Governance Forums for Equities and work to ensure global consistency in structure and documentation.
  • Implement and manage the desk supervision of E-trading control triggers, limits and other key risk metrics
  • Oversee the roll out of E-trading Product Training and completed attestations for staff that execute of E-Trading Applications, Controls and Strategies.
  • Investigate, review, document operational risk events and coordinate remediation efforts.
  • Oversee and govern Corrective Action Plans (CAPs) specific to E-Trading.
  • Assist the Global Equity business to drive a robust E-Trading framework
  • Collaborate across the Business, Technology, Legal, Risk, Compliance, and Markets Risk & Controls to establish E-Trading best practices
  • Be active in E-Trading Policy & Standards Optimization including ensuring adherence to these requirements
  • Create high-quality E-Trading documentation for internal and external communication
  • Oversee the maintenance of the inventory of E-Trading Controls for monitoring E-Trading Applications, breach thresholds, approval process for changing limits and thresholds, as well as the escalation protocol for breaches
  • Coordinate other key control processes such as Annual MIFID Self-Assessment, Annual Mandatory E-trading Controls Review, Material Change Review, Quarterly MCA E-Trading Controls Review, Procedure documentation and refresh, Dispensation and Waivers Documentation

    What we'll need from you:
    • Domain knowledge of E-Trading (pertaining to the Equities business, however, we are open-minded in our search for critical thinkers who are passionate about E-Trading)
    • Ability to produce high-quality documentation including standard operating procedures
    • Experience in implementing and managing controls and governance pertaining to E-Trading
    • Results-oriented team player with excellent communication (written, oral and listening) and presentation skills
    • Knowledge of (or ability to) research regional applicable regulatory rules and regulations
    • Self-motivator -- able to demonstrate and follow-through on routine and complex (business | technology) problem-solving and analytical matters
    • Time management skills -- good organizational skills and the ability to exercise control over the amount of time spent planning and focusing on initiatives and execution
    • Comfortable interacting with, and presenting to, senior management
    • Ability to interact effectively with numerous distributed teams (virtual teams) in a collaborative, team-oriented culture within the region and across other regions
    • Bachelor degree (or equivalent) with a strong academic record, advanced degree (a plus)

      Education:
      • Bachelor's Degree/University degree or equivalent experience
      • Master's degree preferred
        What we can offer you:

        At Citi, we stand firm in our commitment to our values, and we look for people who share those values with us. We believe in doing what is right - for our clients and our people.

        By joining Citi London, you will not only be part of a business casual, but also receive a competitive base salary (which is annually reviewed), and enjoy a whole host of additional benefits such as:
        • 27 days annual leave (plus bank holidays)
        • A discretional annual performance related bonus
        • Private Medical Care & Life Insurance
        • Employee Assistance Program
        • Pension Plan
        • Paid Parental Leave
        • Special discounts for employees, family, and friends
        • Access to an array of learning and development resources
          Alongside these benefits Citi is committed to ensuring our workplace is where everyone feels comfortable coming to work as their whole self, every day. We want the best talent around the world to be energized to join us, motivated to stay, and empowered to thrive.

          This provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
          • -----------------------------------------------------
            Job Family Group:

            Business Strategy, Management & Administration
            • -----------------------------------------------------
              Job Family:

              Business Administration
              • -----------------------------------------------------
                Time Type:

                Full time
                • -----------------------------------------------------
                  Citi is an equal opportunity and affirmative action employer.

                  Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

                  Citigroup Inc. and its subsidiaries ("Citi") invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi.

                  View the "EEO is the Law" poster. View the EEO is the Law Supplement.

                  View the EEO Policy Statement.

                  View the Pay Transparency Posting


  • Sydenham, United Kingdom Citigroup Inc. Full time

    Team / Role Overview Markets is a global leader in underwriting, structuring, and trading across all asset classes, including equities, corporate bonds, government and agency bonds, asset-backed and mortgage-backed securities, syndicated loans, structured and futures products. The successful candidate will be closely coordinating with other members of the...

  • Business Risk

    2 weeks ago


    Sydenham, United Kingdom Citigroup Inc. Full time

    About the team This is an exciting opportunity to be part of a growing team in Belfast as part of Citi's Services Treasury & Trade Solutions (TTS) business. The team supports TTS' Managers Control Assessment (MCA), which is Citi's risk management methodology. Among other services, the team reporting to this role delivers centralized monitoring / testing of...


  • Sydenham, United Kingdom Citigroup Inc. Full time

    Team / Role Overview: With a growing presence, our team in Belfast is a key part of the Citi Markets global organisation delivering world-class solutions to meet the needs of our corporate, institutional, government, and individual investor clients in 160 countries and territories. We offer meaningful careers for individuals from a wide range of backgrounds...


  • Sydenham, United Kingdom Citigroup Inc. Full time

    Are you looking for a career move that will put you at the heart of a global financial institution? Then bring your skills in Operational Risk Management to Citi's Team. By Joining Citi, you will become part of a global organization whose mission is to serve as a trusted partner to our clients by responsibly providing financial services that enable growth...


  • Sydenham, United Kingdom Citigroup Inc. Full time

    Are you looking for a career move that will put you at the heart of a global financial institution? In this role you will be a key member of the Risk and Control team who will provides advice and counsel related to the technology or operations of the business. By Joining Citi, you will become part of a global organisation whose mission is to serve as a...


  • Sydenham, United Kingdom Citigroup Inc. Full time

    Are you looking for a career move that will put you at the heart of a global financial institution? Then bring your skills to Citi's HR International Controls team based in Belfast. By Joining Citi, you will become part of a global organisation whose mission is to serve as a trusted partner to our clients by responsibly providing financial services that...


  • Sydenham, United Kingdom Citigroup Inc. Full time

    The Business Risk and Control Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and the business. Typically, a small number of people within the business that provide the same level of expertise. Excellent communication skills required in order to negotiate internally, often...


  • Sydenham, United Kingdom Citigroup Inc. Full time

    The Business Risk Senior Analyst will work as part of the Business Operational Risk Support team within the Markets Product Governance team, with a primary focus on the Global Product MCA and other Operational Risk governance. This role requires extensive liaison with multiple business and support functions at all levels and in all regions, including Rates...


  • Sydenham, United Kingdom Citigroup Inc. Full time

    Are you looking for a career move that will put you at the heart of a global financial institution? Then bring your skills in Operational Risk Management Citi's Team. By Joining Citi, you will become part of a global organisation whose mission is to serve as a trusted partner to our clients by responsibly providing financial services that enable growth and...


  • Sydenham, United Kingdom Kainos Full time

    When you join Kainos, you get to think beyond limitations to make an immediate and positive impact - like transforming digital services for millions of citizens or helping Fortune 500 companies get live and thrive on Workday. You'll be part of a people-first culture that is growing around the world. We're a creative, committed, and diverse group of...


  • Sydenham, United Kingdom Allen & Overy Full time

    A&O Shearman is a leading global law firm operating in over thirty countries. We work on some of the most challenging and important deals and have built a reputation for delivering exceptional legal solutions that help our clients grow, innovate and thrive. The legal industry is changing, and we're committed to leading that change, putting our people first,...

  • Trading Van Driver

    4 weeks ago


    Sydenham, United Kingdom St Christopher's Hospice Full time

    St Christopher’s trading is a growing, forward thinking, leading charity retailer. We are currently looking to recruit dynamic and motivated individuals to assist in the supply and stock rotation of our well-established shops. These are an essential link between the community and the hospice and you will act as an ambassador for our charity. Your new role...


  • Sydenham, United Kingdom Pinnacle Full time

    Pinnacle is a highly professional, best in class company delivering quality business management software solutions to transform our customer's performance. Due to significant organic growth and acquisitions, there is now a need to strengthen our Finance team and appoint a Financial Controller. Key Responsibilities: Reporting to the Finance Director. The role...


  • Sydenham, United Kingdom Barnard Marcus Full time

    Assistant Branch Manager At Barnard Marcus, part of the Connells Group, we're looking for a highly motivated Assistant Branch Manager - Estate Agent to help lead our fantastic residential sales team in Sydenham . This is a great opportunity for a proven Manager or an established Estate Agent looking for progression and to step in to your...

  • Head of Retail

    3 weeks ago


    Sydenham, United Kingdom C2 Recruitment Full time

    Head of Operations and Sales. Salary £50,744 per annum dependant on experience plus great benefits. 36 hours per week (Monday to Sunday - flexible, out of hours and on-call included)St Pauls Cray/Sydenham (field based across sites/stores)C2 Recruitment is exclusively partnering with a leading charity to secure them a talented and forward-thinking Head of...

  • Head of Retail

    4 weeks ago


    Sydenham, United Kingdom C2 Recruitment Full time

    Head of Operations and Sales. Salary £50,744 per annum dependant on experience plus great benefits. 36 hours per week (Monday to Sunday - flexible, out of hours and on-call included) St Pauls Cray/Sydenham (field based across sites/stores) C2 Recruitment is exclusively partnering with a leading charity to secure them a talented and forward-thinking...


  • Sydenham, United Kingdom TP ICAP Group Plc. Full time

    Group Overview The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior...

  • Associate Banker

    1 month ago


    Sydenham, United Kingdom Barclays Plc Full time

    Associate Banker Belfast As a Barclays Associate Banker, you will be assisting in contributing to the growth of one or more relationship managed portfolios across UK Corporate Banking. This is an opportunity to be working with one or more Bankers and/or Associate Bankers to delight customers and maximise overall satisfaction & advocacy. This role allows you...


  • Sydenham, United Kingdom Barchester Healthcare Full time

    ABOUT THE ROLE (£2,000 welcome bonus with this role when your join Barchester Health Care)Check all associated application documentation thoroughly before clicking on the apply button at the bottom of this description.As a Peripatetic Deputy General Manager (Clinical) at Barchester, you'll travel across your region to manage and develop the teams in various...


  • Sydenham, United Kingdom Barchester Healthcare Full time

    ABOUT THE ROLE (£2,000 welcome bonus with this role when your join Barchester Health Care)nAs a Peripatetic Deputy General Manager (Clinical) at Barchester, you'll travel across your region to manage and develop the teams in various care homes, to help us deliver the high quality care and service we're known for. Working closely with the General Manager or...