Risk Management, Associate
3 weeks ago
Lawyer - Managing Associate, Financial Regulation, Edinburgh Excellent Basic + bonus & benefits.
Are you a qualified lawyer with significant experience relating to regulatory matters within Wealth Management and Investment Platforms? Do you work for a law firm or financial institution? Your new role would be a challenging permanent opening as a Managing Associate – Financial Regulation based in Edinburgh, with hybrid working.
You will be a minimum of 4 Years PQE with a focus on various aspects of retail wealth and investments, including retail customer compliance matters, PE investment, M&A, asset sales, commercial arrangements, distribution, conduct, FCA engagement, capital requirements, remuneration and SM&CR.
In order to qualify for this excellent opportunity, you will be a qualified lawyer (4+ years PQE) with a background in Financial Regulation as it relates to organisations such as Investment Platforms, Wealth Managers, Custodians and SIPP providers, in addition to the below requirements;
A good understanding of the regulatory framework, including regulatory permissions, COBS, CASS, Consumer Duty, EBA and PRA publications on outsourcing and third-party risk, and operational resilience
An understanding (and preferably experience) of corporate transactional work and of commercial contracts, and be able to draft related regulatory provisions
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Edinburgh, United Kingdom Hymans Robertson Full timeThe Vacancy We are seeking an Associate Risk & Assurance Manager/Risk & Assurance Manager (dependent on experience) to join our team for 12 months to cover a period of maternity leave. The primary purpose of the role will be to work within our 2nd line of defence risk management team, taking the lead on 2nd line risk assurance activity, being the...
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Edinburgh, United Kingdom InterQuest Group Full timeInterQuest are seeking a Risk & Resilience Manager to join our Second Line Risk and Compliance Function. This role involves ensuring effective risk management across our UK and European entities, covering various risk types such as operational, information/IT security, prudential, financial crime, safeguarding, and operational resilience. The position...
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