Risk Management, Associate

3 weeks ago


Edinburgh, United Kingdom BWD Search & Selection Full time

Lawyer - Managing Associate, Financial Regulation, Edinburgh Excellent Basic + bonus & benefits.

Are you a qualified lawyer with significant experience relating to regulatory matters within Wealth Management and Investment Platforms? Do you work for a law firm or financial institution? Your new role would be a challenging permanent opening as a Managing Associate – Financial Regulation based in Edinburgh, with hybrid working.

You will be a minimum of 4 Years PQE with a focus on various aspects of retail wealth and investments, including retail customer compliance matters, PE investment, M&A, asset sales, commercial arrangements, distribution, conduct, FCA engagement, capital requirements, remuneration and SM&CR.

In order to qualify for this excellent opportunity, you will be a qualified lawyer (4+ years PQE) with a background in Financial Regulation as it relates to organisations such as Investment Platforms, Wealth Managers, Custodians and SIPP providers, in addition to the below requirements;

A good understanding of the regulatory framework, including regulatory permissions, COBS, CASS, Consumer Duty, EBA and PRA publications on outsourcing and third-party risk, and operational resilience
An understanding (and preferably experience) of corporate transactional work and of commercial contracts, and be able to draft related regulatory provisions



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